HIGH COURT OF AUSTRALIA
KIRBY, HAYNE, CALLINAN, HEYDON AND CRENNAN JJ
RAYMOND DOUGLAS TULLY APPELLANT
AND
THE QUEEN RESPONDENT
Tully v The Queen
[2006] HCA 56
7 December 2006
B12/2006ORDER
Appeal dismissed.
On appeal from the Supreme Court of Queensland
Representation
A J Kimmins with K A M Greenwood for the appellant (instructed by Welldon Zande & Reddy)
L J Clare with V A Loury for the respondent (instructed by Director of Public Prosecutions (Q))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
Tully v The Queen
Evidence – Criminal trial – Sexual offence – Uncorroborated evidence – Delay in making of complaint – General rule from Longman v The Queen (1989) 168 CLR 79 requiring warning of danger of conviction – Whether trial judge bound to give a warning in present case – Duty to make comments in interests of justice – Requirement of fair trial – Conviction depended on evidence of complainant alone – Whether need for warning or comment as referred to in Robinson v The Queen (1999) 197 CLR 162.
Evidence – Criminal trial – Sexual offence – Evidence of uncharged acts – Whether admissible as relationship evidence – Whether subject to the constraints imposed for the admissibility of similar fact or propensity evidence.
Words and phrases – "delay", "Longman warning", "propensity evidence", "similar fact evidence", "uncharged acts", "uncorroborated evidence".
Criminal Code (Q), ss 229B, 632.
Criminal Law (Sexual Offences) Act 1978 (Q), s 4A.
Evidence Act 1977 (Q), Div 4A, subdiv 3.
KIRBY J.This is an appeal from a judgment entered by the Court of Appeal of the Supreme Court of Queensland[1]. By that judgment, the Court of Appeal dismissed the appellant's challenge to his conviction of sexual offences against a young girl ("the complainant"), the daughter of his then domestic partner.
[1]R v TN (2005) 153 A Crim R 129.
Although several issues were raised in the Court of Appeal, to support the challenge to the conviction, in this Court only two grounds remain. The first complains of the failure of the trial judge to give the jury a warning, with reference to features of the evidence, which the appellant said was necessary "to avoid a perceptible risk of miscarriage of justice arising from the circumstances of the case"[2]. The second concerns the suggested inadequacies and imperfections of the directions given to the jury on the subject of the standard of proof of uncharged acts which were described by the complainant in giving her evidence.
[2]Longman v The Queen (1989) 168 CLR 79 at 86; see Robinson v The Queen (1999) 197 CLR 162 at 168 [19].
The appellant is entitled to succeed on the first point. The case is not one for the application of the "proviso"[3]. A new trial should be ordered. The circumstances of the case make it unnecessary, and inappropriate, to deal with the issues concerned with the uncharged acts. Those issues are important, but this is not the occasion to decide them.
[3]Criminal Code 1889 (Q) ("the Code"), s 668E(1) and (1A).
The facts
Nature and course of the trial: By an indictment dated 28 June 2004, the appellant was charged with ten counts of sexual conduct involving the complainant. Two of the counts involved the offence of rape[4]; four counts charged that the appellant had unlawfully permitted himself to be indecently dealt with by a child under 16 years of age[5]; and four counts charged that the appellant had unlawfully and indecently dealt with a child under 16 years of age[6].
[4]The Code, s 349.
[5]The Code, s 210(1)(c).
[6]The Code, s 210(1)(a).
At his trial, in the District Court of Queensland (Richards DCJ), the jury were unable to agree on the two counts of rape. One, count 2, was alleged to have occurred between 31 January 1999 and 1 June 2000; the other, count 10, between 1 January 2000 and 1 June 2000. The jury also disagreed on one of the counts alleging that the appellant had permitted himself to be indecently dealt with (count 1). That offence was alleged to have occurred between 31 January 1999 and 1 February 2000. On all of the remaining counts, the appellant was found guilty by the jury. He was convicted and sentenced on each count to concurrent sentences of three years' imprisonment. A retrial was ordered on those counts upon which the jury could not reach a verdict. However, no such retrial has occurred.
The complainant was born on 11 March 1990. She was thus between the ages of nine and slightly more than 10 years of age when the alleged offences happened. The complainant's mother had begun a personal relationship with the appellant in early 1999 and the couple lived together with the complainant and her brother successively in their respective premises. It was soon after the relationship with the mother began that the complainant alleged that the appellant had begun to act inappropriately. At first this allegedly involved his exposing his penis to her; but later the events allegedly occurred that gave rise to the counts on the indictment[7].
[7](2005) 153 A Crim R 129 at 134 [33].
The complainant did not tell her mother about any of the appellant's alleged conduct until April 2002. By that time, the mother, the complainant and her brother were living in New South Wales. The police were notified and the complainant underwent two recorded interviews in April 2002 and May 2002. No immediate charges were laid. In October 2003, the appellant's home in Queensland was searched. Hand guns for which he was licensed were found and photographs were taken of the appellant's pubic area. The photographs disclosed the presence of a mole near the appellant's penis to which the complainant had referred in her statement to police. She was 12 years old at the time of the interviews and 14 years of age when the trial took place in July 2004.
There was no independent evidence confirming the complainant's allegations against the appellant save for her accurate description of the mole and of a tattoo on each of the appellant's buttocks and evidence of the complainant's mother concerning one occasion (the subject of counts 6 and 7 on which the appellant was found guilty). On that occasion the appellant and the complainant were absent in a carpark for so long that the mother began to look for them. She gave no evidence of having witnessed any sexual conduct. Otherwise, the prosecution case against the appellant depended solely on the complainant's version of the appellant's conduct in relation to her. At his trial the appellant neither gave, nor called, evidence.
Evidence and verdicts on ten counts: The first count involved an allegation of indecent dealing that allegedly occurred after the complainant, her mother, her brother and the appellant returned home after playing ten pin bowling together. The complainant said that the appellant asked her to touch his penis and testicles and when she refused, he grabbed her left hand and held it on his genitals for about five minutes[8]. In her second interview with police, the complainant said that this was when the appellant had first had sexual intercourse with her. She explained that she did not originally tell police of this fact because she was too embarrassed. She agreed that she had initially told police that after the appellant released her hand from his genitals, he went upstairs. The jury were unable to agree on a verdict on this count.
[8](2005) 153 A Crim R 129 at 131 [7].
The second count, concerning an alleged rape, involved an incident said to have occurred between 31 January 1999 and 1 June 2000 when the complainant, her mother and brother stayed overnight at the appellant's house. According to the complainant, the appellant woke her whilst her mother was asleep and persuaded her to go to his bedroom, where he pushed her onto his bed asking her to "have sex with me". The complaint said that she had threatened to tell her mother but that the appellant had put his penis in her vagina and pushed it up and down for about six or seven minutes before she left and returned to her own bed. The complainant claimed that she did not call out to her mother because the appellant had told her he would kill her. She stated that the appellant had a cupboard which contained guns and knives and that, on the previous day, she had carried ammunition to the cupboard and knew of its contents.
In cross-examination, the complainant was tackled on earlier evidence concerning the very late arrival at the appellant's home on the night of this offence. That evidence appeared to conflict with her being there the previous day. The jury were also unable to reach agreement on a verdict on this count.
The third count concerned an event which the complainant said had occurred at Easter 2000 when the appellant was camping with the complainant, her mother and brother and four family friends of the appellant. According to the complainant the appellant "flashed himself" on this occasion. The complainant went to the toilet and was followed by the appellant. She said that he put his finger in her vagina. When the appellant suggested intercourse, the complainant said that she had refused and returned to the camp site. She said that she did not tell her mother of these events because she was scared of the appellant's guns. The appellant was found guilty on this count.
The fourth count concerned an event which the complainant described when she and others were returning, in convoy, from the camp at Easter 2000. According to the complainant, because she felt sick while travelling in the family car, she was transferred to the appellant's car where she was able to lie down. However, the complainant said that the appellant pulled her underwear down and touched and squeezed her vagina whilst driving his car. Under cross-examination, the complainant said that the appellant's finger went inside her vagina. The complainant's mother confirmed that the complainant had ridden with the appellant after complaining of feeling sick. She had not wanted to do so but travelled with him for part of the journey. The jury returned a verdict of guilty on this count.
The fifth count concerned an incident that allegedly occurred in the appellant's garage in May 2000. The complainant said that, after school, the appellant had asked her to come to the garage and help him with something. When she did, he shut the door, pulled his shorts down and told her to look at his genitals. It was on this occasion that the complainant said that she had noticed the mole on the left side of the appellant's penis. When the complainant threatened to tell her mother of the appellant's conduct, he said that he would kill her if she did. He allegedly tried to put his penis in her vagina but she backed away. Under cross-examination she said that on this occasion, his penis went into her vagina "a little bit". The complainant's mother confirmed that the appellant's house had a garage. The jury found the appellant guilty on this count.
The sixth and seventh counts concerned incidents that were alleged to have occurred at a motel where the complainant, her mother, brother and the appellant were temporarily staying after moving home. The appellant said that her mother had gone to the toilet and asked the complainant to fetch a medical bag from the car. The appellant offered to accompany the complainant to the motel carpark. Whilst there, the complainant stated that the appellant had told her to "feel" him. When she refused, he had grabbed her hands and put them on his genitals. He also put his hand on the complainant's vagina and inserted a finger. The complainant secured the medical bag from the car and took it to her mother. The sixth count related to procuring the complainant to touch the appellant's penis. The seventh count related to the digital penetration. The jury found the appellant guilty on both counts.
The eighth count concerned an incident that allegedly occurred when the complainant went out at night to look for her dog that had been barking. According to her evidence, her mother and brother were asleep at the time. The appellant was on the porch and exposed his genitals, grabbing the complainant's hand and putting it on them. The complainant said that the appellant then took her down to the garage where he tried to get up against her. She told him to go away, left him and returned to her bedroom. The jury found the appellant guilty on this count.
The ninth and tenth counts concerned an incident that was alleged to have occurred in the laundry of the residence in which the complainant, her family and the appellant were then living. The complainant said that she had taken an object to the laundry to wash it. According to her evidence, the appellant came running down and told her to remember his gun. He also told her to touch his testicles. When she refused, he grabbed her hand and put it on them. The complainant said that the appellant tried to have sex with her again. It was in relation to this incident that the complainant saw the tattoos on the appellant's buttocks which she described. The complainant alleged that the appellant actually penetrated her vagina on this occasion. The appellant was found guilty by the jury of the offence of indecent treatment in the ninth count. However, the jury were unable to agree on the charge of rape contained in the tenth count.
Evidence of uncharged acts: In addition to the evidence relating to the offences the subject of the ten counts in the indictment, other evidence was given by the complainant concerning sexual acts which were not the subject of specific charges. This evidence included the complainant's description of an occasion when the appellant placed his testicles against her breast and three acts of sexual intercourse that allegedly occurred on a camping trip to Agnes Water, including an event when the appellant took the complainant to get something out of his car. As well as this, the complainant testified that the appellant had penetrated her vagina digitally about a dozen times and had penile vaginal intercourse "over a couple of dozen times", "a real lot", "30 times" and "quite a few times". No objection was raised at the trial to the admission of this evidence of uncharged acts. Indeed, some of the evidence was elicited by cross-examination of the complainant by the appellant's trial counsel.
In relation to the incident of rape referred to in the 10th count, the complainant said that the appellant had put his penis "all the way in"; that she had told the police officer that he had put his penis in her "maybe 30 times"; and that he had put his penis in "all the way". She agreed that he had done so "sometimes" and that "sometimes it was a bit". In relation to other occasions, the complainant said that the appellant had put his penis in "part of the way", "far enough" and "just a bit".
A medical examination of the complainant, described at the trial, reported that her hymen was still intact. The medical practitioner who deposed to this fact originally reported that her examination of the complainant did not support a history of full penile penetration. Subsequently, however, on the basis of published research, the medical practitioner concluded that "findings of an intact hymen neither supports nor denies the history of full penile penetration of the vagina past the level of the hymen". Nevertheless, it would have been open to the jury to attach significance to the condition of the complainant's hymen. Some members of the jury appeared to have done so. No other fact would seem to explain the inability of the jury to reach a verdict on the two charges of rape and the first count of indecent dealing, being the one in respect of which the complainant had later told police that it was the occasion when the appellant first had sexual intercourse with her.
Features of the defence case: As in other cases of this kind, the appellant faced difficulties in undermining the evidence of the complainant. Evidence about the residences in which the incidents were said to have occurred; the presence of the complainant's mother and brother on occasions; and details of the camping trips and visit to the motel carpark lent some circumstantial support to the complainant's evidence. Clearly enough, trial counsel elected to place much weight on the intact hymen and the apparent inconsistency between this objective fact and the complainant's allegations of many acts of penile and digital penetration, including occasions where the appellant had "put his penis all the way in".
Nevertheless, there were other features of the prosecution case against the appellant that potentially strengthened his argument that the complainant's accusations should not be accepted[9]. First, there was the age of the complainant at the time of the alleged offences (between nine and 10 years) and the circumstances that had brought her into contact with the appellant (her mother's relationship with him that had ceased by May 2000).
[9]See also reasons of Hayne J at [82]-[86].
Secondly, there was the complainant's failure to make any complaint to her mother at the time of the events she described, although in virtually all of them, the mother and brother were immediately at hand and in some cases in an adjacent room. The further delay (of about two years) after the end of the relationship between the mother and the appellant and the complaint to police was not readily explicable by her fear of the appellant's guns. In any case, the delays made it impossible for contemporaneous medical examination to produce any worthwhile results to contradict or cast doubt on the claims of full penile penetration. The move of the complainant and her family to New South Wales put the complainant out of physical contact with the appellant. The additional delay between the complainant's first contact with police and the bringing of charges against the appellant inevitably increased still further his difficulties in contradicting the accusations once made and in remembering any alibis or contradictory evidence that an earlier notification of complaint might have made possible.
Thirdly, various features of the accusations, their apparent embellishment with accusations of uncharged acts and unspecified multiple events, described only in general terms, raised questions concerning the reliability of the complainant's evidence. Effectively, if the appellant were to be convicted, it was on the evidence of the complainant alone, unconfirmed except in peripheral, circumstantial ways that might be explained consistently with innocence. Guilty verdicts, virtually inevitably, required the imposition of a significant custodial sentence on the appellant. For such a result, based on the evidence of one witness alone, the law has customarily stressed the need for very careful scrutiny of the accusations[10].
[10]R v Murray (1987) 11 NSWLR 12 at 19.
The judge's instructions to the jury
Elements of the judge's instructions: It is convenient to separate the content of the trial judge's instructions to the jury concerning the way in which they should approach the foregoing aspects of the case and her Honour's later directions to the jury concerning the use they could make of the evidence given by the complainant of the acts of a sexual kind that were not the subject of charges in the indictment. The directions on the latter point are the subject of the second ground of appeal, to be dealt with later.
The trial judge gave the jury conventional instructions about the onus and burden of proof. Some of the directions (such as those concerning the resolution of conflicts in the accounts given by different witnesses) appear to derive from a judicial Bench Book and not to have been specifically apt to this trial, where, essentially, the question was whether the prosecution had proved its case on the basis of the evidence of the complainant alone concerning the offences charged. Nevertheless, so far as it went, the burden which the prosecution bore to prove the facts necessary to establish each offence was correct and adequate. Repeatedly, the trial judge reminded the jury of the importance of their assessment of the complainant's credibility.
After explaining the legal ingredients of the offences charged and reminding the jury of the complainant's evidence in relation to each of the counts in the indictment, the trial judge turned to "the various addresses". She told the jury that the question for them was whether they were "satisfied beyond reasonable doubt that [the conduct allegedly committed by the appellant] happened because the defence basically say that nothing of the sort happened". She went on[11]:
"… the Crown has to prove to you beyond reasonable doubt essentially through the complainant because she is really the witness that the evidence rises and falls on, that what she says in relation to each of the counts is not only truthful, but is reliable so that you are prepared to accept her evidence beyond reasonable doubt".
[11](2005) 153 A Crim R 129 at 139 [53].
Explaining the defence case: The judge repeated the prosecutor's submissions, in the address to the jury, concerning the explanation of the failure of the complainant to complain about the appellant's conduct earlier on the basis of her age and the appellant's threats and possession of guns. She referred to the "enormity of what has happened to the child"; the confirmation by her mother of circumstantial facts about the house in which she was sleeping; the photograph of the mole and tattoos on the appellant's body; and the medical evidence which "… the Crown says … does not say one thing one way or the other". Squeezed in between two paragraphs reminding the jury of what the prosecution had said to rebut possible inconsistencies in its case was a short passage setting out the essence of the defence case:
"The defence, on the other hand, say [the complainant's] evidence is so unreliable that you could not possibly convict. For example, the episode at Agnes Water where she says there was sex three times and the mother says there was only one night that they stayed and in any event, that was before August 1999 when she says the first act of intercourse occurred. The defence say, well, that is an amazing mistake to make if she is telling the truth and if she has got that wrong then how could you possibly rely on the rest of her evidence."
A little later comes the following passage[12]:
"The defence remind you that they do not have to try and show you why she would be untruthful about these things and of course it is not for the defence to prove anything, but she is so inconsistent that you simply could not accept what she says beyond a reasonable doubt or beyond any doubt for that matter for all the sorts of reasons that have been highlighted by the defence in their address."
[12](2005) 153 A Crim R 129 at 139 [53].
Apart from recounting excerpts of what defence counsel had said in her address, the trial judge gave no directions of her own to the jury concerning the way in which they should approach their task. She did not specifically remind the jury of any elements in the evidence that were of particular importance for the performance of that task; nor did counsel ask for any directions on such matters to be given to the jury.
The jury's verdicts: The jury retired. After deliberating for more than a day they returned to announce that they could not reach agreement on counts 1, 2 and 10. However, they were agreed on the other counts. Their verdicts of guilty on those counts were taken. The conviction of the appellant followed as did his sentence.
The Court of Appeal's decision
Complaint based on Robinson: The initial notice of appeal to the Court of Appeal challenged the appellant's conviction on the counts on which he had been found guilty on the basis that the conviction was "unsafe and unsatisfactory". However, by the time the appeal was argued, a specific ground of appeal was formulated complaining that the trial judge had erred in failing adequately to direct the jury in relation to the evidence and that this had occasioned a miscarriage of justice[13]. The Court of Appeal rejected this submission. Its reasons were given by Keane JA (with whom Williams JA and Helman J agreed).
[13](2005) 153 A Crim R 129 at 131 [5].
On the first issue, after noticing the limited content of the trial judge's remarks to the jury on the approach that they should take and the observations of this Court in RPS v The Queen[14] about the content of jury instructions, Keane JA turned to address the appellant's complaint that the trial judge had failed to direct the jury "that they needed to scrutinize the complainant's evidence with great care before they could convict the appellant"[15]. His Honour referred to the decision of this Court in Robinson v The Queen[16]. However, for two reasons, Keane JA concluded that Robinson did not demonstrate any error on the part of the trial judge in this case in failing to give a warning to the jury.
[14](2000) 199 CLR 620 at 637 [41]-[42].
[15](2005) 153 A Crim R 129 at 139 [53].
[16](1999) 197 CLR 162.
The first reason stated by Keane JA was that Robinson had held back from requiring a warning to the jury "in every case where a child's complaint of sexual abuse is uncorroborated"[17]. He concluded that, although in the present case there was "no corroboration in the technical sense of evidence tending to confirm one or more of the elements of the offences charged, there was evidence which is capable of providing independent support for the complainant's version of events"[18]. Moreover, he concluded that there was "evidence which explains the complainant's delay in complaining about the appellant's conduct"[19].
[17](2005) 153 A Crim R 129 at 140 [56].
[18](2005) 153 A Crim R 129 at 140 [56].
[19](2005) 153 A Crim R 129 at 140 [56].
The second reason advanced by Keane JA was that Robinson was, in his Honour's words, "truly an exceptional case so far as the justification for the warning was concerned"[20]. This, he said, was because aspects of the case involved matters in which "judicial experience may have given the trial judge an advantage in assessing the credibility of the competing versions of events "over and above worldly wisdom and experience of the jury"[21].
[20](2005) 153 A Crim R 129 at 140-141 [58].
[21](2005) 153 A Crim R 129 at 141 [58].
Attempt to distinguish Robinson: It is clear that Keane JA considered that this Court's observations in Robinson were special to the factual circumstances of that case; and the "curious" features of the case as revealed by the conflicting evidence of the complainant and the accused in that matter[22]. Whilst he accepted that there were, in this case, "inconsistencies or discrepancies in the complainant's evidence"[23], he was of the opinion that "it was for the jury to decide what to make of those inconsistencies and discrepancies"[24]. Clearly, he was affected by the fact that the accused in Robinson had given evidence of denial whilst the appellant here had not done so[25]:
"The point is that in this case the uncontradicted evidence of the complainant's relationship and the dealings with the appellant was not such as to render improbable her evidence of sexual misconduct on his part. There was not in this case the combination of factors present in Robinson which called for a strong warning to ensure that a jury did not accept the complainant's evidence without close scrutiny."
[22](2005) 153 A Crim R 129 at 140 [57].
[23](2005) 153 A Crim R 129 at 141 [58].
[24](2005) 153 A Crim R 129 at 141 [58].
[25](2005) 153 A Crim R 129 at 141 [58].
It was on this basis that Keane JA considered that the trial judge's instruction to the jury that the prosecution case "rises and falls" on the evidence of the complainant was "perfectly accurate"[26]. The essential issue raised by this appeal is whether the conclusion that there was "no occasion for a stronger warning to prevent a perceptible risk of a miscarriage of justice"[27] was a correct statement of the law applicable to the appellant's trial.
[26](2005) 153 A Crim R 129 at 141 [59].
[27](2005) 153 A Crim R 129 at 141 [59] citing R v DAH (2004) 150 A Crim R 14 at 27-28 [62]-[64].
The applicable legislation
General duty on directions: In his reasons, Keane JA, correctly, adverted to the statutory setting in Queensland in which the foregoing issue had to be decided[28].
[28](2005) 153 A Crim R 129 at 142 [62]-[65].
The starting point is s 620 of the Criminal Code (Q) ("the Code") concerning the procedure to be observed in a trial:
"(1)After the evidence is concluded and the counsel or the accused person or persons, as the case may be, have addressed the jury, it is the duty of the court to instruct the jury as to the law applicable to the case, with such observations upon the evidence as the court thinks fit to make."
Corroboration warnings: Under the common law, as was explained in Robinson[29], certain categories of witnesses were considered to suffer from intrinsic lack of reliability, requiring trial judges to warn the jury of the danger of convicting upon their uncorroborated testimony. The categories concerned included the evidence of accomplices, of victims of a sexual offence and the sworn evidence of children[30]. It was to remove this approach of the common law that legislation was enacted throughout Australia to abolish the categories of evidence presumed to be unreliable. In Queensland, the relevant provisions on corroboration are found in s 632 of the Code[31]. That section reads:
"(1)A person may be convicted of an offence on the uncorroborated testimony of 1 witness, unless this Code expressly provides to the contrary.
(2)On the trial of a person for an offence, a judge is not required by any rule of law or practice to warn the jury that it is unsafe to convict the accused on the uncorroborated testimony of 1 witness.
(3)Subsection (1) or (2) does not prevent a judge from making a comment on the evidence given in the trial that it is appropriate to make in the interests of justice, but the judge must not warn or suggest in any way to the jury that the law regards any class of persons as unreliable witnesses."
[29](1999) 197 CLR 162.
[30]Carr v The Queen (1988) 165 CLR 314 at 318-319; cf B v The Queen (1992) 175 CLR 599 at 615-617; Link (1992) 60 A Crim R 264 at 270-271.
[31]See also Evidence Act 1995 (Cth), s 164; Evidence Act 1995 (NSW), s 164; Evidence Act 1929 (SA), s 12A; Evidence Act 2001 (Tas), s 164; Crimes Act 1958 (Vic), s 61; Evidence Act 1906 (WA), s 50; Evidence (Miscellaneous Provisions) Act 1991 (ACT), s 69; Evidence Act (NT), s 9C.
This section existed in Queensland, in an earlier form, at the time that Robinson, also a Queensland case, was decided. However, inferentially in response to the criticism of the language of s 632, the section has been amended. In response to this Court's comment that some witnesses who formerly required corroboration were not "complainants" (such as accomplices)[32], the word "complainants" was deleted and the word "persons" substituted. Nevertheless, the substance of s 632 remains the same.
[32]Robinson (1999) 197 CLR 162 at 170 [23].
Directions in the interests of justice: Also to be noticed is s 4A of the Criminal Law (Sexual Offences) Act 1978 (Qld) ("the Sexual Offences Act"). That section relevantly provides[33]:
"(4)If a defendant is tried by a jury, the judge must not warn or suggest in any way to the jury that the law regards the complainant's evidence to be more reliable or less reliable only because of the length of time before the complainant made a preliminary or other complaint.
(5)Subject to subsection (4), the judge may make any comment to a jury on the complainant's evidence that it is appropriate to make in the interests of justice."
[33]The entire section is set out in the reasons of Callinan J at [121]. See also reasons of Crennan J at [158] fn 155.
The effect of ss 632 of the Code and 4A of the Sexual Offences Act was explained in Robinson. "Stereotypical assumptions"[34] have been abolished. However, the right and duty of the trial judge to make comments on the evidence to the jury, which the interests of justice render appropriate, are preserved[35]. The question, therefore, is what the interests of justice required in the appellant's trial. Was it sufficient for the trial judge to give the brief instruction to the jury that has been quoted? Was it sufficient for her to remind the jury of the submissions of the prosecution and the defence? Did the interests of justice in the case oblige her to give any warning, to make any reference to the evidence and to lend her authority to explaining to the jury the way in which they should, or should not, approach their determination of a case of this character?
[34]R v Ewanchuk [1999] 1 SCR 330 at 336 cited in Robinson (1999) 197 CLR 162 at 168 [19].
[35]Reasons of Hayne J at [89].
Principles for judicial instructions to the jury
Addressing the real issues: In many recent decisions[36], this Court has observed that the starting point for evaluating the trial judge's directions to the jury is to be found in the reasons of Dixon, Williams, Webb, Fullagar and Kitto JJ in Alford v Magee[37]. The passage is well known, but it bears repeating[38]:
"[I]t may be recalled that the late Sir Leo Cussen insisted always most strongly that it was of little use to explain the law to the jury in general terms and then leave it to them to apply the law to the case before them. He held that the law should be given to the jury not merely with reference to the facts of the particular case but with an explanation of how it applied to the facts of the particular case. He held that the only law which it was necessary for them to know was so much as must guide them to a decision on the real issue or issues in the case, and that the judge was charged with, and bound to accept, the responsibility (1) of deciding what are the real issues in the particular case, and (2) of telling the jury, in the light of the law, what those issues are. … [L]ooking at the matter from a practical point of view, the real issues will generally narrow themselves down to an area readily dealt with in accordance with Sir Leo Cussen's great guiding rule." (emphasis in original)
[36]See, eg, Melbourne v The Queen (1999) 198 CLR 1 at 52-53 [143]; RPS v The Queen (2000) 199 CLR 620 at 637 [41]; Zoneff v The Queen (2000) 200 CLR 234 at 256 [56]; Azzopardi v The Queen (2001) 205 CLR 50 at 69 [49]; Doggett v The Queen (2001) 208 CLR 343 at 373 [115]; De Gruchy v The Queen (2002) 211 CLR 85 at 96 [44]; Murray v The Queen (2002) 211 CLR 193 at 205 [37], 219 [78].
[37](1952) 85 CLR 437.
[38](1952) 85 CLR 437 at 466.
In the explanation of this guiding rule, this Court has repeatedly recognised this "fundamental" duty of the trial judge[39]. It has acknowledged the difficulty which the judge faces, given the great variety of issues, legal and factual, that present for consideration in every trial[40]. It has accepted that there is no fixed form of instruction that will suit every case[41]. To adopt a fixed approach would distort effective oral communication with the jury. Mechanical or artificial formulae are therefore not what are called for[42]. Judicial instructions must be comprehensible to a jury, made up as it is of lay members[43]. It should be addressed to the issues in the trial and evaluated in the context of those issues[44].
[39]De Gruchy (2002) 211 CLR 85 at 96 [43]. See reasons of Hayne J at [75]-[76].
[40]Melbourne (1999) 198 CLR 1 at 52 [142].
[41]Zoneff (2000) 200 CLR 234 at 256 [55].
[42]Melbourne (1999) 198 CLR 1 at 52 [142]; Doggett v The Queen (2001) 208 CLR 343 at 373 [116].
[43]Doggett v The Queen (2001) 208 CLR 343 at 373 [115].
[44]RPS (2000) 199 CLR 620 at 637 [41]; Zoneff (2000) 200 CLR 234 at 256 [55].
Securing a fair trial: The content of the instruction in a particular trial is ultimately determined by the judicial obligation to ensure that the accused secures a fair trial in accordance with law[45]. This obligation requires the trial judge to put fairly before the jury the case which the accused has made[46] or is entitled to rely upon in the evidence that has been adduced. In particular, where, from the greater experience of the judge in the law and the conduct of trials, certain matters emerge that are relevant to the fair trial of the accused, the judge must explain those matters to the jury, with appropriate reference to the evidence. This point, and the reason for it, was explained by Hayne J in Melbourne v The Queen[47]:
"The trial judge in a criminal trial must instruct the jury about some matters that affect how they set about finding the facts. Thus in some cases the judge must warn the jury of dangers of which they must beware when they are considering the facts. Directions about the dangers of identification evidence[48] or about accepting uncorroborated evidence in some circumstances[49] provide ready examples. But it is always necessary to bear steadily in mind that it is the jury that decides the facts – not the trial judge. Especially is this necessary when the question is … whether a trial judge is bound to direct the jury in some matter that touches how the jury finds the facts in the case. The warnings about factual issues … are given to the jury not just because they relate to one or more of the issues in the case but because, if they are not given, the jury may omit consideration of important matters (of which they may be unaware) and wrongly conclude that guilt has been demonstrated beyond reasonable doubt."
[45]RPS (2000) 199 CLR 620 at 637 [41].
[46]RPS (2000) 199 CLR 620 at 637 [41].
[47](1999) 198 CLR 1 at 53-54 [144] (emphasis in original).
[48]Domican v The Queen (1992) 173 CLR 555.
[49]eg, Longman v The Queen (1989) 168 CLR 79.
Comments, warnings and directions: In deciding whether judicial observations to the jury are necessary in a particular case, this Court has distinguished between comments and directions[50]. Although a judge may comment on the facts generally, by reference to issues in the case, the jury are not bound to comply with such remarks, unless other functions so require[51]. However, directions pertain to the judicial duty to instruct the jury on the law that they must apply, whether in understanding the elements of the offence or in reasoning from the evidence to their verdict.
[50]Azzopardi (2001) 205 CLR 50 at 69 [49]; Doggett v The Queen (2001) 208 CLR 343 at 373 [115].
[51]Doggett v The Queen (2001) 208 CLR 343 at 373 [115].
Where a suggested direction falls outside those which the law holds to be obligatory, the omission of the trial judge to give the direction, later said to have been necessary, will be considered by the appellate court against the touchstone of the "ultimate issue". This is "whether, making due allowance for the advantages enjoyed by the trial judge, the circumstances of the case were such that it was not open to [the judge] to fail to be satisfied that such a warning was justified"[52].
[52]Longman (1989) 168 CLR 79 at 98 per Deane J.
It may be accepted that this contention presents a somewhat circular test. However, this is no more than a recognition of the need to fashion judicial directions in accordance with the great "guiding rule" stated in Alford[53]. The judge must identify the real issues and tell the jury, in the light of the law, what those issues are. If those issues necessitate particular warnings, so as to render the trial fair to the accused, it is an error of law on the part of the trial judge to fail to give such warnings.
[53](1952) 85 CLR 437 at 466.
Application of principles to the present case
Similarities to Robinson: When the foregoing principles are kept in mind, it is my view that the errors of the trial judge in the present case are clear. The case was analogous to Robinson. The Court of Appeal erred in concluding otherwise.
It is true that there were peculiarities in the evidence in Robinson to which, of necessity, this Court referred in explaining its decision in that case. As this Court said, there were "particular features of the case which demanded a suitable warning"[54]. Nevertheless, each case will contain features that are special. It would be a mistake to treat the decision in Robinson as if the warning required in that case was confined to the facts disclosed there or facts that were very similar. The case law on judicial warnings does not progress by perceived similarity amongst the facts of particular cases but by reference to the dangers of miscarriages of justice that particular facts serve to illustrate.
[54]Robinson (1999) 197 CLR 162 at 170 [25]. See also Longman (1989) 168 CLR 79 at 91.
In Robinson, there were inconsistencies and a "curious feature" of the evidence as well as a "long period that elapsed before complaint"[55]. There was also the approximation of the ages of the complainant and the accused and evidence of the circumstances of schoolboy talk of sexual matters in which the accusation against the accused was first made. Clearly, such features called for a judicial warning to the jury that drew attention to them and of "the need to scrutinise with great care the evidence of the complainant before arriving at a conclusion of guilt"[56]. This is why, in Robinson, this Court held that it was necessary for the judge to give a warning "in terms which made clear the caution to be exercised in the light of those circumstances"[57].
[55]Robinson (1999) 197 CLR 162 at 170 [25].
[56](1999) 197 CLR 162 at 171 [26].
[57](1999) 197 CLR 162 at 171 [26].
In the present case, however, there were also a number of circumstances that gave rise to dangers similar to those in Robinson[58]. The complainants, at the time of the alleged offences, were roughly the same ages (the complainant in Robinson was eight years old at the relevant time). The delay between the alleged offences and the first complaint to the child's parent was comparable. In Robinson, the delay was three years. This was described by this Court as a "long period"[59]. The delay in the present case extended still further, after the complainant had moved with her mother and brother to another State. In each case, the delay extinguished any opportunity of contemporaneous medical examination of the complainant that might have revealed evidence to inculpate or exculpate the accused. Moreover, in the present case the one objective feature that the jury might have regarded as inconsistent with the accusation of many acts of full penile and digital penetration was the complainant's intact hymen. It would have been open to the jury to accept that this was consistent with the appellant's version of events. I agree with the reasons of Callinan J that a court should focus on the principle stated in Robinson and not on factual similarities or differences that inevitably arise. However, it is necessary to refer to the similarities to demonstrate the error of Keane JA in suggesting that Robinson was truly exceptional and suggesting that it is only in such a case that a judicial warning need be given. This is not what Robinson said and it is not the legal principle for which it stands.
[58]cf reasons of Hayne J at [87]-[89].
[59](1999) 197 CLR 162 at 170 [25].
The most important similarity between the dangers existing in Robinson and in this case, that called forth the need for a warning to scrutinise the complainant's evidence with great care, was the absence of objective, reliable confirmatory evidence to support the complainant's testimony. True, there was evidence from the complainant's mother about circumstantial features of the case. There was also evidence of the complainant about the mole and tattoos which she saw on the appellant's body. But this evidence did not prove the actual offences. It was not inevitably inconsistent with innocence. Essentially, as in Robinson, conviction of the appellant depended on acceptance of the evidence of the complainant alone.
Sole witnesses, comments and warnings: That fact, in Robinson, led this Court to refer at some length to the reasons of Lee J in R v Murray[60]. The cited passage applies to the dangers of a wrongful conviction in this case, as much as it did to the dangers identified in Robinson. His Honour said:
"The fact that a judge does not comment upon the absence of corroboration of the complainant's evidence cannot, in my view, in the case of those offences to which s 405C [of the Crimes Act 1900 (NSW)] applies now be made the basis of a criticism of his summing-up, but again this does not mean that the judge cannot or should not, as is done in all cases of serious crime, stress upon the jury the necessity for the jury to be satisfied beyond reasonable doubt of the truthfulness of the witness who stands alone as proof of the Crown case. In all cases of serious crime it is customary for judges to stress that where there is only one witness asserting the commission of the crime, the evidence of that witness must be scrutinised with great care before a conclusion is arrived at that a verdict of guilty should be brought in; but a direction of that kind does not of itself imply that the witness' evidence is unreliable."
[60](1987) 11 NSWLR 12 at 19.
The conclusion so stated in Murray applies to a trial where the relevant statute law on corroboration is s 362 of the Code, including as it has been amended since it was considered in Robinson. Nothing in the Sexual Offences Act leads to a different conclusion. The interests of justice required the trial judge in the present case to direct the jury that the complainant's evidence was to be scrutinised with great care before a conclusion was arrived at based on the complainant's evidence alone.
Features requiring a warning: In giving such a direction, it would have been desirable for the judge to remind the jury of the "particular features of the case which demanded a suitable warning". Those features included the very young age of the complainant at the time of the alleged offences; the circumstances of her mother's new and ultimately temporary personal relationship with the appellant which could engender animosity and jealousy on the part of the complainant towards the appellant; the long delay between the alleged offences and of the complainant's statement to her mother (or anyone else) about those offences; the explanations given for such delay, including after the mother's relationship with the appellant ended and the family moved to New South Wales; the inconsistencies that arose between the original statements to police and the evidence under cross-examination in court; and the possible inconsistency of the claim of repeated deep sexual penetration and the intact hymen of the complainant. All of these were matters to be weighed by the jury. But, in accordance with Robinson, they needed to be evaluated by them with the assistance of a judicial warning or comment. Against the background of Alford, they needed to be drawn to notice as issues for the jury's attention in giving real content and substance to the requirement not to convict the appellant except on proof beyond reasonable doubt.
The trial judge gave no such warning or comment. Far from directing attention to these issues, she contented herself with reminding the jury, briefly, of what defence counsel had said in her closing address. Although the setting of the contested issues and counsel's address are important for judging the sufficiency of the judicial instructions to the jury, they cannot substitute for a judicial warning where that is required by law in the circumstances of the case. This was such a case.
The appellant primarily contended that a direction should have been given that it would be "dangerous" or "unsafe" to convict him on the basis of the complainant's evidence alone. Having regard to the statutory alteration of the law of corroboration, and the requirements of that law in respect of the evidence of a complainant in respect of sexual offences, a warning in those terms was not required. Nevertheless, a warning or comment along the lines described by Lee J in Murray, endorsed by this Court in Robinson, was required. It ought to have been given. Judges are aware of the heightened risks of miscarriages of justice when serious crimes, carrying extended custodial sentences, are proved on the evidence of, and impression given by, a single witness. Out of their experience, judges also know of cases where such evidence is retracted before an appeal, necessitating the later substitution of a verdict of acquittal[61].
[61]R v Johnston (1998) 45 NSWLR 362 at 375.
Inapplicability of Longman warning: In this appeal, I would not have disturbed the jury's verdicts, or the convictions that followed, on the basis of an omission on the part of the trial judge to give a warning to the jury of the kind required by Longman v The Queen[62]. That is a decision that concerns (as many others have[63]) the particular problem, in certain cases of complaints of sexual offences, of very long delays between the time of the alleged offences and the first complaint and subsequent trial. Such was not this case. Longman is thus a distracting red herring[64]. Whatever directions were sought at trial, at the hearing of the appeal in this Court the appellant's counsel agreed that the appeal was not about a Longman warning[65]. Accordingly, Longman, as such, was not an issue before this Court.
[62](1989) 168 CLR 79.
[63]Crampton v The Queen (2000) 206 CLR 161; Doggett v The Queen (2001) 208 CLR 343.
[64]cf reasons of Crennan J at [156]-[158], [163], [169], [172]-[177].
[65]Tully v The Queen [2006] HCATrans 343 at 790.
However, the equally important decision of this Court in Robinson was material[66]. Distinguishing that decision was a necessity that the Court of Appeal accepted. Its attempt is unconvincing, as Callinan J has himself acknowledged[67]. It does not add to the persuasion on this point to demonstrate that the problem addressed in Longman did not arise and that a Longman warning was not required. On the other hand, the problem dealt with in Robinson was clearly presented. And Robinson required a warning that was not given.
[66](1999) 197 CLR 162.
[67]Reasons of Callinan J at [131].
When a warning is required, it should be said loudly and clearly by this Court that it is not enough for the trial judge to tell the jury what defence counsel have said. Juries rightly regard counsel's addresses as partisan. They are entitled to look to the judge, himself or herself, to tell them the true issues for decision and to give them any warnings which the law requires, relevant to those issues. That was not done in the appellant's trial.
Conclusion: retrial required: The Court of Appeal erred in concluding that no warning was required and that the trial judge's directions were adequate. This was not a case for the application of the "proviso". In the absence of a proper direction, a miscarriage of justice has occurred. On this basis, there should be a retrial.
The direction on uncharged acts
Issues requiring clarification: In the light of this conclusion, it is strictly unnecessary for me to decide the appellant's second complaint about the directions given at his trial concerning the uncharged acts of which evidence was given by the complainant during the trial, mostly in response to cross-examination. The only basis upon which the Court would ordinarily examine the additional issue would be if doing so were essential for the proper conduct of a second trial.
There is no doubt that the issue of judicial directions in respect of evidence concerning uncharged acts that would constitute criminal offences of a sexual character constitutes an important question upon which there have been differences of view in the intermediate appellate courts in Australia[68]. It would be desirable that such differences of view (which are also to some extent reflected in opinions stated in this Court[69]) be settled authoritatively by this Court in a suitable case[70]. Not only is there the question as to any direction the trial judge should give concerning the use that a jury may make of evidence of uncharged acts. There is also the question, presented by the judicial directions given in the appellant's trial, as to the standard of proof (if any) that the jury should adopt in judging whether the uncharged acts have been established[71].
[68]See, eg, R v Gale [1970] VR 669 at 672; Karunaratne (1989) 44 A Crim R 191; R v Geesing (1985) 38 SASR 226 at 230; R v Johnston (1998) 45 NSWLR 362 at 370, 375; R v Pearce [1999] 3 VR 287 at 294-299 [23]-[34]; R v Nieterink (1999) 76 SASR 56 at 72-73 [81]-[90]; BWT (2002) 129 A Crim R 153 at 194 [110]; R v Heuston (2003) 140 A Crim R 422 at 432 [51]; R v Hagarty (2004) 145 A Crim R 138 at 141 [15]; R v DRG (2004) 150 A Crim R 496 at 506-507 [55]-[58]; R v BJC (2005) 154 A Crim R 109 at 114-117 [11]-[20].
[69]See, eg, Gipp v The Queen (1998) 194 CLR 106 at 133 [78]-[79] per McHugh and Hayne JJ; cf at 156-157 [141] of my own reasons, 164 [173] per Callinan J; KRM v The Queen (2001) 206 CLR 221 at 233 [33] per McHugh J; 261 [121] of my own reasons; 264 [134] per Hayne J.
[70]See also reasons of Callinan J at [129]-[133].
[71]In the present case, the jury were told to consider whether they found the evidence of the uncharged acts to be "reliable". This expressed a standard which the appellant claimed was inadequate; cf R v Johnston (1998) 45 NSWLR 362 at 375.
Inappropriate case for clarification: There is a particular reason why this appeal is not a suitable occasion to explore, and clarify, the approach of this Court with respect to the law on uncharged acts[72]. During the hearing of the appeal, the transcripts of the oral arguments of the prosecutor and defence counsel at trial were tendered. These appear to indicate that defence counsel endeavoured to make forensic use of the multiple claims of sexual penetration included in the complainant's answers to cross-examination. This was apparently done following a tactical decision that sought to demonstrate gross exaggeration and unreliability on the complainant's part. Most instances of uncharged acts appear in cases where they are described by the complainant in giving evidence as part of the background and justified in order to help explain the relationship that existed with the accused. To that extent, the present is not a typical case.
[72]cf reasons of Callinan J at [138]; reasons of Heydon J at [153]-[154].
It would be preferable for this Court to consider the law on the directions appropriate to evidence of uncharged acts in a case that lacks the forensic peculiarity of the present appeal. The second issue in this appeal can therefore await a different case on another day.
Orders
The appeal from the Court of Appeal of the Supreme Court of Queensland should be allowed. The orders of that Court should be set aside. In place of those orders, this Court should order that the appeal to that Court be allowed, the appellant's convictions and sentences quashed and a new trial ordered.
HAYNE J. The facts and circumstances giving rise to the appeal are set out in the reasons of Kirby J and I need repeat none of that material. I agree with Kirby J that the appeal should be allowed and consequential orders made in the form he proposes.
Argument of the appeal in this Court, quite properly, proceeded by reference to very specific propositions about what directions the trial judge should have given the jury at the appellant's trial. Did the directions given by the trial judge sufficiently satisfy the principles stated in Robinson v The Queen[73] and Longman v The Queen[74]?
[73](1999) 197 CLR 162.
[74](1989) 168 CLR 79.
Although broader questions of principle, about what directions should be given about uncharged criminal acts allegedly committed by an accused and revealed in evidence at trial, were touched on in argument, those questions need not be considered in this matter. Evidence of alleged uncharged acts of the appellant was admitted without objection at his trial, and at least as to part, was admitted at the instance of the appellant's trial counsel, in aid of an argument that the complainant's evidence should not be accepted by the jury as establishing the appellant's guilt of the offences with which he was charged. These larger questions, about when evidence of uncharged acts is admissible, and what directions should be given about the use of such evidence, should be reserved for another day.
The specificity of the particular arguments that were advanced in the appeal to this Court, and that must be considered, should not be permitted to obscure, however, the basic principles that are engaged by the arguments about what directions or warnings the trial judge should have given the jury at the appellant's trial. Although the principles are well known, it is as well to restate them, and then relate them to the particular points that must be decided.
A criminal trial is an accusatorial process in which the prosecution bears the onus of proving the guilt of the accused beyond reasonable doubt[75]. If an accused person pleads "not guilty", the accused puts the prosecution to proof, beyond reasonable doubt, of every element of the offence or offences charged.
[75]RPS v The Queen (2000) 199 CLR 620 at 630 [22] per Gaudron ACJ, Gummow, Kirby and Hayne JJ; Azzopardi v The Queen (2001) 205 CLR 50 at 64 [34] per Gaudron, Gummow, Kirby and Hayne JJ.
In a trial by judge and jury, the tasks of the trial judge and the jury are different. As the standard directions to juries say, it is the jurors who are the judges of the facts in the case. It is for the jury, and the jury alone, to decide whether the accused is guilty or not guilty of the crime that is charged.
The tasks of the trial judge are different. They include those identified in the well known and now oft-repeated passage from the joint reasons of this Court in Alford v Magee[76]. It is for the judge to explain to the jury so much of the law as they need to know in deciding the real issue or issues in the case[77]. But no less importantly, it is for the trial judge to decide what those real issues are, and to tell the jury, in the light of the law, what those issues are[78].
[76](1952) 85 CLR 437 at 466. See also, for example, Melbourne v The Queen (1999) 198 CLR 1 at 52‑53 [143]; De Gruchy v The Queen (2002) 211 CLR 85 at 96 [44].
[77]See, for example, Azzopardi (2001) 205 CLR 50 at 69 [49].
[78]Alford v Magee (1952) 85 CLR 437 at 466.
It is to be noted that reference is made in Alford v Magee to the "real" issues in the case. The word "real" is no mere verbal flourish. It is important. By hypothesis, the accused has pleaded not guilty and, by that plea, has put in issue every element of the offence or offences charged. But it by no means follows that there is a "real" issue about every one of those elements. Leaving aside cases in which an accused makes some formal admission of one or more elements of an offence charged, by the time the judge comes to instruct the jury, it will often be apparent that evidence adduced by the prosecution in respect of one or more of the elements of the charge is not challenged, and that there is, therefore, no real issue about that element or those elements. To take a simple example, in a murder trial there will very often be no dispute that the victim is dead. There may be no dispute about how, when or where the victim died. In order to prove the case, the prosecution will lead evidence about those matters but it will be apparent, by the end of the trial (if not much sooner), that there is no "real" issue about those matters.
A fundamental part of the task of the trial judge is to decide what are the "real" issues in the case. And another, no less important, part of that task is to tell the jury what those real issues are. It is in respect of those issues (and only those issues) that the judge must instruct the jury about so much of the law as the jury must understand to decide the case.
Identifying the real issues in a case will not always be easy. In some jurisdictions, legislative provisions have been made for procedures evidently intended to reveal what are the real issues in a case before the trial begins[79]. But even where there are such procedures, and they are applied, it is inevitable that, at many criminal trials, no positive defence case will be advanced and the accused will go to the jury on the basis only that the prosecution has failed to prove its case beyond reasonable doubt. It must be accepted, therefore, that there will be cases (including, but not only, those in which no positive defence is advanced) in which it may not be at all clear whether there is a real issue about some particular aspects of the matter. The trial judge must nonetheless decide what are the real issues, and must tell the jury what they are.
[79]See, for example, Crimes (Criminal Trials) Act 1999 (Vic), ss 6‑8.
It is of the first importance to the proper administration of criminal justice that trials not be made longer or more elaborate than they need to be. That object is defeated if trial judges do not focus the minds of the jurors upon what are the real issues in the case and confine the instructions that are given to the jury to only so much of the law as the jury needs to decide those issues. Prudence may well be said to suggest that the judge should err on the side of stating more rather than fewer issues. But it is important to recognise that doing that tends to defeat the object of confining the length and complexity of criminal trials to what is necessary for the attainment of justice. The trial judge must, therefore, steer a difficult course between stating only the real issues in the case, and stating too many issues for the jury's consideration, with consequent over‑elaboration and prolongation of the trial. As Owen J said in Commissioner for Road Transport v Prerauer[80], the first duty of the trial judge is "to explain to a jury in a simple, understandable fashion the law which is applicable to the particular case before them" (emphasis added).
[80](1950) 50 SR (NSW) 271 at 277.
Because deciding what are the real issues in a case is a matter of judgment to be made in the context of the particular trial, there will be cases where minds may differ about what those issues are. There will, therefore, be cases where, on appeal, it is said that the trial judge failed to recognise that there was a real issue about some aspect of the matter. In that regard it may be that a deal of importance should be attributed by the appellate court to what was done at trial, having regard not only to the advantage a trial judge has in understanding the way in which a trial has been conducted, but also the responsibility of counsel (on both sides of the record) to draw attention to any omission in the trial judge's instructions to the jury. But these are questions that do not now arise and need not be examined here.
It is as well to say something more about the way in which a trial judge should identify the real issues in a case.
The issues in a case can be described at any of a number of levels of abstraction. The ultimate issue in a criminal trial, stated in its most abstract form, is whether the prosecution has proved, beyond reasonable doubt, the accused's guilt of the offence charged. That issue can be restated, but still at a high level of abstraction, as being whether the prosecution has proved all of the stated elements of the offence charged, to the requisite standard of proof. Neither statement identifies the "real" issues in a criminal trial.
In a case like the present, the central issue at the trial could be described as being whether the evidence of the complainant was to be accepted as establishing the appellant's guilt beyond reasonable doubt. But again, such a statement of the issue is too abstract. It does not direct the minds of the jury to what should properly be identified as the "real" issues in the case. It does not do that because the issues for the jury are both more elaborate and more refined than: "Do you believe the complainant?". They are more elaborate because the complainant's evidence dealt with a number of different subjects; they are more refined because evidence about those subjects must be related to elements of the offences charged. The real issues in the case must be identified in a more elaborate and refined way than by saying only that the issue is "Do you believe the complainant?".
The point that has just been made can be put in another way – by reference to what one author has said[81] on the subject of issue‑framing in legal writing. He distinguishes[82] between what he calls "deep issues" and "surface issues":
"A 'deep' issue is concrete: it sums up the case in a nutshell – and is therefore difficult to frame but easy to understand. A 'surface' issue is abstract: it requires the reader [or listener] to know everything about the case before it can be truly comprehended – and is therefore easy to frame but hard to understand."
[81]Garner, A Dictionary of Modern Legal Usage, 2nd ed (1995) at 471-473.
[82]Garner, A Dictionary of Modern Legal Usage, 2nd ed (1995) at 471.
"Do you believe the complainant?" and "Has the prosecution proved its case?" are surface issues. They do not reveal the decisional premises. The reader, or listener, must go elsewhere to learn what the real issue is. In particular the reader, or listener, must go to the facts of the case that have been revealed in the evidence led at trial. And that is why, to be useful, a statement of the real issues that are to be decided by the tribunal of fact in a criminal trial must be explicitly related to the facts of the case rather than stated in abstract terms. Doing that will mean that they are stated as "deep issues", not "surface issues".
In the present case, the issue – "Do you believe the complainant?" – had a number of factual premises. They had been identified in the final addresses of counsel. The complainant had been aged between eight and 10 years at the times of the alleged offences; she was aged 14 years at the time of the trial. At the times the offences were alleged to have occurred, the appellant was in a relationship with the complainant's mother. The complainant had given more than one account of what she alleged had happened, and those accounts were not identical. Trial counsel for the appellant emphasised what she contended were inconsistencies in the complainant's accounts of what the appellant was alleged to have done. These accounts were said to be "so inherently improbable, unlikely, inconsistent within themselves, confusing, changing and presenting so many difficulties" as to require the jury to entertain a reasonable doubt about the complainant's testimony. Trial counsel illustrated her contention by reference to the complainant's evidence about incidents at Agnes Water and her account of an incident said to have occurred while the appellant was driving. More than once, trial counsel for the appellant dwelt upon the improbability of the complainant's suggestion that there had been as many as 30 incidents of penile penetration. Counsel for the prosecution accepted that the complainant had made some mistakes in giving her account of events, but sought to characterise other differences in the accounts she gave, as the complainant's adding details to her account as she became more confident.
The issues thus presented for the jury to decide were issues arising from the facts that (a) the complainant was very young at the time of the alleged offences, (b) the complainant was still a young person when she gave evidence, (c) about four to five years had elapsed between the time of the alleged offending and the complainant giving her evidence at trial, (d) because time had elapsed between the alleged offending and medical examination of the complainant, the medical evidence could neither support nor contradict the allegation that there had been sexual penetration and (e) the offences were alleged to have occurred in a family setting that had since broken up but was one in which the complainant alleged that she feared the appellant both during and after the relationship had ended.
Stated in abstract terms the factual issue for the jury was – do you accept the complainant's evidence as establishing the elements of each offence beyond reasonable doubt? Stated in more concrete terms, the issue was – do you accept the evidence of a young person about particular events of sexual misconduct, occurring in the family setting described, and said to have occurred, unwitnessed, some years ago, when she was aged between eight and 10 and which medical examination can now neither verify nor falsify? (That statement of the issue is not proffered as a formula that could have been adopted in instructing the jury about the real issues in the trial of the appellant. It is too compressed to be used for that purpose, at least without a deal of amplification and explanation. It is put forward as no more than a convenient summary of the information that had to be given to the jury by the trial judge.)
When the issues in the trial are understood in this way, it is evident that, contrary to what was held in the Court of Appeal[83], the present case was not to be distinguished from Robinson. What Robinson, and Longman, hold is that there are cases where there is a perceptible risk of miscarriage of justice if the jury is not warned of the need to scrutinise the evidence of a complainant with care before arriving at a conclusion of guilt[84]. That is not because complainants in sexual cases, as a class, are to be treated as intrinsically untrustworthy. Section 632(1) of the Criminal Code (Q) precludes such reasoning. And s 632(2) does away with the former requirement to direct a jury that it would be unsafe to convict an accused on the uncorroborated evidence of the complainant[85]. But those sub‑sections do not prevent a judge from making a comment on the evidence given in the trial "that it is appropriate to make in the interests of justice"[86]. It is the interests of justice that dictate whether a warning should be given.
[83]TN (2005) 153 A Crim R 129 at 140-141 [56]-[58].
[84]Robinson v The Queen (1999) 197 CLR 162 at 171 [26]; Longmanv The Queen (1989) 168 CLR 79 at 86.
[85]cf Evidence Act 1906 (WA), s 36BE considered in Longman (1989) 168 CLR 79 at 87-89.
[86]Criminal Code (Q), s 632(3).
Lengthy delay in making a complaint is often an important reason for concluding that a warning should be given. But as Robinson shows, delay measured in decades (as it was in Longman) is not the only reason for concluding that it is appropriate in the interests of justice to warn a jury of the dangers of acting on the uncorroborated evidence of a complainant. That is why the convenient shorthand description of a warning as a "Longman direction" will mislead if it is understood as requiring that a warning be given only if the facts of the instant case are generally similar to those that were considered in Longman.
It is the nature of the issues that were to be decided by the jury in this case – the real issues in the case – that required a warning. The issues identified earlier in these reasons are not materially different from those that arose and were considered in Robinson. It was necessary for the trial judge to point out to the jury the need, when deciding those issues, to scrutinise the complainant's evidence with care before convicting the appellant.
Once it is recognised that the trial judge must decide what are the real issues in the trial, and tell the jury, in concrete terms, what those issues are, the purpose of a judge giving to the jury a warning, like those considered in Longman and Robinson, is more apparent. It is a warning given to the jury about how they are to decide one or more of the real issues in the case. If the real issues are identified for the jury in concrete terms, as they should be, the warning will evidently relate to one or more of those issues.
Because the criminal law has become as complex as it now is, "bench books" of standard forms of instructions to the jury are readily available for the assistance of trial judges. Properly used, such books are invaluable. But there is a risk that the prescription of common forms of instruction, which must necessarily be framed without reference to specific facts, and thus in abstract terms, will be used without relating them to the issues that the jury has to decide. The proper use of standard forms of jury instructions requires the judge first to identify what are the real issues in the case, then to identify the relevant instructions that are to be given to the jury and then, and most importantly, to instruct the jury by relating the standard form of instruction to the real issues in the case. The bare recitation to a jury of the relevant sections of a bench book of standard instructions, unrelated to the real issues in the case, does not fulfil the trial judge's task. In particular, to recite the terms of a form of Longman or Robinson direction, without relating that direction to the issues that the judge has identified for the jury as the real issues in the case, will ordinarily not suffice.
The real issues in the present case required the trial judge to give the jury instructions of the kind described in Robinson. The appeal should be allowed.
CALLINAN J. The issues in this appeal are whether the trial judge, in a trial of a person charged with serious sexual misconduct, should have given a Longman[87] direction, and whether an intermediate court of appeal should have quashed the appellant's convictions on that account, and on account of the way in which evidence of uncharged similar acts was dealt with at the trial.
[87]Longman v The Queen (1989) 168 CLR 79.
The facts
The complainant was born on 11 March 1990. She alleged, in April 2002, that she was sexually abused by the appellant between January 1999 and June 2000, when she was nine to 10 years of age. The appellant and the complainant's mother had lived together during that period.
The appellant was charged with 10 counts of indecently dealing with a child under 16 years of age, which included two charges of rape, and eight charges of indecent treatment. The particulars given of the charges were as follows:
1.Indecent treatment. On 19 August 1999, at about 8.30 pm in the office downstairs of the complainant's home, and while the complainant's mother was sewing upstairs, the appellant used the complainant's hand to manipulate his penis.
2.Rape. On 22 August 1999, the complainant and her mother and brother were at the appellant's house in Calliope, and while the complainant's mother was asleep on a mattress in another room, the complainant was taken by the appellant to a bedroom where he removed her clothing and engaged in sexual intercourse with her.
3.Indecent treatment. During a camping trip on the Easter weekend of 2000, the appellant accosted the complainant in a toilet cubicle and digitally penetrated her.
4.Indecent treatment. On the return from the camping trip on the Easter weekend of 2000, the complainant became ill and was sent from her mother's car to the appellant's car. There, while he was driving, the appellant squeezed the complainant's vagina.
5.Indecent treatment. In about May 2000, at the appellant's house in Calliope, the appellant induced the complainant to come into his garage on a pretence, exposed himself, and attempted penetration.
6.Indecent treatment. While staying overnight at the Camelot Motel in Gladstone, the appellant and the complainant went to get a medical bag from a car, and the appellant made the complainant touch his penis.
7.Indecent treatment. While staying overnight at the Camelot Motel, the appellant and the complainant went to retrieve a medical bag from a car, and the appellant digitally penetrated the complainant.
8.Indecent treatment. The complainant one evening, apparently after returning from the Camelot Motel, went out in the night to see to her barking dog while her mother and brother were asleep, and the appellant, who was on the porch, naked from the waist down and touching his penis, put the complainant's hand on him, took the complainant downstairs and tried to force himself against her.
9.Indecent treatment. In about March 2000, the complainant went into the laundry of her house, and there the appellant put the complainant's hand on his testicles, directed her to touch them, and asked her if she liked it.
10.Rape. In about March 2000, the complainant was in the laundry in her house. The appellant removed her clothes, pushed her on to a mattress there, and forced his penis fully into the complainant's vagina.
Various other circumstantial details surrounding each of these events were given in evidence by the complainant.
The complainant first told her mother of the appellant's molestation of her about two years after the last occasion of it, when her mother and the appellant had separated, and had moved away with the complainant and her brother to New South Wales.
The trial
The appellant was tried in the District Court of Queensland by a judge (Richards DCJ) and jury. It is necessary to explore in some detail the conduct of the trial, not only on behalf of the appellant but also on behalf of the respondent. But before doing that, it should be noted that counts 1, 3, 4, 5, 6, 7, 8 and 9 were of indecent dealing and the other two (counts 2 and 10) were of rape.
The complainant's evidence-in-chief was pre-recorded pursuant to the provisions of Pt 1, Div 4A[88], subdiv 3[89] of the Evidence Act 1977 (Q)[90]. The recordings were of two interviews with police officers. The first interview was conducted on 4 April 2002, and the second on 8 May 2002. The appellant was then 12 years of age. She was 14 by the time of the trial.
[88]Evidence of special witnesses.
[89]Pre-recording of affected child's evidence.
[90]See particularly s 21AK(1), see also s 21A(2)(e) but note s 21A(1A).
In cross-examination, which was conducted remotely on video, pursuant also to the Evidence Act[91], the complainant explained why she had allowed two years to elapse before making any complaint about the appellant's dealing with her: that the appellant had threatened her with firearms, which he had about him at all times, and, it may be inferred, because he also kept "huge knives". Even after the complainant's mother and the appellant separated, he continued for a time to contact the complainant by telephone and to threaten her.
[91]For the purposes of s 21AK, "evidence" includes "cross-examination", see s 21AK(9).
The complainant's evidence included allegations of acts which were criminal but which were not the subject of any of the counts on the indictment. No objection was taken to the admission of evidence of these, and some were either elicited or emphasized in cross-examination, it fairly clearly appears, for tactical purposes. The evidence of the uncharged acts included that the appellant held his genitalia against the complainant's breasts; that he committed three acts of sexual intercourse with her on a camping trip to Agnes Water; that he digitally penetrated her about a dozen times (in addition to the occasions the subject of counts 3, 4 and 7); and, that he raped the appellant "over a couple of dozen times", "a real lot ... 30" times, or, "quite a few times", "more than five or six times".
Gipp and KRM establish that it is not enough for an advocate or a judge to treat undefined, non-specific or irrelevant evidence recording what passed between an accused and another at other times as "relationship evidence" and to admit it as such.
Nothing that has been said in the cases before Gipp and since it, nor any criticism or otherwise of it, serves therefore to allay my very serious concerns about the reception, over objection, of non-specific, potentially prejudicial "relationship" or "contextual" or "background" evidence. Further, the practical reality is that in a case such as this one, in which there are multiple recurrent counts of the same offence or similar offences over a considerable period, any justification for the leading of "relationship", "contextual" or "background" evidence will not be well founded. The position may, for example, be different if there is only one or a small number of offences charged and[138]:
"a truthful complainant is likely to be disbelieved if relationship evidence is excluded and in consequence the jury derive the impression that the complainant is saying that the accused molested him or her out of the blue".
[138]R v GAE (2000) 1 VR 198 at 206 [22], cited in Heydon, Cross on Evidence, 7th Aust ed (2004) at 649 [21050].
It is important, in my opinion, that both parties and trial judges pay close attention to any attempt to tender evidence of uncharged acts. If it truly is, as I think it was in Gipp and may have been, if anything, here, propensity evidence, and it is tendered without adverting to its true character as such, the prosecution may obtain the benefit of its prejudicial effect without the disadvantage of the strictures that apply to evidence of that kind.
There is another potential disadvantage to a defendant in the reception of such evidence in a case in which the defendant does give evidence. The prosecution evidence of uncharged acts will have already further darkened the character of the accused, over and above the impact of the nature of the acts charged. He will in all likelihood then enter the witness box as a person of bad character, without necessarily having sought to show his own good character, or to impute bad character to a witness for the prosecution. Section 15 of the Evidence Act governs evidence of bad character, and lays down strict rules for its introduction, rules which do not have any ready application to circumstances of the kind present here. Timely objection to the reception of possibly inadmissible "relationship evidence" will ensure that its actual character is identified, and whether it is truly admissible relationship evidence as such, within the narrow confines accepted by all of the judges in Wilson, stressed by the majority, if somewhat differently, in Gipp, and accepted in part at least by McHugh J and Hayne J in KRM. It may be that once it is established, if such be the case, that the evidence in question is truly relationship evidence, that the proper directions are those which Doyle CJ (Perry J and Mullighan J agreeing) in the Full Court of the Supreme Court of South Australia thought appropriate in R v Nieterink[139]. After reviewing the authorities, including Wilson, his Honour pointed out that in many cases of sexual offences against children, the evidence of uncharged acts had several potential uses. Almost certainly correctly, in my respectful opinion, his Honour said that the evidence of a particular relationship might be admissible to explain a criminal act, or the circumstances in which it was committed, that might otherwise be surprising, and, on that account, implausible. His Honour pointed out that the evidence may establish a pattern of guilt to explain a child's submission and silence[140]. I certainly agree with his Honour's opinion that there has been a tendency towards an unsatisfactory non-specificity in the use of the term "relationship"[141]. I further think, as did his Honour, that the term "background" is unsatisfactory because of its failure to identify the precise manner in which it is suggested that the evidence of uncharged acts can be used[142].
[139](1999) 76 SASR 56.
[140](1999) 76 SASR 56 at 65 at [43].
[141](1999) 76 SASR 56 at 65 at [45].
[142](1999) 76 SASR 56 at 65 at [46].
It is not as if in Queensland, and I understand it, elsewhere[143], that the prosecution does not have at hand the means of prosecuting multiple sexual offences against children, who by reason perhaps of tender age, fear, embarrassment, denial, or inexact recall of dates, are unable to be precise about the occasions, but not the fact of molestation over a period. The means are provided by s 229B of the Queensland Criminal Code[144], which was the charge under consideration in KBT v The Queen[145].
[143]See, eg, Crimes Act 1900 (NSW), s 66EA; Crimes Act 1958 (Vic), s 47A; Criminal Code (WA), s 321A; Criminal Law Consolidation Act 1935 (SA), s 74; and Criminal Code (Tas), s 125A.
[144]Section 229B(1) of the Criminal Code provides:
"Any adult who maintains an unlawful sexual relationship with a child under the prescribed age commits a crime."
Sub-section (7) provides:
"An adult may be charged in 1 indictment with:
...
(b) 1 or more other offences of a sexual nature alleged to have been committed by the adult in relation to the child in the course of the alleged unlawful sexual relationship (the 'other offence or offences')."
[145](1997) 191 CLR 417.
This case is not however one for the final resolution of these questions. No matter what the proper characterization of the evidence of the uncharged acts was here, the fact is the appellant did not object to it, and sought to make forensic capital out of the self-contradictions in it, and generally, its incredibility because of its excessiveness. Furthermore, the appellant sought no redirection as to the way in which the trial judge dealt with it. This was almost certainly because the trial judge emphasized more than once the necessity for the jury to be satisfied beyond reasonable doubt that the complainant's evidence about the offences charged was true, and repeated the submission on the appellant's behalf that there were inconsistencies in the evidence of the complainant. The trial judge's directions were certainly spare, but not quite to the point of insufficiency in the circumstances. It would no doubt have been better if close attention had been paid to the nature and admissibility of the evidence of the uncharged acts, and the possibility of the desirability of different directions concerning them from those which were given. But, as the trial was conducted by the parties, and the issues joined, there was no error which could have led to a miscarriage of justice. It was not insufficient in the circumstances for the trial judge to say, after referring to the evidence as "relationship evidence" that if the jury rejected it, then the credibility of the complainant would be significantly affected, and would reflect upon her evidence of the offences charged.
I would therefore dismiss the appeal.
HEYDON J. I agree with the reasons of Callinan J for concluding that the trial judge committed no error in relation to uncharged acts which could have led to a miscarriage of justice[146]. In relation to the issue centring on Longman v The Queen[147], I agree with Crennan J[148].
[146]Paragraphs [134]-[149] above.
[147](1989) 168 CLR 79.
[148]Paragraphs [172]-[186] below.
In the Court of Appeal counsel for the appellant (who did not appear at the trial, but did appear in this Court) made certain particular criticisms of his predecessor's conduct in relation to pre-trial procedure and in relation to the handling of the trial itself. The Court of Appeal rejected these criticisms in a convincing manner[149].
[149]R v TN (2005) 153 A Crim 129 at 137-138 [43]-[50] and 145 [75].
In this Court counsel for the appellant accepted that special leave had not been sought in relation to the competence of the appellant's counsel at trial, and that there was no ground of appeal in relation to it. However, on occasion he hinted that counsel for the appellant at the trial had been incompetent in not requesting a Longman warning; in not objecting to the tender by the prosecution of evidence as to uncharged acts; in not raising with the trial judge any difficulties about the uncharged acts either before the evidence was called, or before counsel's final addresses, or before the summing up; in introducing into evidence uncharged acts not tendered by the prosecution; and in failing to seek directions and failing to direct misdirections about the uncharged acts.
If criticism was intended, it should be rejected. There were objectively reasonable explanations for what counsel for the accused did and did not do. She was dealt very bad cards. She played them very well. Her methods were the reverse of incompetent.
I agree with Callinan J and Crennan J that the appeal should be dismissed.
CRENNAN J. The issues in this appeal and the relevant facts are set out in the reasons of Callinan J. I agree with the conclusions of Callinan J that the Court of Appeal of Queensland was right to refuse to intervene on the ground that there was a miscarriage of justice[150] because the trial judge did not warn the jury in accordance with Longman v The Queen[151] and was also right to decide that there was no error in the trial judge's directions in respect of uncharged acts. I have nothing to add to what Callinan J has said in his reasons in relation to uncharged acts. My reasons for agreeing with Callinan J's conclusion that no warning in accordance with Longman was required are as follows.
[150]Criminal Code (Q), s 668E.
[151](1989) 168 CLR 79.
The appellant contended that the trial judge's directions to the jury on the necessity to scrutinise the complainant's evidence were neither adequate nor sufficient to discharge her function. Callinan J has set out relevant passages from the trial judge's summing up to the jury[152] which obviates the need for me to do so.
[152]Reasons of Callinan J at [113]-[116].
It was not in dispute that it was the duty of the trial judge "to instruct the jury as to the law applicable to the case, with such observations upon the evidence as the court thinks fit to make"[153] and that a trial judge must give a warning to the jury "whenever a warning is necessary to avoid a perceptible risk of miscarriage of justice arising from the circumstances of the case"[154]. The appellant contended that the trial judge should have warned the jury in accordance with Longman that it would be dangerous to convict the appellant on the complainant's evidence alone, because of the appellant's forensic disadvantage in attempting to marshal a defence as a result of the delay between the dates of the offences alleged and the preliminary complaint[155] made by the complainant to her mother, unless the complainant's evidence was scrutinised with great care. No redirection requiring the trial judge to give such a warning was sought at trial by the appellant.
[153]Criminal Code (Q), s 620(1). The relevant legislation is set out in the reasons of Callinan J at [121], and footnotes 109 and 110.
[154]Longman v The Queen (1989) 168 CLR 79 at 86 per Brennan, Dawson and Toohey JJ, citing Bromley v The Queen (1986) 161 CLR 315 at 319, 323-325 and Carr v The Queen (1988) 165 CLR 314 at 330; followed in Robinson v The Queen (1999) 197 CLR 162; Crampton v The Queen (2000) 206 CLR 161; Doggett v The Queen (2001) 208 CLR 343.
[155]Criminal Law (Sexual Offences) Act 1978 (Q), s 4A distinguishes between a "complaint" and a "preliminary complaint".
It was accepted by the appellant that s 4A(4) of the Criminal Law (Sexual Offences) Act 1978 (Q) proscribed a warning due to delay in making a complaint in relation to a sexual offence, if delay were the only reason said to oblige the giving of a warning. It was also conceded at the hearing of the appeal that the delay in question of between two and two and a quarter years between the offences, which were the subject of the appeal against conviction, and complaint in April 2002, was not a delay of the same order as occurred in Longman (more than 20 years), Crampton v The Queen[156] (19 years), or Doggett v The Queen[157] (between 12 and 19 years).
[156](2000) 206 CLR 161.
[157](2001) 208 CLR 343.
The appellant also recognised that s 632(2) of the Criminal Code (Q), as amended, removes the former "rule of law or practice" that a trial judge give a corroboration warning[158] by directing a jury that it would be dangerous or unsafe to convict an accused person on a complainant's uncorroborated evidence in a sexual matter. Further, s 632(3) proscribes a warning that a class of persons, such as children or young persons giving evidence in a sexual matter, are inherently unreliable.
[158]The history of corroboration warnings can be found in R v Rosemeyer [1985] VR 945 at 956-966 per Ormiston J.
As explained in Crofts v The Queen[159] concerning similar legislation in Victoria[160], this Court in Longman dealt with similar legislation in Western Australia[161], and made it clear that such legislation, properly understood "was to reform the balance of jury instruction not to remove the balance" by correcting practices which formerly required trial judges to instruct juries that "complainants of sexual misconduct were specially suspect, those complained against specially vulnerable and delay in complaining invariably critical"[162]. Nevertheless such legislation does not abrogate a general requirement for a trial judge to give a warning "whenever it is necessary to do so in order to avoid a risk of miscarriage of justice"[163].
[159](1996) 186 CLR 427.
[160]Crimes Act 1958 (Vic), s 61.
[161]Evidence Act 1906 (WA), s 36BE. This section was repealed by the Criminal Law Amendment Act 1988 (WA), s 39.
[162](1996) 186 CLR 427 at 451 per Toohey, Gaudron, Gummow and Kirby JJ.
[163]Robinson v The Queen (1999) 197 CLR 162 at 168 [20] per Gleeson CJ, McHugh, Kirby, Hayne and Callinan JJ.
In reliance on Robinson v The Queen[164], concerning the same legislation as here, the appellant submitted that the concatenation of factors here, being the age of the complainant (nine or 10 at the time of the commission of the offences and 14 at the time of testifying), the sexual nature of the complaints, the delay between the commission of the offences and preliminary complaint to the complainant's mother (around two years), and inconsistencies in the complainant's evidence, required that a warning be given in accordance with Longman.
[164](1999) 197 CLR 162.
The issue
The issue on appeal is whether the jury's findings of guilt were unsafe because the trial judge did not give the jury a warning in accordance with Longman.
At trial, jury members were unable to agree in respect of one count of indecent dealing alleged to have occurred on 19 August 1999 (Count 1) and two counts of rape alleged to have occurred between 31 January 1999 and 1 June 2000 (Count 2) and between 1 January and 1 June 2000 (Count 10).
The jury found the appellant guilty of four counts of indecently dealing with a child under 16 years of age, and of three counts of permitting himself to be indecently dealt with by a child under 16 years of age. The seven counts which are the subject of this appeal against conviction involved six occasions between January and May 2000.
The facts
The complainant lived with her mother and her brother at all material times and was between the ages of nine and just over 10 when the alleged offences occurred. The appellant was her mother's boyfriend and the four of them lived in a family arrangement from time to time. The complainant's mother ended her relationship with the appellant in about May 2000. For about four or five months thereafter the appellant telephoned the complainant's mother and invariably asked to speak to the complainant.
The complainant first complained to her mother in April 2002, (having turned 12 years old on 11 March 2002), and she was interviewed by police shortly thereafter on 4 April and 8 May 2002. The appellant's home was searched by police in October 2002, and guns for which he held a licence were found. The appellant was committed for trial on 19 January 2004 and convicted on 8 July 2004.
The trial
The appellant neither called nor gave evidence at trial. There was some independent evidence to support the complainant. She described a mole on the appellant's penis and tattoos on each of his buttocks. It was not suggested to her in cross-examination that she could have observed such details in circumstances other than those of intimate sexual contact. The complainant said she did not tell her mother of the events covered by the indecent dealing charges when they occurred (one in 1999, seven in 2000) because she was afraid of the appellant: he had threatened her to secure her silence, and made her aware that he possessed guns and ammunition. Her mother gave evidence that the appellant owned two hand guns, two revolvers and two rifles at the times in question and slept with a handgun under his pillow. Her mother also supported various matters of detail and circumstance in respect of the complainant's evidence, but she could not corroborate any sexual misconduct by the appellant.
As no redirection in accordance with Longman was sought by the appellant at trial, the appellant did not identify for the trial judge any forensic disadvantage to him arising from the circumstances that counts of indecent dealing on 19 August 1999 (Count 1) upon which the appellant was not convicted and between January to May 2000 (Counts 3 to 9) upon which the appellant was convicted were not reported until April 2002 or tried until July 2004. In particular, it was not alleged to the trial judge that the appellant had lost the chance to adequately test the evidence.
The Court of Appeal
Whilst it was alleged on this appeal that the appellant was forensically disadvantaged in "attempting to mount his defence", it was noted in the Court of Appeal there were ready explanations for the appellant's failure to call any evidence before the trial judge, including the fact that the appellant gained the forensic advantage of having the last word to the jury[165]. It was also noted that the appellant was given an opportunity by the trial judge to file further affidavit material in relation to further medical evidence, but no further evidence from the appellant was forthcoming.
[165]R v TN (2005) 153 A Crim R 129 at 137 [44].
Before the Court of Appeal affidavit material was filed to show the appellant had been advised by both his counsel and solicitor at the trial not to give or call evidence and new evidence was put forward. It was observed by Keane JA (correctly in my view), that such evidence did not show that the appellant was disadvantaged by the delays now complained about, and the new evidence from witnesses tended to confirm that if the trial judge had given a warning on the assumption that the delay adversely affected the appellant's ability to marshal evidence, it would have been given on a false assumption[166].
[166]R v TN (2005) 153 A Crim R 129 at 145 [73].
Was a warning required?
In Longman the majority, Brennan, Dawson and Toohey JJ, said it was imperative[167] for a trial judge to warn a jury of the danger of convicting on uncorroborated evidence when an accused lost the means of adequately testing a complainant's allegations by reason of a long delay "of more than twenty years" in prosecution[168]. Harking back to Lord Hailsham's statement in R v Spencer[169] that a danger may not be "obvious to a lay mind", it was stated that such a factor "may not have been apparent to the jury"[170]. Deane J considered a warning was necessary because of the danger that over a long time a child's "fantasy about sexual matters" might become a "conviction of reality"[171]. McHugh J considered a warning necessary because of the danger that, over a long time, the recollections of an honest witness can be distorted by "imagination, emotion, prejudice and suggestion"[172]. The recollections in question were of a 32 year old witness of sexual misconduct alleged to have occurred when she was between six and 10 years old and in the twilight state between being fully asleep and fully awake.
[167](1989) 168 CLR 79 at 91; see also Crampton v The Queen (2000) 206 CLR 161 at 179-180 [39] per Gaudron, Gummow and Callinan JJ.
[168](1989) 168 CLR 79 at 91.
[169][1987] AC 128 at 135, see also Lord Ackner at 141.
[170](1989) 168 CLR 79 at 91.
[171](1989) 168 CLR 79 at 100-101 per Deane J.
[172](1989) 168 CLR 79 at 107 per McHugh J.
Robinson involved a delay of three years before a complaint was made of an occasion of two anal rapes when the complainant was eight years old; the trial occurred nearly four years after the alleged offence, when the complainant was 11. The identified forensic disadvantage arising out of delay of three years before complaint was made was that medical evidence may have been able to verify or falsify the allegation of two instances of anal rape alleged to have occurred on the one occasion. The facts in Robinson also involved the danger Deane J spoke of in Longman[173], namely that the complainant said he was asleep when the first act of penetration occurred and woke up while it was going on, and the danger McHugh J spoke of in Longman, in that the complainant was suggestible[174]. The present case is unlike Robinson in both of those respects. However, I agree with an observation of Kirby J in his Honour's reasons that "the case law on judicial warnings does not progress by perceived similarity amongst the facts of particular cases but by reference to the dangers of miscarriages of justice that particular facts serve to illustrate"[175].
[173](1989) 168 CLR 79 at 100-101.
[174](1989) 168 CLR 79 at 107-108; see also Robinson v The Queen (1999) 197 CLR 162 at 171.
[175]Reasons of Kirby J at [51].
The majority in Longman required a trial judge to explain to the jury the reason why it would be dangerous to convict on the uncorroborated evidence of the complainant and then to explain to the jury how to avoid the danger[176]:
"The jury should have been told that, as the evidence of the complainant could not be adequately tested after the passage of more than twenty years, it would be dangerous to convict on that evidence alone unless the jury, scrutinizing the evidence with great care, considering the circumstances relevant to its evaluation and paying heed to the warning, were satisfied of its truth and accuracy."
[176](1989) 168 CLR 79 at 91 per Brennan, Dawson and Toohey JJ.
In Crampton v The Queen[177], Gaudron, Gummow and Callinan JJ said of "the very great delay" that the appellant was "unable adequately to test and meet the evidence of the complainant"[178]. They explained[179]:
"An accused's defence will frequently be an outright denial of the allegations. That is not a reason for disparaging the relevance and importance of a timely opportunity to test the evidence of a complainant, to locate other witnesses, and to try to recollect precisely what the accused was doing on the occasion in question. In short, the denial to an accused of the forensic weapons that reasonable contemporaneity provides constitutes a significant disadvantage which a judge must recognise and to which an unmistakable and firm voice must be given by appropriate directions."
[177](2000) 206 CLR 161.
[178](2000) 206 CLR 161 at 181 [45].
[179](2000) 206 CLR 161 at 181 [45]; see also 212 [142] per Hayne J.
These observations were repeated by Gaudron and Callinan JJ in Doggett v The Queen[180], a case in which Kirby J said that to determine whether warnings in accordance with Longman are required it is "essential to address the particular mischief which the judges in Longman identified"[181], which he described as follows[182]:
"This was the serious forensic disadvantage involved in responding to accusations made many years after events. And, in the case of long delay, it also included the special danger presented by honest, and apparently convincing, but erroneous testimony. It is the special knowledge which judges have gained through legal experience that needs to be brought to the notice of a jury in such cases."
[180](2001) 208 CLR 343 at 356 [52].
[181](2001) 208 CLR 343 at 379 [134].
[182](2001) 208 CLR 343 at 379 [134].
A delay between the date of offences and prosecution which is more than 20 years (Longman), 19 years (Crampton), or between 12 and 19 years (Doggett) creates a circumstance palpable or obvious to a judge, but which a jury might fail to appreciate. That is, that after such a long period an accused is forensically disadvantaged by losing a chance to adequately test the complainant's evidence[183] or to adequately marshal a defence[184].
[183](1989) 168 CLR 79 at 91.
[184](2000) 206 CLR 161 at 181 [45].
Here, as already mentioned, no specific or particular forensic disadvantage to the appellant, as a result of delay, was identified to the trial judge: rather it was contended on appeal that the concatenation of factors of age (nine-10 at the date of the offences and 14 at the trial), the sexual nature of the offences (indecent dealing), the delay in complaint (around two years) and inconsistencies in the complainant's evidence, necessitated a warning in accordance with Longman, as applied in Robinson. It was asserted that those factors together created a forensic disadvantage to the appellant in attempting to mount his defence. It was not explained how this occurred or why a jury might fail to appreciate such an occurrence. A practical and orthodox direction was given by the trial judge in relation to the inconsistencies in the complainant's evidence. Neither Longman nor Robinson are authority for the proposition that it is imperative to give a warning in accordance with Longman when faced with the specific concatenation of circumstances identified by the appellant. The question is whether all of the circumstances gave rise to some forensic disadvantage to the appellant, palpable or obvious to a judge, which may not have been apparent to the jury, thus necessitating a warning so as to avoid a miscarriage of justice. There is a clear distinction between such a case and a case where all the circumstances can be evaluated by a jury in the light of their own experiences[185].
[185]R v Miletic [1997] 1 VR 593 at 606 per Winneke P, Charles and Callaway JJA.
Not unnaturally, the practical application of Longman in some trial situations has not always proved easy, particularly in respect of clarifying how great a delay might give rise to an imperative to give a warning[186]. As stated in Doggett this is not a question purely of mathematical precision[187]. Further, there is a distinction to be made between an inexplicable delay in reporting (as in Robinson) and an explicable delay as here, which may elicit comment but not necessarily require a warning (Longman). Intermediate courts of appeal have essayed various distillations of the principles to be applied to particular cases at hand[188].
[186]R v BWT (2002) 54 NSWLR 241 at 272-273 [95] per Sully J; R v GTN (2003) 6 VR 150 at 154 [12] per Callaway JA, 172-174 [90]-[101] per Eames JA.
[187](2001) 208 CLR 343 at 377 [127] per Kirby J.
[188]R v Johnston (1998) 45 NSWLR 362 at 375 per Spigelman CJ with whom Sully and Ireland JJ agreed; GPP (2001) 129 A Crim R 1 at 15-27 [23]-[55] per Heydon JA with whom Wood CJ at CL and Carruthers AJ agreed; R v BWT (2002) 54 NSWLR 241 at 263 [75] and 272-275 [95] per Sully J; R v GTN (2003) 6 VR 150 at 163 [55] per Eames JA; R v RWB (2003) 87 SASR 256 at 262-270 [33]-[55] per Besanko J with whom Bleby J agreed, 272-275 [65]-[80] per Sulan J; R v BFB (2003) 87 SASR 278 at 282-284 [34]-[41] per Doyle CJ with whom Perry and Mullighan JJ agreed; R v MM (2004) 145 A Crim R 148 at 169‑171 [111]‑[122] per Howie J; R v DRG (2004) 150 A Crim R 496 at 501-503 [30]‑[32] per Doyle CJ with whom Bleby and Gray JJ agreed; JJB v The Queen (2006) 161 A Crim R 187 at 194-197 [36]-[47] per Kirby J with whom Spigelman CJ and Howie J agreed.
As the reasons of the majority in Longman make clear, it is not imperative to give a warning because the circumstances include allegations of sexual misconduct or because the complainant is young at the time of the events alleged (or at trial) or because there is some delay in complaint to, for example, a mother. While the purpose of a warning in accordance with Longman is to ensure a fair trial and to avoid a miscarriage of justice, the purpose of the relevant legislation is to ensure balance in jury instruction, without proscribing warnings when it is in the interests of justice to give them.
Forensic disadvantage
The critical issue in relation to the need for a warning in accordance with Longman is whether any delay in complaint (and/or prosecution), be it 20 years, or two or three years, creates a forensic disadvantage to an accused in respect of adequately testing allegations[189] or adequately marshalling a defence[190], compared with the position if the complaint were of "reasonable contemporaneity"[191].
[189](1989) 168 CLR 79 at 91.
[190]Crampton v The Queen (2000) 206 CLR 161 at 181 [45].
[191](2000) 206 CLR 161 at 181 [45].
The shorter the delay, the more difficult it is to assert that an accused has lost the ability to adequately test the evidence of the complainant or to adequately marshal his defence. In circumstances where the delay is short by comparison with the delay in Longman, and is explained by an accused's threats, some forensic disadvantage which is palpable and obvious to an experienced judge, but which a jury may fail to appreciate, needs to be identified because a judge must warn of the relevant danger[192] before explaining to the jury how the particular danger is to be avoided. Without that circumstance, a warning in accordance with Longman is not imperative because a trial judge is in no position to explain why it would be dangerous to convict on the complainant's uncorroborated evidence.
[192]R v Glennon (No 2) (2001) 7 VR 631 at 671 per Winneke P and Ormiston JA.
The complainant gave uncontradicted evidence that the appellant threatened her on numerous occasions, often in parallel with the offences, by reference to his guns which he showed her several times. Her evidence was that she "would have told [her mother] but [she] was worried about the guns". The threats were directed not only at her but also involved threats to her mother and brother and were subsequently repeated after the last offence on several occasions, by telephone, during a five month period after the appellant and the complainant's mother ended their relationship. The complainant told her mother of the events very early in April 2002, some two to three weeks after her mother, her brother and she had moved from Queensland to New South Wales. The complainant introduced the revelations of alleged sexual misconduct when alone with her mother by saying she was glad not to live in Gladstone anymore. Gladstone was the place where four of the relevant offences occurred and where she had seen the appellant several times after her mother and the appellant had ended their relationship.
No forensic disadvantage of a kind which a jury may not appreciate arises automatically because of delay[193], or because the evidence is uncorroborated evidence of sexual misconduct[194], or because of the complainant's youth[195].
[193]Criminal Law (Sexual Offences) Act 1978 (Q), s 4A(4).
[194]Criminal Code (Q), s 632(1) and (2).
[195]Criminal Code (Q), s 632(3).
Here the appellant did not contend that the warning sought was imperative because events occurred when the complainant was in the twilight state between waking and sleeping. Further, there was no identification before the trial judge of any forensic disadvantage to the appellant arising out of the delay in complaint or prosecution, in respect of the indecent dealing counts. There was medical evidence that the complainant's hymen was intact and no findings of guilt were made in respect of two counts of rape. It was not submitted at trial, before the Court of Appeal or in this appeal, that reasonably contemporaneous medical evidence could have verified or falsified the counts of indecent dealing, which were distinguishable from the counts of rape because they did not involve allegations of successful penile penetration, and the counts of the appellant permitting himself to be dealt with indecently by forcing the complainant to touch his genitalia.
There was no forensic disadvantage to the appellant, arising out of the explained delay, which would have been palpable or obvious to the trial judge, but would not have been apparent to the jury. The concatenation of circumstances, being the age of the complainant at the time of the offences and at trial, the sexual nature of the offences, the explained delay between the offences and report, and trial, and inconsistencies in the complainant's evidence, could all be evaluated by the jury in the light of their own experiences. Therefore it was not necessary for the trial judge to give a warning to avoid a miscarriage of justice.
Conclusions
I agree with Callinan J that there was nothing in the circumstances of this case which made it imperative for the trial judge to give a warning in accordance with Longman. I also agree with his Honour that there were no errors in relation to the trial judge's directions which could have led to a miscarriage of justice and I agree that the appeal should be dismissed.