HIGH COURT OF AUSTRALIA
GLEESON CJ,
GAUDRON, McHUGH, GUMMOW, KIRBY, HAYNE AND CALLINAN JJ
Matter No S179/1998
HENRY (NAI LEUNG) SUE PETITIONER
AND
HEATHER HILL & ANOR RESPONDENTS
Matter No B49/1998
TERRY PATRICK SHARPLES PETITIONER
AND
HEATHER HILL & ANOR RESPONDENTS
Sue v Hill [1999] HCA 30
23 June 1999
S179/1998 and B49/1998
ORDER
Answer the questions reserved in each stated case as follows:
(a)Does s 354 of the Act validly confer upon the Court of Disputed Returns jurisdiction to determine the issues raised in the Petition?
Answer:Yes
(b)Was the first respondent at the date of her nomination a subject or citizen of a foreign power within the meaning of s 44(i) of the Constitution?
Answer:Yes
(c)Was the first respondent duly elected at the Election?
Answer:No
2.
(d)If no to (c), was the Election void absolutely?
Answer:No
(e)If no to (d), should the second respondent conduct a recount of the ballot papers cast for the Election for the purpose of determining the candidate entitled to be declared elected to the place for which the first respondent was returned?
Answer:Inappropriate to answer.
(f)Save for those otherwise dealt with by order, who should pay the costs of the Stated Case and of the hearing of the Stated Case before the Full High Court?
Answer: The Commonwealth should pay the costs of the petitioner and the first respondent. The second respondent should bear its own costs.
Representation:
Matter No S179/1998
S G Finch SC with E A Collins for the petitioner (instructed by
Phillips Fox)
R J Ellicott QC with D F Rofe QC and A J Tudehope for the first respondent (instructed by Watkins Stokes Templeton)
M C Swan for the second respondent (instructed by Australian Government Solicitor)
Matter No B49/1998
Petitioner appeared in person
R J Ellicott QC with D F Rofe QC and A J Tudehope for the first respondent (instructed by Watkins Stokes Templeton)
M C Swan for the second respondent (instructed by Australian Government Solicitor)
3.
Interveners in both matters
D M J Bennett QC, Solicitor-General for the Commonwealth with N Perram and C S Ward intervening on behalf of the Attorney-General of the Commonwealth (instructed by Australian Government Solicitor)
Notice: This copy of the Court’s Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
Sue v Hill & Anor
Sharples v Hill & Anor
High Court - Original jurisdiction - Court of Disputed Returns - Case stated pursuant to Judiciary Act 1903 (Cth), s 18 - Petition as to validity of election of a Senator - Disqualification under s 44(i) of the Constitution - Whether Div 2 of Pt XXII of the Commonwealth Electoral Act 1918 (Cth) exhaustively prescribes Court's jurisdiction to determine matters concerning the constitutional and legislative disqualifications of a Senator or whether jurisdiction also conferred by Div 1 of Pt XXII.
Constitutional law - Judicial power - Petition as to validity of election of a Senator - Whether Div 1 of Pt XXII of the Commonwealth Electoral Act 1918 (Cth) confers non-judicial power.
Constitutional law - Commonwealth legislative power - Whether Parliament has "otherwise provided" in respect of the constitutional qualifications of Senators by enacting Div 1 of Pt XXII of the Commonwealth Electoral Act 1918 (Cth).
Constitutional law - Sovereignty - Legislative, executive and judicial separation from the United Kingdom - Meaning of the "Crown" - Operation of the Australia Acts 1986.
Elections - Senate - Court of Disputed Returns - Petition - Senator a United Kingdom citizen when nominated - Whether incapable of being chosen as a Senator - Meaning of "foreign power" in s 44(i) of the Constitution - Whether candidate with dual citizenship is required by s 44(i) of the Constitution to take reasonable steps to renounce foreign citizenship - Whether elected person has committed an "illegal practice" proscribed by the Commonwealth Electoral Act 1918 (Cth) - Whether, if Senator not duly elected, election should be declared absolutely void or a recount ordered.
Words and phrases - "foreign power" - "Commonwealth" - "Crown" - "United Kingdom" - "Queen" - "until the Parliament otherwise provides" - "illegal practices" - "validity of any election or return" - "disputed election".
The Constitution, cll 2, 5, 9, ss 1, 2, 10, 31, 34, 44(i), 46, 47, 51(xxxvi), 51(xxxvii), 51(xxxviii), 51(xxxix), 58, 59, 60, 61, 76(ii), 79, 105, 122 and Sched.
Australia Act 1986 (UK), ss 1, 7(5), 10, 11.
Australia Act 1986 (Cth), ss 1, 7(5), 10, 11.
Commonwealth Electoral Act 1918 (Cth), ss 162, 163, 170, 326, 339(3), Div 1 and Div 2 of Pt XXII.
Common Informers (Parliamentary Disqualifications) Act 1975 (Cth), s 3(1).
Judiciary Act 1903 (Cth), s 18.
GLEESON CJ, GUMMOW AND HAYNE JJ. In each of the cases stated, we agree that the relief should be formulated and answers given in the terms proposed by Gaudron J.
The questions anterior to the determination of the relief are threefold. It is submitted for Mrs Hill that there has been no legislative conferral of jurisdiction on this Court, that, if the legislation has attempted such conferral, this would not involve the exercise of the judicial power of the Commonwealth and so would be ineffective, and that, within the meaning of s 44(i) of the Constitution, the United Kingdom is not a "foreign power". We will deal with the issues raised by these submissions in that order. The text of a number of the constitutional and statutory provisions which fall for consideration is set out in the reasons of Gaudron J. However, for ease of comprehension, some of these are repeated in what follows. In addition to the Commonwealth Electoral Act 1918 (Cth) ("the Act") as it now stands, it will be necessary to refer to provisions of earlier legislation repealed by s 3 of the Act, in particular the Commonwealth Electoral Act 1902 (Cth) ("the 1902 Act") and the Disputed Elections and Qualifications Act 1907 (Cth) ("the 1907 Act").
I JURISDICTION
It is submitted for Mrs Hill that the present litigation is misconceived. The contention is that, on its proper construction, Div 1 (ss 352‑375A) of Pt XXII of the Act ("Div 1") does not provide for the disputation by petition addressed to the Court of Disputed Returns of the validity of an election as Senator or Member of the House of Representatives ("the House") where the alleged invalidity arises by reason of a disqualification imposed by s 44 of the Constitution. The contention is that such an issue may be tested in the Court only on a reference under Div 2 (ss 376‑381) of Pt XXII ("Div 2") and this requires a resolution of the chamber concerned. Section 44 states that any person who answers any of the descriptions in pars (i)‑(v) "shall be incapable of being chosen" as a Senator or a Member of the House or of sitting as a Senator or Member. We would reject this submission.
The incapacity specified in s 44 is imposed by the Constitution itself. However, that is not to deny that a dispute as to the engagement of the constitutional provision may be entertained by the Court of Disputed Returns on a petition contesting the validity of an election or return. Rather, for such a case, the Parliament has provided, to adapt the words of Barwick CJ, the means "of resolving the facts and their legal consequences"[1] by enacting Div 1. In this operation, the Division is a law for the judicial determination of a matter arising under the Constitution or involving its interpretation, within the meaning of s 76(i) of the Constitution.
[1]In re Webster (1975) 132 CLR 270 at 279.
Each of the petitions in respect of the election of Mrs Hill founds upon the proposition that she was incapable of being chosen as a Senator because, within the meaning of s 44(i) of the Constitution, she was "a citizen of a foreign power". Any question respecting Mrs Hill's qualification as a Senator, a vacancy in the Senate and any question of her disputed election to the Senate would, if the Parliament had not otherwise provided, have been for the determination of the Senate. That would have followed from the operation of s 47 of the Constitution. Section 47 states:
"Until the Parliament otherwise provides, any question respecting the qualification of a senator or of a member of the House of Representatives, or respecting a vacancy in either House of the Parliament, and any question of a disputed election to either House, shall be determined by the House in which the question arises."
The question is whether the Parliament has "otherwise provided". It has done so in Div 1.
The contrary submission fixes upon those provisions of Div 1 which empower the Court of Disputed Returns to act by reason of a contravention of the Act or the regulations made thereunder (defined as an "illegal practice"), or a contravention of s 326 of the Act (defined as "bribery" or "corruption"), or a contravention of s 327 of the Act or s 28 of the Crimes Act 1914 (Cth) (together defined as "undue influence"). It is convenient to consider the provisions of the Constitution which support these elements in the scheme established by Div 1.
The phrase "[u]ntil the Parliament otherwise provides" appears throughout Ch I (ss 1‑60) of the Constitution[2]. Sections 10 and 31 provide, respectively, that, "[u]ntil the Parliament otherwise provides" but subject to the Constitution, the laws in force in each State for the time being relating to elections for the more numerous House of Parliament of the State shall apply, as nearly as practicable, to elections of Senators or Members of the House. Sections 10 and 31 attract the operation of s 51(xxxvi) of the Constitution. This authorises the Parliament to make laws with respect to matters in respect of which the Constitution "makes provision until the Parliament otherwise provides". The power extends to the making of laws which regulate the conduct of persons in relation to elections[3] and thus to the making of laws proscribing bribery or corruption, illegal practices and undue influence.
[2]McGinty v Western Australia (1996) 186 CLR 140 at 281.
[3]Smith v Oldham (1912) 15 CLR 355 at 358‑359, 360‑361, 362‑365; McKenzie v The Commonwealth (1984) 59 ALJR 190 at 191; 57 ALR 747 at 749; Langer v The Commonwealth (1996) 186 CLR 302 at 348‑349.
However, the terms of ss 10 and 31 of the Constitution stipulate that such provision by the Parliament is "subject to this Constitution". It follows that any question respecting an election which is disputed by reason of alleged contravention of these legislative provisions in the first instance is committed by s 47 of the Constitution for determination by the chamber in which the question arises. As indicated earlier, that requirement of s 47 itself is subject to other provision by the Parliament. With respect to the practices which it has proscribed by statute, the Parliament has legislated under s 76(ii) of the Constitution to provide for the determination of matters that arise thereunder. The Parliament has made a law conferring original jurisdiction on this Court to determine matters arising under laws made by the Parliament which forbid certain electoral practices.
In Hudson v Lee[4], the petition which disputed the election of a Member of the House asserted engagement in a practice said to be illegal but which was not one of bribery or corruption, undue influence or illegal practice as defined in s 352(1) of the Act. Gaudron J determined that s 352(1) identified exhaustively the practices, alleged engagement in which might properly found a petition under Div 1[5]. The effect of that decision is consistent with the position established by Chanter v Blackwood[6] with respect to the 1902 Act, namely that the legislation does not leave room for the validity of an election or return to be disputed for a practice outside those identified in s 352. This is so even if, under the body of authority established by rulings of committees of the House of Commons before the passing of the Parliamentary Elections Act 1868 (UK) ("the 1868 Act"), the practice would have been recognised as bribery or undue influence. In the United Kingdom, this lex parliamentarii "still exists in certain circumstances despite the [1868] Act"[7], and its continued operation was recognised by s 3 of the 1868 Act[8].
[4](1993) 177 CLR 627.
[5](1993) 177 CLR 627 at 631.
[6](1904) 1 CLR 39.
[7]The Flinders Election Petition, Forde v Lonergan [1958] Qd R 324 at 331.
[8]Section 3 of the 1868 statute defined "Corrupt Practices" or "Corrupt Practice" as meaning:
"Bribery, Treating, and undue Influence, or any of such Offences, as defined by Act of Parliament, or recognized by the Common Law of Parliament".
In addition to proscribing certain practices which may be said to go to the democratic credentials of persons whose election or return is the subject of a petition under Div 1, the Act requires certain personal qualifications. In particular, no person is capable of being elected as a Senator or a Member of the House "unless duly nominated" (s 162). Sub‑section (2) of s 163 provides that a person is not entitled to be nominated for election as a Senator or a Member of the House unless qualified under sub‑s (1). A person will be so qualified under sub‑s (1) if that person has reached the age of 18 years, is an Australian citizen and is either an elector entitled to vote at an election for the House or a person qualified to become such an elector. Section 8 in conjunction with s 30 of the Constitution had specified criteria qualifying electors but those criteria were subject to other provision by the Parliament by a law supported by s 51(xxxvi)[9]. Part VII (ss 93-97), particularly s 93, makes such provision for entitlement to vote and s 163(1) is to be read with it. Contravention of s 162 falls within the definition of "illegal practice" in s 352(1), thereby attracting the operation of Div 1.
[9]R v Pearson; Ex parte Sipka (1983) 152 CLR 254 at 260-261, 277-278.
Section 162 and related sections in Pt XIV (ss 162‑181), which is headed "The nominations", do not go beyond the statement of qualifications by reproducing the constitutional imperative of disqualification or incapacity spelled out in s 44 of the Constitution. To do so would have been a work of supererogation. Yet it hardly follows that there is excluded from the operation of Div 1 the provision of judicial process to resolve facts concerning the operation of the constitutional imperative and the provision of remedies to deal with the legal consequences.
The oddity and inconvenience which would follow from acceptance of such a submission as to the construction of Pt XXII will be readily apparent. The oddity would be that the Parliament would have provided for the determination on a petition of objections based upon lack of the necessary statutory qualification for election but not upon concomitant questions respecting constitutional ineligibility. The inconvenience would be that an issue of constitutional ineligibility would be left for determination by the chamber in question after the person in question had taken his or her place, with or without a reference under Div 2. In the interim, such a person might participate in the passage of laws and the transaction of other business of the chamber whilst disentitled by the Constitution from doing so. Further, the Senator or Member would be at hazard of proceedings in this Court for recovery of penalties under s 3 of the Common Informers (Parliamentary Disqualifications) Act 1975 (Cth)[10].
[10]The text of s 3(1) is set out in fn 149 in the judgment of Gaudron J. Examples of United Kingdom statutes, enacted before the 1868 Act, which provided for similar judicial proceedings in respect of members of Parliament, are collected in Bradlaugh v Clarke (1883) 8 App Cas 354 at 363‑368.
In the state of affairs as it existed with respect to elections to the House of Commons before the 1868 Act, distinctions were drawn between ineligibility by reason of statutory prohibition and ineligibility by reason of what the 1868 Act called "the Common Law of Parliament". For example in Orme, A Practical Digest of the Election Laws, published in 1796, it was stated[11]:
"'Aliens' are incapable of being members by the law of parliament, and are expressly excluded from voting by a resolution of the house"[12].
In the same work, the author referred to various statutory criteria for qualification. He also discussed[13] the procedural requirements imposed by a standing order of 21 November 1717 in respect of election petitions where objection was made for failure to satisfy the property qualifications for candidates which were then stipulated by statute[14].
[11]at 255.
[12]Orme identified the Commons' resolutions of 10 March 1623 and 18 February 1625.
[13]at 278.
[14]For example, by s 1 of 9 Anne c 5 (1711).
Under the 1868 Act, the grounds upon which petitions were entertained by the judges included the disqualification of a candidate at the time of election on grounds, including alienage, now found in s 44 of the Constitution[15].
[15]Royse v Birley (1869) LR 4 CP 296; County of Tipperary (1875) 3 O'M & H 19; Rogers on Elections, 16th ed (1892), Pt II at 226.
In the Australian colonies, provision approximating that of the 1868 Act was made by the Electoral Act 1896 (Tas) and the Electoral Act 1899 (WA)[16]. The establishment of the Commonwealth involved the formation of an elected bicameral federal legislature with the imposition by the Constitution itself of certain disqualifications rendering persons incapable of being chosen as Senators or Members of the House. The consequences of that constitutional imperative necessarily differed from the situation in the United Kingdom in 1900. In that country there was no federal system, no rigid constitution and an upper chamber of the legislature composed of hereditary peers (including representative peers from Scotland and Ireland) and certain bishops and judges.
[16]See Schoff, "The Electoral Jurisdiction of the High Court as the Court of Disputed Returns", (1997) 25 Federal Law Review 317 at 326‑328.
The provisions for composition of the Australian Senate by popular election were, in 1900, unique in the federations in common law countries[17]. There is nothing to suggest that, in enacting the 1902 Act, the Parliament intended to keep to itself so much of the determination of disputed elections to the House or the Senate as turned not upon lack of statutory qualification from membership, but upon constitutional disqualification. Indeed, the indications of legislative intent are to the contrary.
[17]McGinty v Western Australia (1996) 186 CLR 140 at 271.
The Bill for what became the 1902 Act was introduced into the Senate by Senator R E O'Connor, the Vice‑President of the Executive Council[18]. In the course of debate in committee, there was a motion to amend cl 190 by omitting from it the words "a Justice of the High Court of Australia". This clause (which became s 193(1) of the 1902 Act[19]) read:
"There shall be a Court of Disputed Returns which shall be constituted by a Justice of the High Court of Australia, or a Judge of the Supreme Court of any State."[20]
Speaking of the matters which would be entertained by the courts referred to in cl 190, Senator O'Connor observed[21]:
"It is quite true that generally speaking they will be very simple matters to determine, but very frequently and at any time the courts may be called upon to interpret the Electoral Act, or the Constitution, to administer the laws by which the Commonwealth is guided. Surely the interpretation of those laws ought to be left in the hands of the Commonwealth's court?"
When the Bill reached the House, the Minister having its carriage, Sir William Lyne, the Minister for Home Affairs, described as follows the intent of what became Pt XVI of the 1902 Act[22]:
"It is proposed to remove the dealing with election petitions from the control of Committees of Elections and Qualifications, to which such matters are now referred, and have them tried by the Full High Court, but until the establishment of the High Court the Supreme Court of each State will be the court of disputed returns. The High Court is to have jurisdiction either to try the petition, or refer it for trial to the Supreme Court of the State for which the election was held or the return made, and the powers conferred by the clause – 198 – may be exercised by a single Justice or Judge."
[18]Australia, Senate, Parliamentary Debates (Hansard), 31 January 1902 at 9529. Senator O'Connor was the third of the first appointments made to this Court on 5 October 1903.
[19]Sub‑sections (1) and (2) of s 193 stated:
"(1) The High Court shall be the Court of Disputed Returns, and shall have jurisdiction either to try the petition or to refer it for trial to the Supreme Court of the State in which the election was held or return made.
(2) When a petition has been so referred for trial to the Supreme Court of a State, that Court shall have jurisdiction to try the petition, and shall in respect of the petition be and have all the powers and functions of the Court of Disputed Returns."
[20]Australia, Senate, Parliamentary Debates (Hansard), 13 March 1902 at 10950.
[21]Australia, Senate, Parliamentary Debates (Hansard), 14 March 1902 at 10953.
[22]Australia, House of Representatives, Parliamentary Debates (Hansard), 5 June 1902 at 13359‑13360.
These provisions are now reflected in Div 1 of the present legislation, particularly in sub‑ss (1) and (2) of s 354, but with additional provision in respect of the Federal Court and Territory Supreme Courts. Further, s 192 of the 1902 Act still persists as s 353(1) of the Act. This states:
"The validity of any election or return may be disputed by petition addressed to the Court of Disputed Returns and not otherwise." (emphasis added)
The phrase "and not otherwise" implements the policy stated by Sir William Lyne in 1902 to remove the dealing with election petitions from the control of the Committees of Elections and Qualifications to which such matters were then referred, and to direct the petitions for trial in the Court of Disputed Returns.
The constitutional incapacity of an individual to be chosen as a Senator or Member of the House is a matter going to the validity of the election of that person and may be a matter going to the validity of the election process in part or in whole. In declaring, in exercise of the power conferred by s 360(1)(v) of the Act, that that person, although returned as elected, was not duly elected and in making consequential orders, the Court declares the legal consequences which flow from the operation of the Constitution. Section 374 implements such a decision by stating that the person "shall cease to be a Senator or Member of the House". In so providing, the legislation gives effect to the prohibition in s 44 of the Constitution upon that person sitting as a Senator or Member of the House.
In Blundell v Vardon[23], Barton J declared absolutely void the election of the respondent as a Senator for the State of South Australia. The Parliament of that State, assuming to act under s 15 of the Constitution, then chose a person as Senator to fill the vacancy, that person was duly certified and sat and voted as a Senator. The dispute which then arose turned upon the question whether a vacancy existing after the declaration by the Court of Disputed Returns was a vacancy arising in the place of a Senator before the expiration of that person's term of office, within the meaning of s 15 of the Constitution. As the 1902 Act then stood, the dispute was not one as to the validity of an election or return within the meaning of s 192. However, in the course of the Vardon controversy, the 1902 Act was amended by s 5 of the 1907 Act. This added the following provision at the end of s 192:
"The choice of a person to hold the place of a Senator by the Houses of Parliament of a State or the appointment of a person to hold the place of a Senator by the Governor of a State under section fifteen of the Constitution shall be deemed to be an election within the meaning of this section."
That provision is now found in s 353(2) of the Act and is supplemented by sub‑ss (3) and (4) to deal with replacements of Senators for the Australian Capital Territory and the Northern Territory.
[23](1907) 4 (Pt 2) CLR 1463.
Given the course of the Vardon dispute, part of the resolution of which involved the amendment of s 192 of the 1907 Act, it is plain that when the present statute was enacted in 1918 the Parliament proceeded on the footing that the questions of validity entrusted by Div 1 to the Court of Disputed Returns included questions depending for their resolution upon the interpretation and application of provisions of the Constitution. Both the text of s 192, and its present representative, s 353(1), and the parliamentary history lend no support to the notion that each chamber kept to itself the determination of petitions which relied upon disqualification on constitutional grounds rather than purely legislative grounds.
The Vardon litigation was ultimately resolved in his favour by the decision in Vardon v O'Loghlin[24]. It was there declared that the election of his replacement, the respondent, by the Houses of Parliament of the State of South Australia was absolutely void. Vardon had petitioned the Senate for a declaration that the respondent had not been duly chosen or selected as a Senator. The petition had been referred to the High Court under the specific terms of s 2(1) of the 1907 Act. That Act also amended the 1902 Act by introducing what is now Div 2[25]. Division 2 includes s 376, which states:
"Any question respecting the qualifications of a Senator or of a Member of the House of Representatives or respecting a vacancy in either House of the Parliament may be referred by resolution to the Court of Disputed Returns by the House in which the question arises and the Court of Disputed Returns shall thereupon have jurisdiction to hear and determine the question."
[24](1907) 5 CLR 201.
[25]The provision in Div 2 for references had some counterpart in the United Kingdom. This is shown by In re Samuel [1913] AC 514. The Privy Council, upon a reference under s 4 of the Judicial Committee Act 1833 (UK) made at the instance of a Select Committee of the House of Commons, considered whether, by reason of his interest in Crown contracts, a member was disabled from sitting and voting in the House. However, s 4 had no operation with respect to "matters" falling within Ch III of the Constitution: The Commonwealth v Queensland (1975) 134 CLR 298 at 314‑315, 328.
It is submitted by Mrs Hill that Div 2 bears upon the construction of Div 1 by limiting what otherwise is the ordinary meaning of the terms of s 353(1). The contention is that there is removed from the grounds which may found a petition disputing validity of an election or return any question respecting the qualification of a Senator or Member of the House or respecting a vacancy in either house of the Parliament, even if those questions arise in a disputed election.
The expressions "qualification of a senator", "vacancy in either House" and "any question of a disputed election" appear in s 47 of the Constitution. It was submitted first that the expressions are mutually exclusive and the expression "any question of a disputed election" does not include any question as to disqualification. From that it was said to follow that the expression in s 353(1) "the validity of any election or return" did not include disputes by reason of constitutional ineligibility.
However, in Sykes v Cleary [No 1][26], Dawson J determined that there is nothing in s 47 to suggest that the three categories of questions there referred to are mutually exclusive. With Gaudron J, we would adopt what his Honour said on the point. This is fatal to the first of the sequential steps in Mrs Hill's argument.
[26](1992) 66 ALJR 577 at 578; 107 ALR 577 at 579.
Something of an argument in terrorem also was presented. It was suggested that the situation might arise where, whilst there was pending a petition under Div 1 challenging an election by reason of constitutional ineligibility of the Senator or Member in question, that Senator or Member might take his or her seat and that, despite the pendency of the petition, the relevant chamber could proceed to determine the qualification itself without waiting for the determination of the petition and without making a reference under Div 2. However, questions respecting the exercise by the chambers of the Parliament of their constitutional authority bestowed by s 47 of the Constitution are not to be approached by reference to some distorting possibility[27].
[27]See Western Australia v The Commonwealth (1975) 134 CLR 201 at 271, 275; Queensland v The Commonwealth (1977) 139 CLR 585 at 604‑605; Kartinyeri v The Commonwealth (1998) 72 ALJR 722 at 743; 152 ALR 540 at 569.
We would reject the attack on the competency of the petition made on the footing that the validity of an election or return may not be disputed by petition under s 353(1) of the Act on the grounds of the constitutional ineligibility of the Member returned. It is necessary then to consider so much of the attack on competency as asserts that the jurisdiction under Div 1, which is invoked by these petitions, cannot be conferred upon a federal court or a court exercising federal jurisdiction consistently with Ch III of the Constitution.
II THE JUDICIAL POWER OF THE COMMONWEALTH
Section 354(1) of the Act states that this Court "shall be the Court of Disputed Returns" and shall have jurisdiction (i) to try the petition itself or (ii) to refer the petition for trial to the Federal Court or to the Supreme Court of the State or Territory in which the election was held or the return made. Sub‑section (2) confers jurisdiction upon the court to which the reference is made by this Court. In addition, sub‑s (3) empowers the High Court to refer part of a petition consisting of a question or questions of fact and, subject to any directions by the High Court, jurisdiction is conferred by sub‑s (4) upon the court to which reference is made by this Court to deal with that part of the petition.
Counsel for Mrs Hill relied upon what was said to be involved in the reasoning in the judgments in Holmes v Angwin[28]. Section 354, like its predecessor, s 193 in the 1902 Act, differs from the provisions of the Electoral Act 1904 (WA) which were considered in Holmes v Angwin. The Western Australian statute was construed as, in substance, creating a new and separate tribunal consisting of a judge of the Supreme Court of Western Australia as a persona designata. On the other hand, s 354(1) fixes upon "the High Court" and specifies two matters in respect of the High Court. First, the High Court "shall be the Court of Disputed Returns" and secondly, it "shall have jurisdiction" to try or otherwise deal with the petition. Elsewhere in Pt XXII there is reference to "the Court of Disputed Returns", "the court" and to "the High Court of Australia". To a significant degree, the rather confused drafting is a reflection of the circumstance that jurisdiction is conferred not only upon the High Court but, in the circumstances indicated above, upon the Federal Court and the Supreme Courts of the States and Territories. An example, as Gaudron J points out in her reasons for judgment, is the provision in s 373 dealing with costs.
[28](1906) 4 (Pt 1) CLR 297.
In the oral argument, no submission for Mrs Hill to the effect that Div 1 selects the Justices of this Court as personae designatae was pressed. As already indicated, any such submission would not be well founded. It also is apparent from the first reading speeches upon the Bill for the 1902 Act, to which reference has been made in Section I of these reasons, that the legislative intention was to confer jurisdiction upon the High Court and for it to be identified, in the exercise of that jurisdiction, as the Court of Disputed Returns. This was achieved without the creation of any new federal court under ss 71 and 72 of the Constitution, or the selection of Justices to exercise functions as personae designatae.
However, it is submitted for Mrs Hill that the power invoked by the petitions in respect of her election is not the judicial power of the Commonwealth, with the result that the petitions are incompetent. The broad submission is made that the authority to determine questions of a disputed election to either chamber of the Parliament cannot be conferred upon this Court or any other court exercising the judicial power of the Commonwealth because such authority is unequivocally legislative in character. Reference was made to developments, concerning disputed elections to the House of Commons, leading to the enactment of the 1868 Act and to the discussion of the subject by Higgins J in Holmes v Angwin[29]. However, what emerges is that the passing of the 1868 Act was, to adapt an observation of Mason J in Berrill v Hughes[30]:
"the product of the controversial and unsatisfactory history of Parliamentary review of disputed elections".
[29](1906) 4 (Pt 1) CLR 297 at 310.
[30](1985) 59 ALJR 64 at 66.
It is true that in Holmes v Angwin, Barton J said[31]:
"The character of the jurisdiction which has been exercised by Parliaments as to election petitions is purely incidental to the legislative power; it has nothing to do with the ordinary determination of the rights of parties who are litigants."
Griffith CJ was of similar mind[32]. Their Honours were speaking at a time before it was recognised in this Court that, whilst some powers when entrusted to a repository other than a court may be characterised as legislative or administrative and non‑judicial, when they are entrusted in an appropriate context to a court they may involve the exercise of judicial power[33]. This functional analysis appears to have been first recognised by Isaacs J in 1926.
[31](1906) 4 (Pt 1) CLR 297 at 309.
[32](1906) 4 (Pt 1) CLR 297 at 305‑306.
[33]Re Ranger Uranium Mines Pty Ltd; Ex parte Federated Miscellaneous Workers' Union of Australia (1987) 163 CLR 656 at 665‑666; Precision Data Holdings Ltd v Wills (1991) 173 CLR 167 at 189; Re Dingjan; Ex parte Wagner (1995) 183 CLR 323 at 360‑361; Grollo v Palmer (1995) 184 CLR 348 at 388‑389.
In Federal Commissioner of Taxation v Munro[34], Isaacs J included "the determination of the validity of parliamentary elections" among matters which were subject to no a priori exclusive delimitation but were capable of assignment by Parliament to more than one branch of government. Such a matter, his Honour continued, was "capable of being viewed in different aspects, that is, as incidental to legislation, or to administration, or to judicial action, according to circumstances"; to deny that proposition would be to "seriously affect the recognized working of representative government"[35].
[34](1926) 38 CLR 153 at 178.
[35](1926) 38 CLR 153 at 179.
In this respect, it is important to appreciate that, in dealing with the validity of an election or a return on petition presented pursuant to Div 1 of the Act, the Court of Disputed Returns is not applying the amalgam of centuries of practice and piecemeal statutory provision which constituted "the Common Law of Parliament" referred to in the definition of "Corrupt Practices" in s 3 of the 1868 Act. Rather, as indicated in Section I of these reasons, what is involved in Australia, where the existence of illegal practices and the like are asserted, is contravention of the particular legislative provisions identified in s 352(1) of the Act. That is what was decided by Gaudron J in Hudson v Lee[36]. In issue is not the application of "the Common Law of Parliament" but the contravention of norms which owe their existence to laws made by the Parliament itself, in exercise of the power conferred by s 51(xxxvi) of the Constitution. Where the contravention is of qualification requirements imposed by s 44 of the Constitution itself, the position is even plainer. The lex parliamentarii did not know of such things.
[36](1993) 177 CLR 627.
It should be noted that, even with respect to "the Common Law of Parliament", the view that the character of the jurisdiction exercised to try election petitions was purely incidental to legislative power, as stated by Barton J in Holmes v Angwin[37], has not gone without comment in this Court. In delivering the judgment of the Court in R v Richards; Ex parte Fitzpatrick and Browne[38], Dixon CJ noted the tendency to regard the privileges and powers of the House of Commons as something essential or proper for its protection rather than as strictly judicial. His Honour added[39]:
"This is not the occasion to discuss the historical grounds upon which these powers and privileges attached to the House of Commons. It is sufficient to say that they were regarded by many authorities as proper incidents of the legislative function, notwithstanding the fact that considered more theoretically – perhaps one might even say, scientifically – they belong to the judicial sphere."
[37](1906) 4 (Pt 1) CLR 297 at 309.
[38](1955) 92 CLR 157. This litigation occurred before the enactment of the Parliamentary Privileges Act 1987 (Cth). However, s 5 thereof states:
"Except to the extent that this Act expressly provides otherwise, the powers, privileges and immunities of each House, and of the members and the committees of each House, as in force under section 49 of the Constitution immediately before the commencement of this Act, continue in force."
[39](1955) 92 CLR 157 at 167.
Dixon CJ was speaking in the course of considering the relationship between s 49 and Ch III of the Constitution. Had specific provision with respect to disputed elections not been made by s 47 of the Constitution, such matters may have fallen within the general provisions of s 49. This states:
"The powers, privileges, and immunities of the Senate and of the House of Representatives, and of the members and the committees of each House, shall be such as are declared by the Parliament, and until declared shall be those of the Commons House of Parliament of the United Kingdom, and of its members and committees, at the establishment of the Commonwealth."
In that event, it may be that, consistently with R v Richards; Ex parte Fitzpatrick and Browne[40], questions as to "the Common Law of Parliament" would have been drawn in by s 49 and would fall outside Ch III. This would have had to have been so, even though a dispute concerning the operation of s 49 would have otherwise been a matter arising under or involving the interpretation of the Constitution within the meaning of s 76(i). But that is not the regime that the Constitution established.
[40](1955) 92 CLR 157.
Given the terms of s 47 of the Constitution, the provisions in s 46 for the recovery in a court of competent jurisdiction of penalties at the suit of any person suing for them, and the existence since 1902 of comprehensive legislation regulating elections and dealing with disputed returns, no such questions arise. There is nothing in the nature of the resolution of disputed elections which places such controversies necessarily outside the exercise of the judicial power of the Commonwealth.
There is a further point to be noted. As indicated in Section I of these reasons, the complaint in each petition is that Mrs Hill, as a citizen of a foreign power, was rendered by s 44(i) of the Constitution incapable of being chosen as a Senator. It is upon that footing that the validity of her election is challenged by the petitions under s 353(1) of the Act. In this operation, s 353(1), in conjunction with s 354, constitutes a law conferring original jurisdiction on the High Court in a matter arising under the Constitution or involving its interpretation. The observations of Isaacs J in Federal Commissioner of Taxation v Munro[41], applying a functional analysis to the determination of the validity of parliamentary elections, are directed to the determination of disputes as to legislatively proscribed practices in relation to elections rather than to questions of constitutional disqualification. To decide whether a person was incapable of being chosen as a Senator or Member of the House by reason of that person answering the description in one or more of the paragraphs of s 44 of the Constitution may involve the determination of facts. But these facts will be constitutional facts and the determination of constitutional facts is a central concern of the exercise of the judicial power of the Commonwealth. No resort in the present case to "functional analysis" is necessary to uphold the jurisdiction of the Court to determine whether Mrs Hill was not duly elected. If the Court were to exercise its power under s 360(1)(v) to declare that Mrs Hill was not duly elected, the Court thereby would recognise that which the operation of the Constitution itself brought about.
[41](1926) 38 CLR 153 at 178‑179.
A more focused attack was made upon the validity of Div 1 by directing attention to particular provisions. These, it was said, indicate that the powers conferred by the Division were to be exercised in a manner inconsistent with the exercise of the judicial power of the Commonwealth. Gaudron J indicates in her reasons for judgment that the provisions fall into three groups: those said to confer general discretions to be exercised without regard to legal standards; those giving directions of a kind not normally given to courts; and those relating to decisions of the Court of Disputed Returns. We agree with her Honour's analysis of these provisions.
We would add four points. The first concerns s 354(6). This is a law supported by s 79 of the Constitution and states that the jurisdiction conferred by s 354 "may be exercised by a single Justice or Judge". The provision is permissive rather than mandatory. It is consistent with the operation of s 18 of the Judiciary Act 1903 (Cth) ("the Judiciary Act") whereby, as in the present proceedings and in Sykes v Cleary [No 2][42], cases have been stated for the Full Court of this Court. The Full Court is, of course, exercising original jurisdiction.
[42](1992) 176 CLR 77.
Secondly, the availability of procedures under s 18 diminishes what otherwise would be the impact of s 368. Section 18 provides:
"All decisions of the Court shall be final and conclusive and without appeal, and shall not be questioned in any way."
As Gaudron J has pointed out, in its application to the appellate jurisdiction of this Court, s 368 is to be supported as a prescription by the Parliament of an exception within the meaning of s 73 of the Constitution. However, were it not for the availability of the procedures under s 18 of the Judiciary Act, particularly with respect to questions arising under the Constitution or involving its interpretation, a question may have arisen as to the validity of s 368. The joint judgment in Cockle v Isaksen[43] indicates that the power to prescribe exceptions does not extend to laws which "eat up or destroy" the general regime specified in s 73 of the Constitution as to the appellate jurisdiction of the High Court.
[43](1957) 99 CLR 155 at 166. See also Smith Kline & French Laboratories (Aust) Ltd v The Commonwealth (1991) 173 CLR 194 at 216‑217; Carson v John Fairfax & Sons Ltd (1991) 173 CLR 203 at 216; Re McJannet; Ex parte Minister for Employment, Training and Industrial Relations (Q) (1995) 184 CLR 620 at 651.
Thirdly, s 364 should be noted. This states:
"The Court shall be guided by the substantial merits and good conscience of each case without regard to legal forms or technicalities, or whether the evidence before it is in accordance with the law of evidence or not."
Provisions of this type are not inimical to the exercise of the judicial power of the Commonwealth. They do not exonerate the Court from the application of substantive rules of law and are consistent with, and indeed require the application of, the rules of procedural fairness[44].
[44]British Imperial Oil Co Ltd v Federal Commissioner of Taxation (1925) 35 CLR 422 at 438‑441; Peacock v Newtown Marrickville and General Co‑operative Building Society No 4 Ltd (1943) 67 CLR 25 at 36, 46, 47.
Finally, a reference should be made to s 360(2) of the Act. This provides:
"The Court may exercise all or any of its powers under this section on such grounds as the Court in its discretion thinks just and sufficient."
The powers in question are set out in pars (i)‑(x) of s 360(1). Paragraphs (i)‑(iv) deal with such matters as adjournments, the compulsory attendance of witnesses and production of documents and the taking of evidence. There is nothing hostile to the exercise of the judicial power of the Commonwealth in providing for the exercise of the discretion involved in such matters in accordance with what the Court thinks just and sufficient. So also with respect to the power to award costs conferred by par (ix) of s 360(1), supplemented by s 360(4).
Paragraphs (v)‑(viii) of s 360(1) confer powers to dispose of a petition by declaratory and other orders dismissing or upholding the petition in whole or in part. Where there has been a finding that a successful candidate has committed or has attempted to commit bribery or undue influence, s 362(1) requires the Court to declare the election void. Provision is made by s 362(3) which directs the Court as to what should be done where other malpractices have been found. Thus, s 362 operates to limit what otherwise might have been thought to be the width of the discretion under s 360(2) and the words "just and sufficient" therein. Where what is involved is ineligibility by reason of contravention of s 44 of the Constitution, justice and sufficiency would, as in this case, at least require a declaration that the person who was returned as elected was not duly elected, within the meaning of s 360(1)(v). The reasons of Gaudron J in the present case illustrate that what further or other relief should be given depends upon the circumstances disclosed by the particular case.
In the context in which s 360(2) appears in the Act, it does not confer some uncontrolled discretion exercisable by recourse to other than legal norms. Like that considered by Kitto J in R v Commonwealth Industrial Court; Ex parte the Amalgamated Engineering Union, Australian Section[45], the discretion involved is "not so indefinite as to be insusceptible of strictly judicial application"[46]. Indeed, as Mason and Murphy JJ remarked in R v Joske; Ex parte Shop Distributive and Allied Employees' Association[47]:
"[T]here are countless instances of judicial discretions with no specification of the criteria by reference to which they are to be exercised – nevertheless they have been accepted as involving the exercise of judicial power (see Cominos v Cominos[48])."
[45](1960) 103 CLR 368.
[46](1960) 103 CLR 368 at 383.
[47](1976) 135 CLR 194 at 215‑216.
[48](1972) 127 CLR 588.
We turn now to consider the substantive question, respecting the construction and application of s 44(i) of the Constitution.
III FOREIGN POWER
At the material time, Mrs Hill was regarded as a British citizen by the statute law of the United Kingdom which is identified by Gaudron J in her reasons for judgment. In construing s 44(i) of the Constitution, the Court should apply the classification given to Mrs Hill under United Kingdom law[49]. The question then is whether, at the material time, the United Kingdom answered the description of "a foreign power" in s 44(i).
[49]cf Sykes v Cleary [No 2] (1992) 176 CLR 77 at 112‑114, 135‑136.
A foreign power
The expression "a foreign power" in s 44 does not invite attention to the quality of the relationship between Australia and the power to which the person is said to be under an acknowledgment of allegiance, obedience or adherence or of which that person is a subject or a citizen or entitled to the rights and privileges of a subject or citizen. That is, the inquiry is not about whether Australia's relationships with that power are friendly or not, close or distant, or meet any other qualitative description. Rather, the words invite attention to questions of international and domestic sovereignty[50].
[50]As to which see Hart, The Concept of Law, (1961) at 218 in which the author urges caution in any uncritical use of the idea of sovereignty.
Further, because the question is whether, at the material time, the United Kingdom answered the description of "a foreign power" in s 44(i), it is not useful to ask whether that question could have been easily answered at some earlier time, any more than it is useful to ask whether it is easily answered now. No doubt individuals will be directly affected by the answer that is given and, to that extent, their rights, duties and privileges may be affected. But any difficulty in deciding whether the United Kingdom did answer the description at the material time, or in deciding when it first answered that description, does not relieve this Court of the task of answering the question that now is presented.
Constitutional interpretation
In Bonser v La Macchia, Windeyer J referred to Australia having become "by international recognition … competent to exercise rights that by the law of nations are appurtenant to, or attributes of, sovereignty"[51]. His Honour regarded this state of affairs as an instance where "[t]he law has followed the facts"[52]. It will be apparent that these facts, forming part of the "march of history"[53], received judicial notice[54]. They include matters and circumstances external to Australia but in the light of which the Constitution continues to have its effect and, to repeat Windeyer J's words[55], "[t]he words of the Constitution must be read with that in mind".
[51](1969) 122 CLR 177 at 224.
[52](1969) 122 CLR 177 at 223.
[53](1969) 122 CLR 177 at 223.
[54]A point made by McLelland J in McM v C [1980] 1 NSWLR 27 at 44.
[55](1969) 122 CLR 177 at 223.
There is nothing radical in doing as Windeyer J said; it is intrinsic to the Constitution. What has come about is an example of what Story J foresaw (and Griffith CJ repeated[56]) with respect to the United States Constitution[57]:
"The instrument was not intended to provide merely for the exigencies of a few years, but was to endure through a long lapse of ages, the events of which were locked up in the inscrutable purposes of Providence."
[56]Baxter v Commissioner of Taxation (NSW) (1907) 4 (Pt 2) CLR 1087 at 1105. Inglis Clark wrote to similar effect in Studies in Australian Constitutional Law, (1901) at 19‑22.
[57]Martin v Hunter's Lessee 1 Wheat 304 at 326 [14 US 141 at 151] (1816).
The changes to which Windeyer J referred did not require amendment to the text of the Constitution. Rather, they involved[58]:
"in part, the abolition of limitations on constitutional power that were imposed from outside the Constitution, such as the Colonial Laws Validity Act 1865 (Imp) and restricting what otherwise would have been the proper interpretation of the Constitution, by virtue of Australia's status as part of the Empire. When the Empire ended and national status emerged, the external restrictions ceased, and constitutional powers could be given their full scope."
[58]Final Report of the Constitutional Commission, (1988), vol 1, par 2.130.
Changes in the United Kingdom
So also with respect to changes in the constitutional arrangements in the United Kingdom itself. The condition of those arrangements at any one time may be difficult to perceive by reason of the lack of any single instrument answering the description of a written constitution. Nevertheless, it is readily apparent from judicial decisions in the United Kingdom that the constitutional arrangements of that country have changed since 1900 in at least two respects which are relevant to the issues debated in argument in the present litigation.
The first concerns the identity of "the Crown of the United Kingdom of Great Britain and Ireland" which is identified in the preamble to The Commonwealth of Australia Constitution Act ("the Constitution Act")[59] and "the United Kingdom", the sovereignty of which determines, under covering cl 2 thereof, the identity of the person identified throughout the Constitution itself as "the Queen".
[59]63 & 64 Vict, c 12 (Imp).
The United Kingdom of Great Britain and Ireland had come into existence in 1801. In Earl of Antrim's Petition, Lord Reid explained the position as follows[60]:
"Prior to 1707 the Kingdoms of England, Scotland and Ireland were separate kingdoms. In 1707 the Kingdoms of England and Scotland were united to form the Kingdom of Great Britain but Ireland remained a separate Kingdom. In 1801 the Kingdoms of Great Britain and of Ireland were united to form the United Kingdom of Great Britain and Ireland."
His Lordship went on to refer to the Irish Free State (Agreement) Act 1922 (UK) which established the Irish Free State with "Dominion Status" and to the Ireland Act 1949 (UK) which declared the Irish Free State to have ceased to be part of "[h]is Majesty's dominions"[61]. The result was twofold, that "Ireland as a whole no longer exist[ed] politically"[62] and the right of Irish peers to elect representatives from among their number no longer existed.
[60][1967] 1 AC 691 at 712.
[61][1967] 1 AC 691 at 716.
[62][1967] 1 AC 691 at 716.
The result cannot be that, because the present sovereign has never been Queen of Great Britain and Ireland, the Australian Constitution miscarries for the reason, in Lord Reid's language, that "the state of things on which its existence depended has ceased to exist"[63]. Rather, and consistently with the reasoning of Windeyer J in Bonser v La Macchia, at least since 1949 the text of the Constitution, in referring to "the Queen", has to be read so as to follow these changed constitutional circumstances in the United Kingdom. Those circumstances may change again[64], and with similar consequences.
[63][1967] 1 AC 691 at 716.
[64]See as to the status of Northern Ireland, Ex parte Molyneaux [1986] 1 WLR 331.
The second matter is that in 1982 it was settled in the United Kingdom by the decision of the English Court of Appeal in R v Foreign Secretary; Ex parte Indian Association[65] as a "truism" that, whilst "there is only one person who is the Sovereign within the British Commonwealth … in matters of law and government the Queen of the United Kingdom, for example, is entirely independent and distinct from the Queen of Canada"[66]. In addition to those remarks by May LJ, Kerr LJ observed[67]:
"It is settled law that, although Her Majesty is the personal sovereign of the peoples inhabiting many of the territories within the Commonwealth, all rights and obligations of the Crown – other than those concerning the Queen in her personal capacity – can only arise in relation to a particular government within those territories. The reason is that such rights and obligations can only be exercised and enforced, if at all, through some governmental emanation or representation of the Crown."
It is to be noted that these conclusions were expressed in the United Kingdom even before the enactment by its Parliament of the Canada Act 1982 (UK) and the Australia Act 1986 (UK) ("the 1986 UK Act").
[65][1982] QB 892. A petition to appeal against the decision of the Court of Appeal was refused by the House of Lords on the ground that the principal argument sought to be advanced by the applicant was "simply … not arguable": [1982] QB 892 at 937.
[66][1982] QB 892 at 928.
[67][1982] QB 892 at 920‑921.
The construction of provisions of the Constitution is a matter for Australian courts, in particular this Court. However, the position of the United Kingdom as seen by its courts is a relevant matter to which regard has been had by this Court in construing legislative power with respect to "aliens" in s 51(xix)[68]. So also with respect to the provisions of s 44(i). In effect, the submissions for Mrs Hill seek to have this Court ascribe to the United Kingdom, for the purposes of Australian constitutional law, a character which the United Kingdom courts themselves deny to the United Kingdom for the purposes of its constitutional law.
[68]Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 at 184.
United Kingdom institutions and the Constitution
It may be accepted that the United Kingdom may not answer the description of "a foreign power" in s 44(i) of the Constitution if Australian courts are, as a matter of the fundamental law of this country, immediately bound to recognise and give effect to the exercise of legislative, executive and judicial power by the institutions of government of the United Kingdom. However, whatever once may have been the situation with respect to the Commonwealth and to the States, since at least the commencement of the Australia Act 1986 (Cth) ("the Australia Act") this has not been the case. The provisions of that statute make it largely unnecessary to rehearse what are now the matters of history recounted in the judgments in New South Wales v The Commonwealth[69], Kirmani v Captain Cook Cruises Pty Ltd [No 1][70] and Nolan v Minister for Immigration and Ethnic Affairs[71].
[69](1975) 135 CLR 337 at 372‑374, 469‑470, 498.
[70](1985) 159 CLR 351 at 373‑379, 398‑419, 420‑424, 433‑434.
[71](1988) 165 CLR 178 at 183‑186, 191‑192.
Legislative power
As to the further exercise of legislative power by the Parliament of the United Kingdom, s 1 of the Australia Act states:
"No Act of the Parliament of the United Kingdom passed after the commencement of this Act shall extend, or be deemed to extend, to the Commonwealth, to a State or to a Territory as part of the law of the Commonwealth, of the State or of the Territory."
The recital to the Australia Act indicates that it was enacted in pursuance of s 51(xxxviii) of the Constitution, the Parliaments of all the States having requested the Parliament of the Commonwealth to enact the statute. Section 51(xxxviii) empowers the Parliament, subject to the Constitution, to make laws for the peace, order and good government of the Commonwealth with respect to:
"[t]he exercise within the Commonwealth, at the request or with the concurrence of the Parliaments of all the States directly concerned, of any power which can at the establishment of this Constitution be exercised only by the Parliament of the United Kingdom or by the Federal Council of Australasia".
The Australia Act was enacted before s 51(xxxviii) had been construed in Port MacDonnell Professional Fishermen's Assn Inc v South Australia[72]. Apparently out of a perceived need for abundant caution, legislation of the Westminster Parliament was sought and passed as the 1986 UK Act[73].
[72](1989) 168 CLR 340.
[73]See Zines, Constitutional Change and the Commonwealth, (1989) at 20‑21.
The effect of s 51(xxxviii) is to empower the Parliament "to make laws with respect to the local exercise of any legislative power which, before federation, could not be exercised by the legislatures of the former Australian colonies"[74]. It represents an actual enhancement of the legislative powers of the States because "it confers, by implication, power upon the Parliament of a State to participate in the legislative process which the paragraph requires, namely request (or concurrence) by a State Parliament and enactment by the Commonwealth Parliament"[75]. There is a potential enhancement of State legislative powers because the Parliaments of the States are the potential recipients of legislative power under a law made pursuant to the paragraph[76]. Any room for an inhibition against giving to the grant in s 51(xxxviii) its full scope and effect by reason of what was once the status of the Commonwealth itself within the British Empire no longer applies[77].
[74]Port MacDonnell Professional Fishermen's Assn Inc v South Australia (1989) 168 CLR 340 at 378.
[75]Port MacDonnell Professional Fishermen's Assn Inc v South Australia (1989) 168 CLR 340 at 379.
[76]Port MacDonnell Professional Fishermen's Assn Inc v South Australia (1989) 168 CLR 340 at 379.
[77]Port MacDonnell Professional Fishermen's Assn Inc v South Australia (1989) 168 CLR 340 at 378.
Section 1 of the Australia Act does not purport to exclude, as a matter of the law of the United Kingdom, the effect of statutes thereafter enacted at Westminster. Rather, it denies their efficacy as part of the law of the Commonwealth, the States and the Territories. Section 51(xxxviii) extends to the actual execution within this country of a power of the sort described in that paragraph. The scope of the phrase "within the Commonwealth" in s 51(xxxviii) includes the exercise of legislative power with effect upon the political structures with authority over the geographical area of the Commonwealth, the States and the Territories and the areas provided for in the Seas and Submerged Lands Act 1973 (Cth)[78]. It follows that s 1 of the Australia Act was validly enacted under that paragraph.
[78]See New South Wales v The Commonwealth (1975) 135 CLR 337; cf Oteri v The Queen [1976] 1 WLR 1272 at 1275‑1276.
The expression in s 1 of the 1986 UK Act "[n]o Act of the Parliament of the United Kingdom passed … shall extend, or be deemed to extend" was used in s 4 of the Statute of Westminster 1931 (UK)[79]. Provisions such as s 1 may present doctrinal questions for the constitutional law of the United Kingdom, in particular for the dogma associated with Dicey's views as to the sovereignty of the Parliament at Westminster. Professor Sir William Wade pointed out more than 40 years ago[80] that Dicey never explained how he reconciled his assertions that Westminster could destroy or transfer sovereignty[81] and the proposition that it could not bind future Parliaments. The effect in the United Kingdom of any amendment or repeal by the United Kingdom Parliament of s 1 would be for those adjudicating upon the constitutional law of that country. But whatever effect the courts of the United Kingdom may give to an amendment or repeal of the 1986 UK Act, Australian courts would be obliged to give their obedience to s 1 of the statute passed by the Parliament of the Commonwealth.
[79]This stated:
"No Act of Parliament of the United Kingdom passed after the commencement of this Act shall extend, or be deemed to extend, to a Dominion as part of the law of that Dominion, unless it is expressly declared in that Act that that Dominion has requested, and consented to, the enactment thereof."
[80]Wade, "The Basis of Legal Sovereignty", [1955] Cambridge Law Journal 172 at 196.
[81]A matter noted by Harrison Moore, The Constitution of the Commonwealth of Australia, 2nd ed (1910) at 603‑604.
It is necessary, at this point, to consider whether there has been such a change in the relationship between the United Kingdom and Australia that the former is now a foreign power. In this regard, a change in that relationship has been noted by this Court on several occasions. Thus, for example, Barwick CJ observed in New South Wales v The Commonwealth that "[t]he progression [of the Commonwealth] from colony to independent nation was an inevitable progression, clearly adumbrated by the grant of such powers as the power with respect to defence and external affairs" and the Commonwealth "in due course matured [into independent nationhood] aided in that behalf by the Balfour Declaration and the Statute of Westminster and its adoption."[206]
[206](1975) 135 CLR 337 at 373.
The changed nature of the relationship between the United Kingdom and Australia was also noted in Nolan. It was said in that case:
" The transition from Empire to Commonwealth and the emergence of Australia and other Dominions as independent sovereign nations within the Commonwealth inevitably changed the nature of the relationship between the United Kingdom and its former colonies and rendered obsolete notions of an indivisible Crown."[207]
[207](1988) 165 CLR 178 at 184 per Mason CJ, Wilson, Brennan, Deane, Dawson and Toohey JJ. See also China Ocean Shipping Co v South Australia (1979) 145 CLR 172 at 195 per Gibbs J, 208-213 per Stephen J; Joosse v Australian Securities & Investment Commission (1998) 73 ALJR 232 at 235-236 per Hayne J; 159 ALR 260 at 264-265.
For present purposes, it is necessary to mention only three developments in the transformation of the relationship between the United Kingdom and Australia. The first is the Statute of Westminster 1931 (Imp) and the Statute of Westminster Adoption Act 1942 (Cth). The effect of those Acts, as Gibbs J observed in Southern Centre of Theosophy Inc v South Australia, was that "the Commonwealth ... finally cast off its colonial status"[208].
[208](1979) 145 CLR 246 at 257.
The second development to which reference should be made is the process by which British subjects became citizens of the independent nation states into which the British Empire was transformed. Part of that process is to be seen in the steps whereby, in the United Kingdom, the status of a British subject was transformed, first, into that of a "citizen of the United Kingdom and Colonies" and later "British citizen"[209]. In this country, there was a similar process. The concept of citizenship was first introduced by the Nationality and Citizenship
Act 1948 (Cth)[210], later known as the Citizenship Act 1948 (Cth)[211] and currently called the Australian Citizenship Act 1948 (Cth)[212]. Initially, by s 7(1) of that Act, however, an Australian citizen was also a British subject. In 1969, the Act was amended so that an Australian citizen was described as having the status of a British subject[213]. Finally, by amendment in 1984 (taking effect from 1 May 1987) all reference to the "status of British subject" was removed in favour of the status of Australian citizen[214]. That process, both in this country and the United Kingdom, renders the constitutional references to "a subject of the Queen" of little or no significance in determining whether the United Kingdom is now a foreign power.[209]At common law, and pursuant to s 1(1)(a) of the British Nationality and Status of Aliens Act 1914 (UK), any person born within the dominions (including Australia) of the Crown of the United Kingdom had the status of a "natural-born British subject". Section 1 of the British Nationality Act 1948 (UK) created two categories of British subject: those who were "citizen[s] of the United Kingdom and Colonies" and those who were citizens of any country mentioned in s 1(3), including, relevantly, Australia. The status of British subject was, for the purposes of British law, withdrawn from Australian citizens by the British Nationality Act 1981 (UK), s 11(1) of which provided that only persons who were "citizen[s] of the United Kingdom and Colonies" with a right of abode in the United Kingdom would be granted the status of "British citizen".
[210]The Nationality and Citizenship Act 1948 (Cth) provided for the acquisition of Australian citizenship after the commencement of the Act by birth (s 10), by descent (s 11), by registration upon application by a person who was a citizen of certain specified Commonwealth countries, including the United Kingdom (ss 12‑13), or by naturalisation (ss 14-16). It also contained transitional provisions, which provided for the acquisition of Australian citizenship by certain persons born prior to the commencement of the Act (s 25).
[211]Citizenship Act 1969 (Cth), s 1(3).
[212]AustralianCitizenship Act 1973 (Cth), s 1(3).
[213]Citizenship Act 1969 (Cth), s 6.
[214]AustralianCitizenship Amendment Act 1984 (Cth), ss 7-12.
The final matter which should be mentioned is the enactment of the Australia Act 1986 (Cth) and the Australia Act 1986 (UK) (together referred to as "the Australia Acts"), the long title of the former of which is:
"An Act to bring constitutional arrangements affecting the Commonwealth and the States into conformity with the status of the Commonwealth of Australia as a sovereign, independent and federal nation".
By s 1 of each of the Australia Acts, it is provided that:
"No Act of the Parliament of the United Kingdom passed after the commencement of this Act shall extend, or be deemed to extend, to the Commonwealth, to a State or to a Territory as part of the law of the Commonwealth, of the State or of the Territory."
By other provisions of the Australia Acts, the States are authorised to legislate repugnantly to the laws of the United Kingdom[215] and the responsibility of the United Kingdom government in relation to the States was terminated[216], as were appeals to the Privy Council[217].
[215]Section 3 of the Australia Act 1986 (Cth), s 3 of the Australia Act 1986 (UK).
[216]Section 10 of the Australia Act 1986 (Cth), s 10 of the Australia Act 1986 (UK).
[217]Section 11 of the Australia Act 1986 (Cth), s 11 of the Australia Act 1986 (UK).
At the very latest, the Commonwealth of Australia was transformed into a sovereign, independent nation with the enactment of the Australia Acts. The consequence of that transformation is that the United Kingdom is now a foreign power for the purposes of s 44(i) of the Constitution.
The remaining issue to be considered in relation to Mrs Hill's ability to be chosen as a Senator is whether, as was contended on her behalf, her acquisition of Australian citizenship was sufficient to bring her British citizenship to an end. It is not in doubt that it did not have that effect under the law of the United Kingdom. However, it was contended that that was its effect in Australian law.
It is clear that an Australian court may, in some circumstances, refuse to apply the law of another country in determining whether a person is or is not a citizen of that country. Thus, as was pointed out in Sykes v Cleary (No 2)[218], it may refuse to "apply a foreign citizenship law which does not conform with established international norms or which involves gross violation of human rights." However, the question whether a person is a citizen of a foreign country is, as a general rule, answered by reference to the law of that country. Moreover, the question whether a person has or has not renounced foreign citizenship is to be determined in a context in which the possibility of dual citizenship is recognised by the common law[219], and, as a matter of necessary implication, is recognised by the Australian Citizenship Act 1948 (Cth) in the case of naturalised Australians[220].
[218](1992) 176 CLR 77 at 135-136 per Gaudron J referring to Oppenheimer v Cattermole [1976] AC 249 at 277-278 per Lord Cross of Chelsea, 282-283 per Lord Salmon; R v Home Secretary; Ex parte L [1945] KB 7 at 10 per Viscount Caldecote CJ (with whom Humphreys and Wrottesley JJ agreed); Lowenthal v Attorney-General [1948] 1 All ER 295 at 299 per Romer J.
[219]See with respect to the common law of England, Oppenheimer v Cattermole [1976] AC 249 at 263-264 per Lord Hailsham of St Marylebone, 278-279 per Lord Cross of Chelsea; Kramer v Attorney-General [1923] AC 528 at 537 per Viscount Cave LC (with whom Lord Shaw of Dunfermline agreed).
[220]The Act, however, provides for the loss of citizenship if an Australian citizen takes out foreign citizenship, s 17(1).
Given that a naturalised Australian may have dual citizenship, it is necessary that he or she take some step to renounce his or her former citizenship before he or she can be treated under Australian law as having renounced it. At least that is so if foreign citizenship is not automatically brought to an end by the law of the country concerned. Once it is accepted that a person must take some step to renounce his or her foreign citizenship, it follows, as was held in Sykes v Cleary (No 2)[221], that it is necessary that he or she take reasonable steps to do so. Mrs Hill took no such steps prior to her nomination for election to the Senate. It follows that, at that time, she was still a British citizen. Accordingly, question (b) in each of the cases stated for the consideration of the Full Court should be answered "Yes" and question (c) in each of the cases stated should be answered "No".
[221](1992) 176 CLR 77 at 107 per Mason CJ, Toohey and McHugh JJ, 113 per Brennan J, 128 per Deane J, 131 per Dawson J, 139 per Gaudron J.
Relief
Three questions are asked with respect to relief in the cases stated. They are:
"(d) If no to (c), was the Election void absolutely?
(e) If no to (d), should the [Australian Electoral Commission] conduct a recount of the ballot papers cast for the Election for the purpose of determining the candidate entitled to be declared elected to the place for which the first respondent was returned?
(f) Save for those otherwise dealt with by order, who should pay the costs of the Stated Case[s] and of the hearing of the Stated Case[s] before the Full High Court?"
In In re Wood[222], this Court considered whether, in the case of the return of a candidate who lacked the qualifications to be elected, the Senate election in question should be declared absolutely void and a new election ordered, on the one hand, or a recount ordered on the other. In that case it was held that, "no effect [could] be given for the purpose of the poll to the placing of a figure against the name of a candidate who [was] not qualified to be chosen", but nonetheless, "[t]hat [was] no reason for disregarding the other indications of the voter's preference as invalid."[223] In the result, a recount was ordered, the recount to be conducted in the same manner as required by s 273(27) of the Act where a vote is cast for a deceased candidate. That was because, "the true legal intent of the voters ... [could thereby] be ascertained"[224]. So it is in this case. That being so, there is no basis for declaring the election absolutely void. Accordingly question (d) in each of the cases stated should be answered "No".
[222](1988) 167 CLR 145.
[223](1988) 167 CLR 145 at 165-166.
[224](1988) 167 CLR 145 at 166.
Although nothing was put to suggest that the true intention of the voters cannot be ascertained by a recount, it emerged at the hearing that there was a real question as to the manner in which the recount should be conducted. As formulated, question (e) posits that a recount should be conducted only for the third Senate position. However, it is possible that a recount of all votes might have consequences for the persons returned as the fourth, fifth and sixth Senators. Those persons were not represented at the hearing. It may be that that was because, having regard to the terms of question (e), they were of the view that their positions would not be affected by a recount. In the circumstances, the appropriate course is to answer question (e) in each of the cases stated "Inappropriate to answer", leaving the issue to be determined by a single Justice after hearing such submissions, if any, as the persons returned as the fourth, fifth and sixth Senators wish to make.
So far as concerns the question of costs, the argument before the Full Court was directed, in the main, to the provisions of the Act and the constitutional issues thereby raised. In the circumstances, the costs of the petitioner and the first respondent in each of the cases stated should be paid by the Commonwealth. The Australian Electoral Commission, the second respondent in each matter, should bear its own costs.
Answers to questions
The questions in each stated case should be answered as follows:
Question (a): Does s 354 of the Act validly confer upon the Court of Disputed Returns jurisdiction to determine the issues raised in the Petition?
Answer: Yes.
Question (b): Was the first respondent at the date of her nomination a subject or citizen of a foreign power within the meaning of s 44(i) of the Constitution?
Answer: Yes.
Question (c): Was the first respondent duly elected at the Election?
Answer: No.
Question (d): If no to (c), was the Election void absolutely?
Answer: No.
Question (e): If no to (d), should the second respondent conduct a recount of the ballot papers cast for the Election for the purpose of determining the candidate entitled to be declared elected to the place for which the first respondent was returned?
Answer: Inappropriate to answer.
Question (f): Save for those otherwise dealt with by order, who should pay the costs of the Stated Case and of the hearing of the Stated Case before the Full High Court?
Answer:The Commonwealth should pay the costs of the petitioner and the first respondent. The second respondent should bear its own costs.
McHUGH J. Chief Justice Gleeson and Justice Callinan, sitting as judges of the Court of Disputed Returns, have each stated a case to the Full Court of this Court asking the Court to answer six questions arising out of petitions filed in the Court of Disputed Returns. Each petition challenges the declaration of the Australian Electoral Officer for Queensland, made on 23 October 1998 pursuant to s 283 of the Commonwealth Electoral Act 1918 (Cth) ("the Electoral Act"), that Mrs Heather Hill was duly elected as a Senator for the State of Queensland. The petitions claim that she was not capable of being chosen as a member of the Senate at the election held on 3 October 1998. They assert that at the time of nomination Mrs Hill was a British subject or citizen and was therefore a citizen of a foreign power within the meaning of s 44(i) of the Constitution and constitutionally incapable of being chosen or sitting as a Senator of the Parliament of the Commonwealth.
Mrs Hill concedes that she was a British citizen at the time of her nomination for election to the Senate but she denies that it follows that she was incapable of being chosen or sitting as a Senator. In addition, she contends that the Court of Disputed Returns had no jurisdiction to determine whether she was qualified to be chosen as a Senator. She contends that, upon the proper construction of the Electoral Act, the Parliament of the Commonwealth has not referred issues concerning the qualifications of members to the Court of Disputed Returns and that, if such issues have been referred, it is an invalid attempt to confer non-judicial power on the Court.
Jurisdiction
In my opinion, the Electoral Act does not purport to give the Court of Disputed Returns jurisdiction to hear an election petition which raises the bare question whether a member of the federal Parliament was constitutionally qualified to stand for election. That question may arise on a referral by one of the Houses of Parliament to the Court of Disputed Returns after a person has been elected. It may also arise incidentally in determining whether an election should be set aside on the ground that the elected person has committed an "illegal practice"[225] by falsely declaring that he or she was "qualified under the Constitution and the laws of the Commonwealth to be elected as a Senator or a member of the House of Representatives"[226]. But in my opinion the bare question of a member's constitutional qualification cannot arise on an election petition presented under Div 1 of Pt XXII of the Electoral Act.
[225]Electoral Act, s 352(1).
[226]Electoral Act, s 170(1)(b)(i).
The petition filed by Mr Sue does not allege that Mrs Hill had engaged in any illegal practice in connection with the election. Mr Sharples' petition did make such an allegation. But in this Court he withdrew it[227]. That being so, the Court of Disputed Returns had no jurisdiction to decide the question of Mrs Hill's qualification for election to the Senate.
[227] He said: (Transcript of proceedings, 13 May 1999 at 285)
"Probably, to be fair, I do not suggest at all that the respondent – and I say it publicly – did anything illegal. I do not suggest that she attempted to misrepresent deliberately, and I retract those words out of my petition but, nevertheless, her nomination form which was tendered to the Australian Electoral Commission, the Queensland electoral officer, which is in the stated case – it is page 20. Clearly, she signed that and ticked the appropriate boxes and made those declarations."
The Court of Disputed Returns
Under the Westminster system of government, the houses of parliament have inherent jurisdiction to determine whether their members are qualified to be or were duly elected as members of the parliament. That right was established as the result of the proceedings in Goodwin v Fortescue[228] after King James I had issued a proclamation which ordered, inter alia, that no bankrupt or outlaw should be elected to Parliament and that election returns should be sent to Chancery[229]. The King claimed that the "house ought not to meddle with Returns, being all made into the Chancery, and are to be corrected or reformed by that court only"[230]. Although the House agreed to a new election in that case, its privilege to decide the matter was thereafter not disputed[231]. Nor was any right in the Chancery further asserted[232].
[228](1604) 2 St Tri 91.
[229]The basis of the King's claim was well founded. Sir William Anson (The Law and Custom of the Constitution, 4th ed (1909), vol 1 at 168) has pointed out that: "[o]riginally the writ addressed to the sheriff was returnable to Parliament: an Act of the 7th Henry IV provided that it should be returned to Chancery; if the return was disputed the matter was decided by the King, assisted by the Lords, though an Act of 1410 gave jurisdiction in the matter to the Judges of Assize." (footnote omitted)
[230]Goodwin v Fortescue (1604) 2 St Tri 91 at 98.
[231]Holdsworth, A History of English Law, 2nd ed (1937), vol 6 at 96.
[232]Anson, The Law and Custom of the Constitution, 4th ed (1909), vol 1 at 170.
The privileges of the Senate and the House of Representatives to decide the validity of disputed elections to or the qualification of members of those Houses are recognised in s 47 of the Constitution which provides:
"Until the Parliament otherwise provides, any question respecting the qualification of a senator or of a member of the House of Representatives, or respecting a vacancy in either House of the Parliament, and any question of a disputed election to either House, shall be determined by the House in which the question arises."
Pursuant to the powers conferred by the opening words of s 47 and by ss 51(xxxvi) and 51(xxxix) of the Constitution[233], the Parliament has enacted the Electoral Act which regulates the holding of elections for the Senate and the House of Representatives and provides for a Court of Disputed Returns to determine challenges to the election of members of those Houses. It also provides for the Senate and the House of Representatives to refer any question respecting the qualification of a Senator or a member or respecting a vacancy to the Court of Disputed Returns.
[233]Which provide:
"The Parliament shall, subject to this Constitution, have power to make laws for the peace, order, and good government of the Commonwealth with respect to:
(xxxvi)matters in respect of which this Constitution makes provision until the Parliament otherwise provides;
...
(xxxix)matters incidental to the execution of any power vested by this Constitution in the Parliament or in either House thereof, or in the Government of the Commonwealth, or in the Federal Judicature, or in any department or officer of the Commonwealth."
Division 1 of Part XXII
Relevantly, Div 1 of Pt XXII of the Electoral Act provides:
"353 Method of disputing elections
(1)The validity of any election or return may be disputed by petition addressed to the Court of Disputed Returns and not otherwise.
...
354 The Court of Disputed Returns
(1)The High Court shall be the Court of Disputed Returns, and shall have jurisdiction either to try the petition or to refer it for trial to the Federal Court of Australia or to the Supreme Court of the State or Territory in which the election was held or return made.
...
(6)The jurisdiction conferred by this section may be exercised by a single Justice or Judge.
355 Requisites of petition
Subject to section 357, every petition disputing an election or return in this Part called the petition shall:
(a)set out the facts relied on to invalidate the election or return;
(aa)subject to subsection 358(2), set out those facts with sufficient particularity to identify the specific matter or matters on which the petitioner relies as justifying the grant of relief;
(b)contain a prayer asking for the relief the petitioner claims to be entitled to;
(c)be signed by a candidate at the election in dispute or by a person who was qualified to vote thereat, or, in the case of the choice or the appointment of a person to hold the place of a Senator under section 15 of the Constitution or section 44 of this Act, by a person qualified to vote at Senate elections in the relevant State or Territory at the date of the choice or appointment;
...
358 No proceedings unless requirements complied with
(1)Subject to subsection (2), no proceedings shall be had on the petition unless the requirements of sections 355, 356 and 357 are complied with.
...
360 Powers of Court
(1)The Court of Disputed Returns shall sit as an open Court and its powers shall include the following:
...
(v)To declare that any person who was returned as elected was not duty elected;
(vi)To declare any candidate duly elected who was not returned as elected;
(vii) To declare any election absolutely void;
(viii)To dismiss or uphold the petition in whole or in part;
(ix) To award costs;
...
(2)The Court may exercise all or any of its powers under this section on such grounds as the Court in its discretion thinks just and sufficient.
(3)Without limiting the powers conferred by this section, it is hereby declared that the power of the Court to declare that any person who was returned as elected was not duly elected, or to declare an election absolutely void, may be exercised on the ground that illegal practices were committed in connexion with the election.
(4)The power of the Court of Disputed Returns under paragraph (1)(ix) to award costs includes the power to order costs to be paid by the Commonwealth where the Court considers it appropriate to do so.
...
363A Court must make its decision quickly
The Court of Disputed Returns must make its decision on a petition as quickly as is reasonable in the circumstances.
364 Real justice to be observed
The Court shall be guided by the substantial merits and good conscience of each case without regard to legal forms or technicalities, or whether the evidence before it is in accordance with the law of evidence or not.
...
368 Decisions to be final
All decisions of the Court shall be final and conclusive and without appeal, and shall not be questioned in any way.
...
370 Representation of parties before Court
A party to the petition may appear in person or be represented by counsel or solicitor.
371 Costs
The Court may award costs against an unsuccessful party to the petition.
...
374 Effect of decision
Effect shall be given to any decision of the Court as follows:
(i)If any person returned is declared not to have been duly elected, the person shall cease to be a Senator or Member of the House of Representatives;
(ii)If any person not returned is declared to have been duly elected, the person may take his or her seat accordingly;
(iii)If any election is declared absolutely void a new election shall be held."
Division 2 of Part XXII of the Electoral Act
Division 2 of Pt XXII of the Electoral Act relevantly declares:
"376 Reference of question as to qualification or vacancy
Any question respecting the qualifications of a Senator or of a Member of the House of Representatives or respecting a vacancy in either House of the Parliament may be referred by resolution to the Court of Disputed Returns by the House in which the question arises and the Court of Disputed Returns shall thereupon have jurisdiction to hear and determine the question.
...
379 Powers of Court
On the hearing of any reference under this Part the Court of Disputed Returns shall sit as an open Court and shall have the powers conferred by section 360 so far as they are applicable, and in addition thereto shall have power:
(a)to declare that any person was not qualified to be a Senator or a Member of the House of Representatives;
(b)to declare that any person was not capable of being chosen or of sitting as a Senator or a Member of the House of Representatives; and
(c)to declare that there is a vacancy in the Senate or in the House of Representatives.
380 Order to be sent to House affected
After the hearing and determination of any reference under this Part the Chief Executive and Principal Registrar of the High Court shall forthwith forward to the Clerk of the House by which the question has been referred a copy of the order or declaration of the Court of Disputed Returns.
381 Application of certain sections
The provisions of sections 364, 368, 370, 371, 373, 374 and 375 shall apply so far as applicable to proceedings on a reference to the Court of Disputed Returns under this Part."
On its face, Pt XXII appears to treat questions concerning disputed returns and the qualifications of Senators and members of the House of Representatives as separate issues. In theory, there is no reason why issues concerning the qualification of the person elected could not be raised on a petition challenging the return of that person as duly elected. Certainly, the House of Commons decided such issues in cases of disputed returns[234]. Nevertheless, disputed returns are more concerned with the effect of conduct on voting than the qualifications of candidates. Thus, disputed returns have tended to deal with conduct affecting the procedures of the election such as bribery, treating, undue influence, impersonation of voters and illegal practices. Issues of qualification, on the other hand, although they could be, and were, raised on petitions to the House of Commons to set aside an election, can arise after the election and during the life of the Parliament as well as at election time.
[234]Orme, A Practical Digest of the Election Laws, (1796) at 278.
Section 47 of the Constitution recognises the distinction between disputed returns and the qualifications of candidates by referring separately to "qualification", "vacancy" and "disputed election". Indeed, during the constitutional debates at the Adelaide Convention, Mr Wise said[235]:
"[T]here are two questions involved here, which ought to be kept distinct. There is the qualification of a member or the question as to vacancies on the one side, and the question of a disputed return, which is a matter of altogether a different character. I apprehend that only questions of disputed returns should be dealt with by the Supreme Court".
[235]Official Report of the National Australasian Convention Debates, (Adelaide), 15 April 1897 at 681.
Later, Mr Edmund Barton moved to insert a new clause to follow cl 48 of the Commonwealth of Australia Bill[236]. The proposed new clause provided that "[u]ntil the Parliament otherwise provides all questions of disputed elections arising in the Senate or House of Representatives shall be determined by a Court exercising federal jurisdiction."[237] Eventually, however, s 47 empowered the Parliament to legislate for some other body or court to determine questions concerning qualifications and vacancies as well as disputed returns.
[236]As the document which was to become the Constitution was then known.
[237]Official Report of the National Australasian Convention Debates, (Adelaide), 22 April 1897 at 1150.
The question which then arises is whether, in enacting Div 1 and Div 2, Parliament intended Div 2 to be the only source of power for the Court of Disputed Returns to decide issues concerning the qualifications of members.
The history of the Electoral Act
The history of the Electoral Act is not conclusive. But in my opinion it does point against Div 1 giving the Court jurisdiction to hear a petition alleging an election was void because the person elected was not constitutionally qualified.
Part XVI of the Commonwealth Electoral Act 1902 (Cth) set up a Court of Disputed Returns[238] with power to declare that any person returned was not duly elected[239] or that any person duly elected who was not returned was in fact elected[240]. That Act made no reference at all to questions concerning qualifications or vacancies. The Commonwealth Electoral Act 1905 (Cth) also made no reference to qualifications or vacancies. But it did amend the 1902 Act by adding s 198A which empowered the Court to set aside an election where "a candidate has committed or has attempted to commit bribery or undue influence". That tends to confirm that the 1902 Act gave the Court jurisdiction with respect to matters affecting voting rather than the constitutional qualifications of candidates.
[238]Section 193.
[239]Section 197(iv).
[240]Section 197(v).
Questions concerning qualifications and vacancies were first specifically introduced into federal law by the Disputed Elections and Qualifications Act 1907 (Cth). Part XVI of the 1902 Act was amended inter alia by the adoption of a Div 1 entitled "Disputed Elections and Returns" and a Div 2 entitled "Qualifications and Vacancies". Like Div 2 of Pt XXII of the Electoral Act, Div 2 of Pt XVI of the 1902 Act provided that any question respecting the qualification of a Senator or member might be referred to the Court of Disputed Returns by a resolution of the relevant House.
Senator Best moved the Second Reading of the 1907 Bill when it was in the Senate. After referring to the disqualifications contained in s 44 of the Constitution, he said[241]:
"The spirit of this section is that a candidate for either House must be discharged of these qualifications at the time his election takes place, and in the case of any question arising with respect to any of these qualifications or disqualifications, we provide that the Senate or the House of Representatives shall have power, by resolution, to refer the matter to the High Court. Honorable senators may ask why such cases should not automatically be referred, and why we propose to reserve a discretion to the Houses of the Parliament to refer them. The reason is that there are many cases where, for instance, a man is an undischarged bankrupt, or has been guilty of a crime, or holds an office of profit – obvious cases involving no possible question of law – and it would be absurd to send such cases to the High Court for decision, as they would depend on facts easily ascertained." (emphasis added)
[241]Australia, Senate, Parliamentary Debates (Hansard), 1 November 1907 at 5471.
This passage strongly suggests that the intention of the Parliament was that questions of constitutional qualification for the Parliament – including those existing at election time – were to be dealt with, and could only be dealt with, by the Court of Disputed Returns after a reference from the House concerned.
This conclusion is further supported by the history of the litigation in this Court concerning Senator Vardon. In Blundell v Vardon[242], Barton J, sitting as the Court of Disputed Returns, declared the election of Senator Vardon as a Senator for South Australia absolutely void. Purporting to act under the then s 15 of the Constitution, the Parliament of South Australia nominated another person to fill the "vacancy". Mr Vardon then applied for a writ of mandamus directing the Governor of the State of South Australia to hold a new election for a Senator for that State. This Court held that mandamus would not lie to the Governor of a State to compel him to do an act in his capacity as Governor[243]. Mr Vardon then petitioned the Senate to declare that the person nominated had not been duly chosen or elected as a Senator. His petition was referred to this Court under the Disputed Elections and Qualifications Act 1907. The Court held in Vardon v O'Loghlin[244] that the appointment of the person nominated by the Parliament to fill the "vacancy" was null and void because the vacancy existing after the declaration of the Court in Blundell v Vardon[245] was not one which fell within the then s 15 of the Constitution.
[242](1907) 4 CLR (Pt 2) 1463.
[243]R v The Governor of the State of South Australia (1907) 4 CLR (Pt 2) 1497.
[244](1907) 5 CLR 201.
[245](1907) 4 CLR (Pt 2) 1463.
The 1907 Act had added a new paragraph to s 192 of the 1902 Act which provided:
"The choice of a person to hold the place of a Senator by the Houses of Parliament of a State or the appointment of a person to hold the place of a Senator by the Governor of a State under section fifteen of the Constitution shall be deemed to be an election within the meaning of this section."
That section is replicated in s 353(2) of the Electoral Act. Sections 353(3) and (4) deal with the replacement of Senators for the Australian Capital Territory and the Northern Territory.
Thus in the case of appointments arising under s 15 of the Constitution – which, of course, involve the issue of qualification to be a member of the Senate – the Parliament expressly decided in 1907 that an appointment under s 15 is to be deemed to be an election and therefore the subject of a petition under Div 1 of Pt XXII.
Given the history of the Vardon litigation, the terms of s 192 of the 1902 Act and its replication in s 353(2) of the Electoral Act, and the terms of Div 2, it is hard to accept that sub silentio the Parliament intended Div 1 to deal with the issue of constitutional qualifications except in the case of appointments under s 15 of the Constitution. If s 44 qualifications can be made an issue on a Div 1 petition, why did the Parliament not specifically refer to them in Div 1? After all, it refers to them in Div 2 and inferentially to s 15 qualifications in Div 1. To that formidable question, the petitioners and the Commonwealth intervening proferred no answer or, at all events, no persuasive answer.
The history of the legislation, therefore, suggests that until 1907 the Parliament kept to itself the privilege of dealing with the qualification of members and that, when, in that year, it provided for the Court of Disputed Returns to have jurisdiction over qualifications, it was to be at the discretion and on the motion of the House concerned, except for appointments under s 15 of the Constitution.
The constitutional distinction between disputed returns and qualifications and vacancies was, as we have seen, continued in the Electoral Act. When examined, the terms of the Electoral Act confirm what the legislative history suggests – viz that the Court of Disputed Returns does not have jurisdiction under Div 1 to hear an election petition which raises the bare question whether a person elected to the federal Parliament was constitutionally qualified to be chosen by the electors.
The grounds of a petition
Div 1 of Pt XXII of the Electoral Act does not specify the grounds upon which an election can be set aside. Section 355(a) merely requires the petition to "set out the facts relied on to invalidate the election or return" without identifying what facts are sufficient to constitute invalidity. However, s 362 provides:
"(1)If the Court of Disputed Returns finds that a successful candidate has committed or has attempted to commit bribery or undue influence, the election of the candidate shall be declared void.
(2)No finding by the Court of Disputed Returns shall bar or prejudice any prosecution for any illegal practice.
(3)The Court of Disputed Returns shall not declare that any person returned as elected was not duly elected, or declare any election void:
(a) on the ground of any illegal practice committed by any person other than the candidate and without the knowledge or authority of the candidate; or
(b) on the ground of any illegal practice other than bribery or corruption or attempted bribery or corruption;
unless the Court is satisfied that the result of the election was likely to be affected, and that it is just that the candidate should be declared not to be duly elected or that the election should be declared void.
(4)The Court of Disputed Returns must not declare that any person returned as elected was not duly elected, or declare any election void, on the ground that someone has contravened the Broadcasting Services Act 1992 or the Radiocommunications Act 1992."
Section 352 defines the terms "bribery", "corruption", "illegal practice" and "undue influence" as follows:
"(1) In this Part:
bribery or corruption means a contravention of section 326.
illegal practice means a contravention of this Act or the regulations.
undue influence means a contravention of section 327 of this Act or section 28 of the Crimes Act 1914.
(2)For the purposes of this Part, a person who aids, abets, counsels or procures, or by act or omission is in any way directly or indirectly knowingly concerned in, or party to, the contravention of a provision of this Act, the Crimes Act 1914 or the regulations under this Act shall be deemed to have contravened that provision."
In general terms, s 326 makes it an offence for a person to ask for or offer or obtain or receive any property or benefit on an understanding that it will influence or affect the voting or support or candidature of a person. Section 327 makes it an offence to hinder or interfere with the free exercise or performance of a person's political right or duty that is relevant to an election under the Electoral Act or to discriminate against a person in respect of various matters for donating to a political party or candidate.
Given the terms of s 362, it seems distinctly unlikely that a petition could rely on any ground other than breach of the Electoral Act or regulations or bribery, corruption or undue influence as defined by the Electoral Act. That was the view of Gaudron J in Hudson v Lee[246] where her Honour said[247]:
"Although there is no express statement in the Act to that effect, s 362, in my view, provides exhaustively as to the general grounds on which an election may be invalidated or declared void. There are three matters which provide the basis for my view in that regard. First, the Act makes detailed and comprehensive provision as to the conduct of elections. Second, it allows for elections and returns to be disputed on the ground of 'illegal practice' which is defined to mean 'a contravention of [the] Act or the regulations' (which includes bribery or corruption as defined in the Act, and undue influence, to the extent that s 327 of the Act rather than s 28 of the Crimes Act is involved). The detail of the Act's provisions and the width of the definition of 'illegal practice', standing alone, are powerful indications of the exhaustive nature of s 362. In that context, the third matter is, in my view, conclusive, that matter being that s 362 provides precisely as to the manner in which the power to declare an election invalid or void is to be exercised depending on the precise nature of the finding with respect to bribery or corruption, undue influence and illegal practice. It would be incongruous if the Court's powers were entirely at large with respect to matters extraneous to the Act."
[246](1993) 177 CLR 627.
[247](1993) 177 CLR 627 at 631. In Robertson v Australian Electoral Commission (1993) 67 ALJR 818 at 819; 116 ALR 407 at 409, Toohey J said that the view expressed by Gaudron J was persuasive but found it unnecessary "to express a concluded view on the matter".
In Webster v Deahm[248], which was decided four weeks after Hudson v Lee[249], however, her Honour left open the question whether in some situations an election could be set aside on a ground that was not covered by the Act. After saying that the only matter that could invalidate an election or return was one raising a matter by which "the election was likely to be affected", her Honour said[250]:
"In general terms, and leaving aside the situation in which a person was prevented from voting or in which a candidate was not eligible to stand (neither of which is claimed in this case), that can only be satisfied by an assertion that goes to or bears upon the casting or counting of votes."
[248](1993) 67 ALJR 781; 116 ALR 223.
[249](1993) 177 CLR 627.
[250](1993) 67 ALJR 781 at 782; 116 ALR 223 at 225.
Constitutional disqualification as a ground for setting aside an election
In Sykes v Cleary[251], Dawson J had taken a different view of the Electoral Act. His Honour held that the Court of Disputed Returns had jurisdiction to hear a petition alleging that the election of Mr Cleary was void on the ground that he was disqualified from standing as a candidate by reason of s 44 of the Constitution. His Honour said[252]:
"The jurisdiction conferred on this Court under Div 1, Pt XXII of the Commonwealth Electoral Act is the equivalent of that conferred by the Parliamentary Elections Act and the jurisdiction retained by the House of Commons to consider questions concerning the qualifications of its own members corresponds with that which might be exercised by this Court upon a referral under Div 2, Pt XXII of the Commonwealth Act."
[251](1992) 66 ALJR 577; 107 ALR 577.
[252](1992) 66 ALJR 577 at 579; 107 ALR 577 at 580.
United Kingdom cases on electoral petitions give apparent support to the view that the constitutional disqualification of an elected member is a ground for setting aside the election of a member to the Senate or the House of Representatives. Since 1604, the House of Commons has claimed and exercised the privilege of determining whether a person was qualified to be elected to the House. The election of an ineligible person was void. Ordinarily, the House would order a new election unless the ineligibility of the person elected was known to the electorate in which case the person getting the next highest number of votes would be elected. Writing in 1820, Male[253] contended:
"If the election is made of a person or persons ineligible, such election is void either in toto, or of one only, according as the ineligibility applies to all, or one only. Where that ineligibility is clear, and pointed out to the electors at the poll, it has been held that the votes given to such ineligible candidate, after notice, are thrown away, and a competitor, though chosen by the smaller number of electors, has, in such case, been held duly elected."
[253]Male, A Treatise on the Law and Practice of Elections, 2nd ed (1820) at 336.
By the Parliamentary Elections Act 1868 (UK), however, the jurisdiction to decide disputed elections was taken from the House of Commons and given to a tribunal consisting of a judge of the "Superior Courts of Common Law at Westminster or Dublin"[254]. That legislation, like the Electoral Act, did not specify the grounds upon which a petition could be brought. Given the parliamentary precedents, it is unsurprising that, on a number of occasions, the judges of the English and Irish courts determined petitions under the Parliamentary Elections Act 1868 which were brought upon the ground that the elected candidate was not qualified to be elected. Thus, in County of Tipperary[255] the Irish Court of Common Pleas, on a case stated by Keogh J, upheld a petition which claimed that the elected member was disqualified as a candidate because he was an alien and a convicted felon who had not undergone his sentence[256]. In Borough of Cheltenham[257], Mr Baron Pollock and Hawkins J heard but rejected a petition claiming that the elected member was an alien and disqualified from being elected[258]. Similarly, in The Western Division of the Borough of Belfast[259], Mr Baron Dowse and O'Brien J heard but rejected a petition that the elected member was disqualified because he had already been elected and returned as a member for another Division. More recently, English and Irish tribunals, acting pursuant to the Representation of the People Act 1918 (UK), have upheld petitions claiming that the elected member was disqualified from standing[260]. The United Kingdom cases, therefore, appear to support the view that, because the Electoral Act does not specify the grounds of a petition, the constitutional qualification for election to the Parliament can be a ground for setting aside the election of a member. However, when the statutory context of the United Kingdom cases is examined, it is clear that these cases have no application to the Electoral Act.
[254]Parliamentary Elections Act 1868, s 11.
[255](1875) 3 O'M & H 19.
[256](1875) 3 O'M & H 19 at 43-44.
[257](1880) 3 O'M & H 86.
[258]The petitioner contended that an Act of Parliament, which recited that the elected member had all the rights of a natural born British subject but that of being a member of the Privy Council or Parliament, and then enacted that the member should have all the rights which he would have enjoyed if born in the United Kingdom, did not expressly enact that he could be a member of Parliament. Accordingly, the petitioner claimed that the legislation in question did not overcome the effect of 12 & 13 Will III, c 2, s 3 which prohibited a person born out of the United Kingdom of non-English parents being a member of Parliament although he or she was naturalised.
[259](1886) 4 O'M & H 105.
[260]In re Mid-Ulster Election Petition: Beattie v Mitchell [1958] NI 143; In re Fermanagh and South Tyrone Election Petition: Grosvenor v Clarke [1958] NI 151; In re Parliamentary Election for Bristol South East [1964] 2 QB 257.
The United Kingdom election cases are not authoritative in Australia
Section 50 of the Parliamentary Elections Act 1868 declared that "after the next Dissolution of Parliament no Election or Return to Parliament shall be questioned except in accordance with the Provisions of this Act". However, as Keogh J held at first instance in County of Tipperary[261], "the House of Commons has [not] parted with its inherent right to declare who are eligible and who are ineligible to sit in that House, to expel those from amongst them whom they do not think fit to be there, and to issue new writs to fill the vacancies so created." Nevertheless, s 50 took away the jurisdiction of the House of Commons to determine disputed returns, a jurisdiction which it had exercised since 1604[262]. In those circumstances, it is unsurprising that the tribunals set up under the United Kingdom legislation should entertain petitions seeking to set aside a person's election on the ground that he or she was disqualified from standing for election. The Parliamentary Elections Act 1868 substituted the tribunals for the Select Committees of the House of Commons which had exercised the House's jurisdiction since the enactment of the Grenville Act (UK)[263] in 1770. Those Committees had determined questions concerning the status or qualifications of members of the House of Commons. Dawson J was therefore right in Sykes v Cleary[264] when he said that "the jurisdiction retained by the House of Commons to consider questions concerning the qualifications of its own members corresponds with that which might be exercised by this Court upon a referral under Div 2, Pt XXII of the Commonwealth Act." But it does not follow that the position under the Electoral Act can be equated with the position in the United Kingdom either before or after the enactment of the Parliamentary Elections Act 1868. The statutory context in Australia is different from that in the United Kingdom.
[261](1875) 3 O'M & H 19 at 36.
[262]Goodwin v Fortescue (1604) 2 St Tr 91.
[263]10 Geo III, c 16.
[264](1992) 66 ALJR 577 at 579; 107 ALR 577 at 580.
The Parliamentary Elections Act 1868 did not specify the grounds upon which a petition could be brought although corrupt practices could found a petition. That term was defined to mean "Bribery, Treating, and undue Influence, or any of such Offences, as defined by Act of Parliament, or recognized by the Common Law of Parliament"[265]. Nor does the Electoral Act specify the grounds of a petition, although it recognises that a petition can be brought, and an election avoided, for breach of the Electoral Act or regulations or for bribery, corruption or undue influence as defined by the Electoral Act. Unlike the Electoral Act, the Parliamentary Elections Act 1868 did not provide for the House of Commons to refer questions concerning the qualifications of a member to the tribunal.
[265]Parliamentary Elections Act 1868, s 3.
In so far as the person returned as a member has breached the qualifications for nomination specified in s 163 of the Electoral Act, that breach can ground a petition alleging an "illegal practice". However, compliance with the requirements of s 44 of the Constitution is not one of the qualifications specified in s 163. Instead, s 170 states that a nomination is not valid unless in the nomination paper the person nominated declares inter alia that he or she "is qualified under the Constitution and the laws of the Commonwealth to be elected".
Furthermore, s 172 enacts that the returning officer can only reject a nomination if the provisions of ss 166, 167, 170 or 171 have not been substantially complied with in relation to the nomination. A nomination cannot be rejected on the ground that the person nominated is incapable of being chosen as a Senator or member of the House of Representatives by reason of s 44 of the Constitution. If the nomination paper "is false or misleading in a material particular" the person commits an offence punishable by imprisonment for up to six months[266]. In a prosecution, however, it is a defence if the person proves that he or she did not know and could not reasonably be expected to have known that the statement was false or misleading[267]. Because the petitioners do not rely on an "illegal practice" to support their petitions, it is unnecessary to determine whether a nomination which complies with the Act, even though it contains a statement which renders the nominee liable to a penalty, constitutes "a contravention of this Act" and therefore an "illegal practice" within the meaning of s 352(1) of the Electoral Act. Nor is it necessary to determine whether there is a contravention of the Act when the nomination contains a false or misleading statement but the nominee has a defence to a prosecution by reason of s 339(4) of the Electoral Act[268].
[266]Electoral Act, s 339(3).
[267]Electoral Act, s 339(4).
[268]In Sovar v Henry Lane Pty Ltd (1967) 116 CLR 397, a majority of this Court held that the existence of a defence provided by s 27(5) of the Factories, Shops and Industries Act 1962 (NSW) "[i]n any prosecution for a breach of the obligation imposed" did not mean that there was no breach of the duty imposed under the Act by the relevant obligation.
If the person elected has not complied with the nomination provisions of the Electoral Act, he or she has contravened the Act. That being so, the Court of Disputed Returns would seem to have the power to declare that that person was not duly elected "on the ground that illegal practices were committed in connexion with the election."[269] But that is a different matter from alleging that the election should be set aside on the ground that the person returned as elected, although complying with the nomination provision, has falsely declared that he or she "is qualified under the Constitution and the laws of the Commonwealth"[270]. It is also a different matter from alleging that the person was "incapable of being chosen or of sitting as a senator or a member of the House of Representatives" by reason of s 44 of the Constitution. As long as the nominee for election has declared that he or she "is qualified under the Constitution and the laws of the Commonwealth", the Australian Electoral Officer or Divisional Returning Officer cannot reject the nomination because of a belief or knowledge that the nominee is not so qualified[271]. So far as Div 1 of Pt XXII is concerned, questions of qualification are subsumed under the label of "illegal practice"; Div 1 does not make constitutional qualifications a condition of nomination. Furthermore, qualifications are not of themselves a ground for a petition. The significance of the silence of that Division in respect of the issue of qualification stands in sharp contrast to the terms of Div 2 of Pt XXII of the Electoral Act.
[269]Electoral Act, s 360(3).
[270]Electoral Act, s 170(1)(b)(i).
[271]Electoral Act, s 172(1).
Division 1 is headed "Disputed Elections and Returns". In contrast, Div 2 is headed "Qualifications and Vacancies". It empowers the Senate and the House of Representatives to refer to the Court of Disputed Returns "[a]ny question respecting the qualifications of a Senator or of a Member of the House of
Representatives"[272]. In determining the reference, that Court is given[273] "the powers conferred by section 360 so far as they are applicable, and in addition thereto shall have power ... to declare that any person was not capable of being chosen or of sitting as a Senator or a Member of the House of Representatives"[274]. Thus, Div 2, but not Div 1, gives the Court express power to declare that a Senator or member was not capable of being chosen as a Senator or member. The fact that in Div 2 the Court is given an express power to make a declaration concerning capacity supports the view that the general powers conferred by s 360 in Div 1 were not intended to deal with questions of capacity. That is to say, the powers conferred by s 360 to declare that any person who was returned as elected was not duly elected, to declare any election absolutely void and to uphold a petition were not intended to reach cases where the member was not qualified by reason of matters external to the Electoral Act.The general provisions of the Electoral Act – ss 353(1), 360(2) and 364
[272]Electoral Act, s 376.
[273]Electoral Act, s 379 (emphasis added).
[274]Section 360 is contained in Div 1 of Pt XXII of the Electoral Act.
The question then arises as to whether the very general provisions of ss 353(1), 360(2) and 364 of the Electoral Act, or the common law, allow a petitioner under Div 1 to raise the issue of constitutional disqualification. Section 353(1) enacts that the:
"validity of any election or return may be disputed by petition addressed to the Court of Disputed Returns and not otherwise". (emphasis added)
Section 360(2) declares that the Court may exercise its powers under s 360 "on such grounds as the Court in its discretion thinks just and sufficient." The powers conferred by s 360 include the power to declare that a person returned as elected was not duly elected or that the election was absolutely void. Section 364 declares that the Court "shall be guided by the substantial merits and good conscience of each case without regard to legal forms or technicalities, or whether the evidence before it is in accordance with the law of evidence or not."
Section 353(1)
Divorced from its context, s 353(1) is expressed in terms which are wide enough to cover a challenge to an election on the ground that the return of a member was invalid by reason of his or her lack of capacity to be chosen as a member because of the terms of s 44 of the Constitution. Standing alone, and without regard to history and context, s 353(1) might be regarded as an exercise of the jurisdiction conferred by s 76(i) of the Constitution which empowers the Parliament to make laws conferring original jurisdiction on this Court in any matter arising under the Constitution or involving its interpretation. But when s 353(1) is read in the context of Divs 1 and 2 of Pt XXII, and against the background history of the legislation, I do not think that Parliament can have intended the general provisions of that sub-section to be the vehicle for dealing with questions of constitutional qualification. It is true, as Barwick CJ pointed out in In re Webster[275] – a case referred under Div 2 – that disqualification by reason of s 44 of the Constitution "is automatic and does not depend upon a decision of the House or of the Court of Disputed Returns, though means are there provided of resolving the facts and their legal consequences." But given the structure of Divs 1 and 2 and the terms of their various provisions, I do not think that in enacting s 353(1) the Parliament could have been intending to exercise the power conferred by s 76(i) of the Constitution. Rather s 353(1), like the rest of Div 1, apart from the special case of s 15 appointments, should be seen as an exercise of the power conferred by s 76(ii) of the Constitution. That is to say, s 353(1) purports to give this Court jurisdiction with respect to a matter arising under a law made by Parliament. In that respect, it differs from Div 2 which purports to vest matters in the Court pursuant to s 76(i) of the Constitution.
Sections 360(2) and 364
[275](1975) 132 CLR 270 at 279.
The meaning of s 360(2) and its counterparts in other electoral legislation has given rise to a division of opinion as to whether it confers substantive or merely procedural powers on a Court of Disputed Returns. In Chanter v Blackwood[276], Griffith CJ expressed the view during the argument of counsel that a corresponding section referred only to procedure. His view was followed by Mitchell J, sitting as the Court of Disputed Returns, in Crafter v Webster[277] and by Blair CJ and seemingly by R J Douglas J as members of the Full Court of the Supreme Court of Queensland in The Ithaca Election Petition, Webb v Hanlon[278]. On the other hand, in Dunbier v Mallam[279], Hardie J appears to have taken the view that such a provision confers substantive powers on the tribunal. In Webb v Hanlon[280], Evatt J said that such a provision "gives emphasis to the administrative as distinct from the judicial character of the special tribunal." Earlier, in Holmes v Angwin[281], Barton J had expressed a similar view, saying "that the character of the tribunal and the method of procedure are such as did not characterise the ordinary tribunals of justice." These statements suggest that Evatt J and Barton J saw provisions such as s 360(2) as conferring substantive administrative powers.
[276](1904) 1 CLR 39 at 43.
[277](1980) 23 SASR 321 at 329.
[278][1939] St R Qd 90 at 131-132, 145-146.
[279][1971] 2 NSWLR 169 at 172.
[280](1939) 61 CLR 313 at 330.
[281](1906) 4 CLR 297 at 309.
If it were not for the statutory context, I would hold that ss 360(2) and 364 purport to confer independent and additional powers on the Court of Disputed Returns to reach such decision as fair-minded persons, unfettered by legal rules, would reach in all the circumstances of the case. Not only may the Court exercise its powers on such grounds as it thinks just and sufficient, but it is to be guided by the substantial merits and good conscience of the case without regard to legal forms and technicalities and whether or not the evidence is in accord with the law of evidence. I would find it difficult to distinguish the powers conferred by these sections from those considered in Moses v Parker; Ex parte Moses[282], a non-election case, where the Privy Council held that the similar powers there conferred left the Supreme Court of Tasmania "free and unfettered in each case."
[282][1896] AC 245 at 248.
However, when Div 1 is considered as a whole, I think that the purpose of the Electoral Act is to allow an election to be set aside on the grounds of bribery, corrupt practices, undue influence and illegal practices and not otherwise. That being so, ss 360(2) and 364 are to be seen as ancillary to those specific powers. They do not authorise the bringing of a petition on the ground that the person returned as elected was constitutionally disqualified from standing for Parliament. But they are widely expressed. Subject to the directions in s 362, the Court has an unfettered discretion to act according to what it regards as just and sufficient without regard to legal forms or technicalities or the laws of evidence. The fact that the decision of the Court is final and conclusive and that there is no right of appeal strongly suggests that the orders in each case are to be made on the basis of what the Court regards as the justice of that case and not by reference to a body of rules antecedently known to an appellate court.
It follows that nothing in the Electoral Act gives the Court of Disputed Returns any jurisdiction to hear the present petitions.
The common law of elections
There is authority in this and other courts supporting the proposition that at common law an election for a legislature could be set aside if there was no real electing by the constituency or the election was not really conducted in accordance with the laws governing it. Thus, in Woodward v Sarsons[283], where the Court of Common Pleas had to consider the powers of the election tribunal brought into existence by the Parliamentary Elections Act 1868, Lord Chief Justice Coleridge, speaking on behalf of the Court, said:
"[A]n election is to be declared void by the common law applicable to parliamentary elections, if it was so conducted that the tribunal which is asked to avoid it is satisfied, as a matter of fact, either that there was no real electing at all, or that the election was not really conducted under the subsisting election laws. As to the first, the tribunal should be so satisfied, i.e. that there was no real electing by the constituency at all, if it were proved to its satisfaction that the constituency had not in fact had a fair and free opportunity of electing the candidate which the majority might prefer. This would certainly be so, if a majority of the electors were proved to have been prevented from recording their votes effectively according to their own preference, by general corruption or general intimidation, or by being prevented from voting by want of the machinery necessary for so voting, as, by polling stations being demolished, or not opened, or by other of the means of voting according to law not being supplied or supplied with such errors as to render the voting by means of them void, or by fraudulent counting of votes or false declaration of numbers by a returning officer, or by other such acts or mishaps. And we think the same result should follow if, by reason of any such or similar mishaps, the tribunal, without being able to say that a majority had been prevented, should be satisfied that there was reasonable ground to believe that a majority of the electors may have been prevented from electing the candidate they preferred." (emphasis in original)
[283](1875) LR 10 CP 733 at 743-744.
However, nothing in this passage gives any support for the view that the Court of Disputed Returns has power to set aside the election of Mrs Hill on the ground of a constitutional disqualification. Moreover, as Philp J pointed out in The Flinders Election Petition, Forde v Lonergan[284], misunderstanding concerning Woodward v Sarsons[285] has arisen because the report of the case does not indicate that the Court of Common Pleas was required by statute to apply the principles "being observed in the case of election petitions under the provisions of the Parliamentary Elections Act, 1868"[286]. It was not applying common law principles.
[284][1958] Qd R 324 at 330.
[285](1875) LR 10 CP 733.
[286]Corrupt Practices (Municipal Elections) Act 1872 (UK), s 21(2).
Great care must be taken in using parliamentary election cases decided in England both before and after the enactment of the Parliamentary Elections Act 1868. Section 26 of that Act provided that "[u]ntil Rules of Court have been made in pursuance of this Act, and so far as such Rules do not extend, the Principles, Practice, and Rules on which Committees of the House of Commons have heretofore acted in dealing with Election Petitions shall be observed so far as may be by the Court and Judge". Issues concerning agency are a good illustration of the differences between the principles of the common law and the principles on which the committees of the House of Commons acted. As Grove J pointed out in Borough of Wakefield[287], under the common law of agency a person is not responsible for acts which he has not authorised or for acts done beyond the scope of the agent's authority. Under the principles of parliamentary election law developed by the House of Commons, however, the candidate is responsible for all acts done in support of his candidacy of which the candidate or his agents have "reasonable knowledge". Furthermore the law of agency for election purposes was deliberately left flexible so as to apply to actions that the committees and later the tribunal thought should be sheeted home to the candidate.
[287](1874) 2 O'M & H 100 at 103.
Pursuant to the Parliamentary Elections Act 1868, a petition could also be brought on the ground of a "Corrupt Practice" or "Corrupt Practices" in the election and those terms were defined, inter alia, to mean any offence "recognized by the Common Law of Parliament"[288], an expression that Griffith CJ said in Chanter v Blackwood[289] he did "not quite understand". In the same case, his Honour said that "there are very weighty authorities to the effect that Parliamentary law is not introduced into the colonies, and therefore not into the Commonwealth."[290] Subsequently, the Full Court of Queensland rejected the proposition that the parliamentary law of elections is applicable in Australia[291]. However, Griffith CJ went on to say[292] that he "must not be supposed to suggest that there is not a Common Law applicable to elections." He said[293] that "the law is correctly laid down in [the above] passage in Woodward v Sarsons[294]". In Bridge v Bowen[295], Griffith CJ, dissenting, once again regarded Woodward v Sarsons[296] as laying down the common law as to elections. So too did Barton J who also dissented[297]. Isaacs J, who was in the majority, appears to have been of the same view[298]. Yet it seems likely that, in Woodward, Lord Chief Justice Coleridge was applying the very principles of law which in Chanter v Blackwood[299] Griffith CJ said he did "not quite understand" and which "weighty authorities" said were not part of the law of Australia.
[288]Section 3.
[289](1904) 1 CLR 39 at 56.
[290](1904) 1 CLR 39 at 57.
[291]The Ithaca Election Petition, Webb v Hanlon [1939] St R Qd 90 at 139, 147.
[292](1904) 1 CLR 39 at 58.
[293](1904) 1 CLR 39 at 58.
[294](1875) LR 10 CP 733 at 743-744.
[295](1916) 21 CLR 582 at 591-592.
[296](1875) LR 10 CP 733.
[297]Bridge v Bowen (1916) 21 CLR 582 at 605.
[298]Bridge v Bowen (1916) 21 CLR 582 at 616-619.
[299](1904) 1 CLR 39 at 56-57.
It is highly problematic whether there is a common law of elections in respect of Parliament other than that developed by the House of Commons and its Select Committees. In Ashby v White[300], where the plaintiff claimed damages for being deprived of the right to vote at a parliamentary election, Powys J, sitting in the King's Bench, said:
"Another reason against the action is, that the determination of this matter is particularly reserved to the Parliament, as a matter properly conusable by them, and to them it belongs to determine the fundamental rights of their House, and of the constituent parts of it, the members; and the Courts of Westminster shall not tell them who shall sit there. Besides, we are not acquainted with the learning of elections, and there is a particular cunning in it not known to us, nor do we go by the same rules, and they often determine contrary to our opinion without doors."
[300](1703) 2 Ld Raym 938 at 944 [92 ER 126 at 130].
The majority decision of the King's Bench was reversed by the House of Lords[301] which upheld the dissenting judgment of Lord Holt CJ who held that an action would lie because the plaintiff had a common law right to vote. However, the remarks of Powys J suggest that, even though in some cases the right to vote arises from the common law, there is no common law relating to parliamentary elections. Significantly, Lord Holt CJ said[302]:
"This is a matter of property determinable before us. Was ever such a petition heard of in Parliament, as that a man was hindred [sic] of giving his vote, and praying them to give him remedy? The Parliament undoubtedly would say, take your remedy at law. It is not like the case of determining the right of election between the candidates."
[301](1703) 2 Ld Raym 938 at 958 [92 ER 126 at 138].
[302](1703) 2 Ld Raym 938 at 956 [92 ER 126 at 138].
Prior to the passing of the Parliamentary Elections Act 1868, elections to Parliament were governed by a large number of statutes concerning the franchise and the qualifications and disqualifications of members, by statutes dealing with bribery and corrupt practices, by conventions for the conduct of elections which do not seem to have been justiciable in the ordinary courts of justice and by the principles and practices developed and applied by the House of Commons between 1604 and 1868. Sir William Holdsworth has pointed out[303] that even at the end of the 17th century:
"[T]here seems to have been very little law as to how the sheriff should conduct an election. But in the latter part of the seventeenth century conventional rules were growing up. Sheriffs and candidates would agree on rules to be observed at a forthcoming election; candidates were appointing agents; and as early as 1701 'inspectors were established at county polls in the interest of candidates.'" (footnotes omitted)
[303]A History of English Law, (1938), vol 10 at 570-571.
The now important practice of the returning officer granting a scrutiny[304], for example, did not exist in the time of Lord Coke. Indeed, for the sheriff to grant a scrutiny may have exceeded his implied authority in respect of the election although there was no statute or resolution of the House on the subject and over the years the House heard a number of petitions complaining of a refusal to grant a scrutiny[305]. The House, and later the Select Committees, appear to have left the grant or refusal of a scrutiny to the discretion of the returning officer. There appears to be no case at common law where the courts have ruled that there was any common law right or power to have the votes scrutinised before the return of the writ declaring the member or members elected. At all events, there was none before the Parliamentary Elections Act 1868. Moreover, in one action in the Common Pleas, Charles James Fox recovered substantial damages from the high bailiff who had not returned Fox on the day appointed because the scrutiny had not proceeded as expeditiously as it could have[306].
[304]In A Treatise on the Law and Practice of Elections, 2nd ed (1820) at 213-214, Male defined the scrutiny "to mean, a general reconsideration, by the returning officer, or others by him appointed, either of the poll altogether, or the scrutinizing and maturely examining the validity of particular votes so taken; or the grounds of certain claims which have been respectively received or rejected at the poll, and amending the same, by correcting or establishing the decisions so made, as they may prove to have been erroneous or right."
[305]Male, A Treatise on the Law and Practice of Elections, 2nd ed (1820) at 214-216.
[306]Male, A Treatise on the Law and Practice of Elections, 2nd ed (1820) at 220 (note).
It is true that many actions in relation to elections could be the subject of proceedings in the civil and criminal courts. Thus, in R v Pitt[307], Lord Mansfield CJ is reported as saying that bribery at elections for members of Parliament "must undoubtedly ... have always been a crime at common law; and, consequently, punishable by indictment or information." The lesser offence of treating would also seem to have been an offence at common law[308]. In Borough of Bradford[309], a case decided under the Parliamentary Elections Act 1868, Mr Baron Martin went so far as to say:
"[I]f it could be proved that there was treating in all directions on purpose to influence voters, that houses were thrown open where people could get drink without paying for it, – by the common law such election would be void".
Unless his Lordship was referring to the common law of Parliament, however, this dictum should be regarded as erroneous.
[307](1762) 3 Burr 1335 at 1338 [97 ER 861 at 863].
[308]Hughes v Marshall (1831) 2 C & J 118 [149 ER 49].
[309](1869) 1 O'M & H 35 at 41.
However, the fact that conduct occurring in the course of election may give rise to civil or criminal liability throws no light on whether there is a common law relating to elections to Parliament. In any event, whether or not there is a common law of parliamentary elections in addition to the so-called common law of Parliament, the terms of the Electoral Act by necessary implication exclude its application. Under the Electoral Act, as under the election governed by the Sydney Corporation Act 1902 (NSW) considered in Bridge v Bowen[310], the "election [is] entirely a statutory proceeding, with statutory directions and statutory consequences"[311].
[310](1916) 21 CLR 582.
[311](1916) 21 CLR 582 at 613.
Furthermore, as Philp J also pointed out in The Flinders Election Petition, Forde v Lonergan[312], the effect of legislation such as s 360(2) and s 364 of the Electoral Act is that electoral cases in this country have always been decided against a very different statutory background from that applicable in the United Kingdom. In this country, the requirement that an election tribunal be guided by real justice and good conscience was introduced into our law by the enactment of s 42 of the Electoral Districts Act 1843 (NSW). A provision to similar effect seems to have been inserted in all subsequent Australian legislation dealing with parliamentary elections. In The Flinders Election Petition, Forde v Lonergan[313], Philp J applied the principles expounded by Lord Chief Justice Coleridge in Woodward v Sarsons[314] because his Honour thought that they comported with "what is real justice in the present circumstances" and not because the common law of elections was applicable. In my opinion, this is the correct approach. Election cases in the United Kingdom may give some assistance in determining whether a particular practice in an Australian election is or is not contrary to the real justice of the case. But they contain no principles that are authoritative under the Electoral Act. Nor do they support the view that there is a common law of parliamentary elections in addition to that developed by the House of Commons in the exercise of its privileges.
[312][1958] Qd R 324 at 331-332.
[313][1958] Qd R 324 at 333.
[314](1875) LR 10 CP 733 at 743-744.
Furthermore, even if the principles laid down in Woodward v Sarsons[315] represent the common law relating to elections and are applicable in cases heard by the Court of Disputed Returns, they do not assist the petitioners in the present case. Woodward v Sarsons does no more than declare that any matter which goes to or bears upon the casting or counting of votes[316] in consequence of which a defeated candidate may have been prevented from being elected is a sufficient ground at common law for setting aside the election of a person. Questions of constitutional disqualification, however, are matters antecedent to the casting or counting of votes.
[315](1875) LR 10 CP 733 at 743-744.
[316]cf Webster v Deahm (1993) 67 ALJR 781 at 782; 116 ALR 223 at 225.
Given the structure of the Electoral Act, the specific reference to bribery, corrupt practices, undue influence and illegal practices, the omission of any reference in Div 1 to the constitutional qualification of a member except the special case of a s 15 appointment and the enactment of Div 2 which deals exclusively with the qualification of members, the best interpretation of the Electoral Act is that a petition on the bare ground of an allegation of a breach of s 44 of the Constitution is not within the jurisdiction of the Court of Disputed Returns.
Moreover, there are practical reasons why the Parliament may have wished to keep the issue of constitutional disqualification out of the Court of Disputed Returns except by specific reference. If that Court could determine a question of constitutional qualification, although no breach of the Electoral Act has occurred, conflicting decisions on a member's constitutional qualifications might be given by the Court of Disputed Returns and one of the Houses of Parliament, a situation that Div 2 is designed to prevent. As that Division makes clear, the Houses of Parliament retain the right to rule on the qualification of a member. If the Court of Disputed Returns can determine the question of constitutional qualification on a petition, it is possible that, upon a member taking his or her seat in Parliament, the relevant House could decide that the member was or was not qualified before the Court determined the petition and held to the contrary[317]. Further, although a decision of the Court that a person has not "been duly elected" is binding on that person and perhaps the House[318], the dismissal of a petition or the making of a declaration by the Court that a person returned as a member was duly elected appears to bind no one, except perhaps the petitioner. At all events, there is nothing in the Electoral Act that suggests that it binds. Because that is so, a House would be entitled to disregard a decision of the Court dismissing a petition which had alleged that the person returned as elected was disqualified from being chosen by reason of s 44 of the Constitution. It is true that s 368 declares that "[a]ll decisions of the Court shall be final and conclusive and without appeal, and shall not be questioned in any way." But this is no more than a privative clause, designed to prevent appeals against or collateral legal challenges to decisions of the Court of Disputed Returns.
[317]Campbell, Parliamentary Privilege in Australia, (1966) at 97-98; Schoff, "The Electoral Jurisdiction of the High Court as the Court of Disputed Returns: Non-judicial Power and Incompatible Function?", (1997) 25 Federal Law Review 317 at 342.
[318]Electoral Act, s 374(i).
Furthermore, I do not think that the existence of the Common Informers (Parliamentary Disqualifications) Act 1975 (Cth) ("the Common Informers Act")[319] gives any assistance in determining the construction of Div 1 of Pt XXII of the Electoral Act. Section 3 of the Common Informers Act provides for the recovery of penalties against a person who sits in Parliament when disqualified from doing so. That Act was passed long after the enactment of the Electoral Act and cannot be taken to have amended the latter Act in any way.
[319] Sections 3, 4 and 5 of the Common Informers Act provide:
"3. (1) Any person who, whether before or after the commencement of this Act, has sat as a senator or as a member of the House of Representatives while he was a person declared by the Constitution to be incapable of so sitting shall be liable to pay to any person who sues for it in the High Court a sum equal to the total of –
(a)$200 in respect of his having so sat on or before the day on which the originating process in the suit is served on him; and
(b)$200 for every day, subsequent to that day, on which he is proved in the suit to have so sat.
(2) A suit under this section shall not relate to any sitting of a person as a senator or as a member of the House of Representatives at a time earlier than 12 months before the day on which the suit is instituted.
(3) The High Court shall refuse to make an order in a suit under this Act that would, in the opinion of the Court, cause the person against whom it was made to be penalized more than once in respect of any period or day of sitting as a senator or as a member of the House of Representatives.
4. On and after the date of commencement of this Act, a person is not liable to pay any sum under section 46 of the Constitution and no suit shall be instituted, continued, heard or determined in pursuance of that section.
5. Original jurisdiction is conferred on the High Court in suits under this Act and no other court has jurisdiction in such a suit."
It is true that, because of the existence of the Common Informers Act, a person elected to Parliament but constitutionally disqualified might be better off if the issue of disqualification could be dealt with by petition. There is a real question, however, whether a person can be sued under the Common Informers Act until either the relevant House of Parliament has declared that that person is disqualified or this Court has done so on a reference under Div 2 of Pt XXII of the Electoral Act.
On one view, the effect of s 3 of the Common Informers Act is that the Parliament has otherwise provided within the meaning of s 47 of the Constitution so that, notwithstanding the restrictive terms of Div 2 of Pt XXII of the Electoral Act, the High Court can determine at any time the eligibility of a member of Parliament.
The other view of s 3 is that it does not otherwise provide for the determination of a "question respecting the qualification of a senator or of a member of the House of Representatives"[320]. On that basis, the determination is made by the relevant House of Parliament or by this Court on a Div 2 reference, and the function of s 3 is to authorise a suit for the recovery of a penalty once a declaration of incapacity has been made. Favouring this construction is the fact that it avoids potential and unseemly conflicts between the Court and a House of Parliament over the qualifications of a member of that House. It might also seem surprising that Parliament, in enacting the Common Informers Act, had intended, so to speak, to allow a person to bypass the restrictively worded provisions of Div 2 of Pt XXII of the Electoral Act.
[320]Constitution, s 47.
The debates on the Common Informers Act in both Houses of federal Parliament favour the first of these two constructions. The Second Reading Speeches in the Senate and the House of Representatives both assumed that this Court could deal with the issue of constitutional disqualification by a suit under s 3 even if the matter was not referred to the Court of Disputed Returns. However, the Second Reading Speeches also assumed that the Bill was otherwise providing for the purpose of s 46[321] of the Constitution, not s 47. Furthermore, the Bill seems to have been drafted and debated hastily because of concern that actions for penalties could be brought against Senator Webster, pursuant to s 46 of the Constitution. For that reason, the debates may be regarded as less persuasive than usual on the construction of legislation.
[321]"46. Until the Parliament otherwise provides, any person declared by this Constitution to be incapable of sitting as a senator or as a member of the House of Representatives shall, for every day on which he so sits, be liable to pay the sum of one hundred pounds to any person who sues for it in any court of competent jurisdiction."
However, it is unnecessary to choose between the competing interpretations. Whichever view is the correct one, it throws no light on whether Div 1 of Pt XXII of the Electoral Act authorises a petition claiming that an election is void because the person elected was constitutionally disqualified. Furthermore, in almost all disputed House of Representatives elections the person elected will have sat in the House before the Court of Disputed Returns determines the petition. That will also be the case with Senators who are re-elected. If the first construction of the Common Informers Act is correct, these persons will be liable to a suit under that Act whether or not the validity of their elections can be challenged under Div 1 of Pt XXII. Similarly, when the disqualification arises after an election, the Senator or member will be liable to be sued notwithstanding that the relevant House has or has not referred the issue to the Court of Disputed Returns. That being so, only Senators elect, such as Mrs Hill, will probably avoid the consequences of the Common Informers Act if Div 1 of Pt XXII authorises petitions based on constitutional disqualifications. While that is a matter of importance to at least this group of persons, it cannot affect the construction of Div 1 of Pt XXII of the Electoral Act, an Act which was passed more than 50 years before the Common Informers Act.
Nothing in the Electoral Act expressly authorises the bringing of a petition on the ground relied on in the present cases. Moreover, the inferences to be drawn from the general structure of the Act and the special provisions of Div 2 of Pt XXII tell strongly against the Court of Disputed Returns having jurisdiction to hear a petition alleging such a ground.
In my opinion, therefore, the Court of Disputed Returns has no jurisdiction to hear a petition alleging that an elected person was incapable of being chosen as a member of the Parliament by reason of the provisions of s 44 of the Constitution. Hearing and determining such a petition is an exercise of one of the privileges of the Parliament. Sir William Holdsworth thought that it was one of the four most important of those privileges[322]. In the absence of clear statutory language, we should not construe the Electoral Act as impliedly transferring that privilege to this Court to exercise, particularly having regard to the restrictive and carefully worded provisions of Div 2 of Part XXII. It follows that the decision of Dawson J in Sykes v Cleary[323] was wrong and should be overruled.
[322]Holdsworth, A History of English Law, 2nd ed (1937), Vol 6 at 95.
[323](1992) 66 ALJR 577; 107 ALR 577.
The question as to whether Mrs Hill was capable of being chosen as a Senator is one for the Senate to determine unless and until the Senate resolves to refer the question to the Court of Disputed Returns. There is no need for me to determine, therefore, whether Pt XXII attempts to confer non-judicial power on this Court or whether, at this stage of Australia's constitutional development, the United Kingdom is a "foreign power" within the meaning of s 44 of the Constitution.
Orders
The questions in each case stated should be answered as follows:
Question (a): No.
Question (b): Inappropriate to answer.
Question (c): Inappropriate to answer.
Question (d): Does not arise.
Question (e): Does not arise.
Question (f): The Commonwealth should pay the costs of the petititioner and of the first respondent in this Court. The second respondent should bear its own costs[324].
[324]Electoral Act, s 360(1)(ix).
KIRBY J. The Federal Parliament created by the Australian Constitution consists of the Queen, a Senate and a House of Representatives[325]. Each of the Chambers of the Parliament enjoys "powers, privileges, and immunities" (privileges) as do the members and committees of each House[326]. Because such privileges, including decisions on the disputed qualifications of members of the Parliament, derive from long-established tradition and because these remain essential to the effective performance by the Parliament of its constitutional functions, courts, including this Court, must approach any diminution of, or qualification upon such privileges, with considerable circumspection[327].
[325]Constitution, s 1.
[326]Constitution, s 49.
[327]Egan v Willis (1998) 73 ALJR 75; 158 ALR 527.
Although, under the Australian Constitution, the privileges of the Parliament must exist in a textual context which provides for the other branches of government, including the Judicature[328], tradition, practicality and law require that a large measure of deference should be accorded to the exercise by the Parliament of its privileges. In ascertaining the Parliament's purpose in a matter connected with its privileges, no court should strain legislative language to claim a jurisdiction which has not been clearly vested in it. Restraint is the watch-word for courts in this context. If the Parliament wishes to confer jurisdiction in accordance with the legislative powers that it enjoys under the Constitution[329], it may do so. But, subject to the Constitution, it is for the Parliament, and the Parliament alone, to surrender its privileges and to involve the courts in the resolution of controversies that concern those privileges.
[328]Constitution, Ch III.
[329]For example under s 51(xxxvi).
Facts, legislation and issues
The background facts are stated by Gaudron J. The legislation necessary to my opinion is set out in the reasons of McHugh J. Two petitioners have purportedly invoked the jurisdiction of the High Court as the Court of Disputed Returns[330]. They have done so by petitions filed in purported compliance with the Commonwealth Electoral Act 1918 (Cth) (the Act)[331]. Each petition challenges the qualifications of Mrs Heather Hill (the first respondent) to be chosen, or to sit, as a Senator. In the 1998 general election, she was returned following the counting of the ballots of electors of the State of Queensland[332]. In the ordinary course of events, Mrs Hill, whose name has been certified by the Governor of Queensland to the Governor-General as having been chosen for that State, would take her seat in the Senate after 1 July 1999. The petitioners contend that she is constitutionally disqualified from doing so[333].
[330]Commonwealth Electoral Act 1918 (Cth) (the Act), s 354(1).
[331]The Act, s 353.
[332]On 26 October 1998, pursuant to the Constitution, s 7.
[333]Constitution, s 44(i).
The proceedings are now before this Court pursuant to cases stated in accordance with the Judiciary Act 1903 (Cth)[334]. Six questions are stated for our opinion. The questions are set out in the reasons of Gaudron J. Only one, the first, is relevant in the approach which I take. It asks: "Does s 354 of the Act validly confer upon the Court of Disputed Returns jurisdiction to determine the issues raised in the Petition?" Because in my view it does not, it is inappropriate or unnecessary to answer any of the other questions save one as to the costs. In these proceedings, those other questions may not be determined. No jurisdiction having been conferred upon this Court as the Court of Disputed Returns (and no other jurisdiction of the Court having been invoked), the resolution of the qualifications of Mrs Hill to be chosen or to sit as a Senator is a matter reserved by the Constitution to the Senate.
[334]The Judiciary Act 1903 (Cth), s 18.
Provisions for disputed elections
In parliamentary law, long before the creation of the Federal Parliament, a distinction was drawn between disputed returns (in the sense of contests about the validity of an election and thus of the returns as to electoral results) on the one hand, and the qualifications and status of a person elected or offering for election, on the other[335]. The history of the distinction is explained by McHugh J. I will not repeat it. It was noticed in passing by Dawson J in Sykes v Cleary (No 1)[336].
[335]The Judiciary Act, s 18 provides that "[a]ny Justice of the High Court … may state any case or reserve any question for the consideration of a Full Court … and a Full Court shall thereupon have power to hear and determine the case or question". No mention is made therein to the Court as a Court of Disputed Returns. It is assumed that the fact that cases have been stated by the Chief Justice and a Justice of the Court, purportedly as constituting the Court of Disputed Returns, does not call into question the validity of the reference under s 18, should the constitution of the High Court as the Court of Disputed Returns be constitutionally invalid. No party contested the validity of the references to the Full Court or the jurisdiction of the Court, pursuant to the reference, to determine the questions referred.
[336](1992) 66 ALJR 577 at 579; 107 ALR 577 at 580. See also In re Wood (1988) 167 CLR 145 at 157-158.
There is no doubt that the framers of the Australian Constitution were aware of the distinction. In the debate at the Adelaide Convention in 1897 there was much discussion of the difference between what were described as "disputed returns" and "qualification of a member"[337]. In response to concerns expressed at the Convention that this distinction would be eroded, Mr Barton explained that the provision in the Constitution Bill of the phrase "until The Parliament otherwise provides" would leave it to "the Parliament of the Commonwealth to determine whether the Houses, after they are called together, shall determine this question, or whether the Judges should do it. It is a matter for the Federal Parliament to deal with. It increases the freedom of action of the Parliament of the Federation, and for that reason it is also desirable to leave it in the hands of the Parliament … if the Parliament will not undertake the matter itself, it will delegate it to the High Court"[338]. Mr Wise observed that there were "two questions involved here, which ought to be kept distinct. There is the qualification of a member or the question as to vacancies on the one side, and the question of a disputed return, which is a matter of altogether a different character. I apprehend that only questions of disputed returns should be dealt with by the Supreme Court …"[339]. Other participants expressed like views.
[337]Official Record of the Debates of the Australasian Federal Convention, (Adelaide), 15 April 1897 at 680-681.
[338]Official Record of the Debates of the Australasian Federal Convention, (Adelaide), 15 April 1897 at 681.
[339]Official Record of the Debates of the Australasian Federal Convention, (Adelaide), 15 April 1897 at 681.
It is against this background that the meaning of s 47 of the Constitution (which preserves the distinction), already plain from its text, becomes still clearer. The section states relevantly:
"Until the Parliament otherwise provides, any question respecting the qualification of a senator … or respecting a vacancy in either House of the Parliament, and any question of a disputed election to either House, shall be determined by the House in which the question arises."
A question respecting the qualification of a Senator being now raised in advance of Mrs Hill's sitting as a Senator, the issue presented by s 47 of the Constitution is whether the Parliament has relevantly "otherwise provide[d]". If it has not, subject to any other relevant provision of the Constitution, the determination of the question remains by s 47, to be made by the House in which the question arises, namely the Senate, and nowhere else. The question may not be determined by any other person, body or court. An attempt to do so would be a breach of the Constitution and of the privileges constitutionally belonging, in this case, to the Senate.
The distinction which was observed in the pre-1901 history of the Parliament of Westminster, recognised in the Convention debates and reflected in the terms of s 47 of the Constitution was, unsurprisingly, carried over to the Commonwealth Electoral Act 1902 (Cth) as first enacted. Part XVI of that Act contained provisions, clearly modelled on pre-existing colonial statutes, which constituted the High Court as the Court of Disputed Returns[340]. The powers of the Court included "[t]o declare that any person who was returned as elected was not duly elected"[341]; "[t]o declare any candidate duly elected who was not returned as elected"[342]; and "[t]o declare any election absolutely void"[343]. No separate provision was made in respect of disputes concerning the qualification of candidates, an issue which logically arises at a time anterior to the return which was disputed. The omission was not through oversight.
[340]The 1902 Act, s 193.
[341]The 1902 Act, s 197(iv).
[342]The 1902 Act, s 197(v).
[343]The 1902 Act, s 197(vi).
When the Commonwealth Electoral Act 1905 (Cth) was enacted, it too made no express reference to the qualification of a Senator or member of the House of Representatives as referred to in s 47 of the Constitution. Its concern with the illegal and other practices involved in the actual conduct of elections was made still clearer by the amendment of the 1902 Act[344]. This inserted s 198A obliging the Court of Disputed Returns, if it found that "a candidate has committed or has attempted to commit bribery or undue influence" to declare void that candidate's election "if he is a successful candidate" but subject to being satisfied that the result of the election was likely to be affected.
[344]By the 1905 Act, s 56.
That the omission of express reference in the Act to questions "respecting the qualification of a Senator" was not accidental, was made even more clear by amendments adopted in 1907. By the Disputed Elections and Qualifications Act 1907 (Cth), for the first time, the provisions of Part XVI dealing with the Court of Disputed Returns were amended and the distinction already reflected in the Constitution was carried into the federal election statutes. The Part was divided into two divisions. Division 1, titled "Disputed Elections and Returns", was inserted above the provisions from s 192[345]. Then, over a new s 206AA was inserted the heading "Division 2 - Qualifications and Vacancies". Section 206AA (which is now s 376 of the Act) provided for the first time, in accordance with s 47 of the Constitution, with respect to "[a]ny question respecting the qualification of a Senator". It did so in a particular and highly specific way, namely by providing for a reference by resolution to the Court of Disputed Returns by the House in which the question arose. Only upon such a reference, according to the Act, would "the Court of Disputed Returns … thereupon have jurisdiction to hear and determine the question"[346]. Machinery provisions were also enacted to provide for the presiding officer of the House in question to transmit a statement of the question "upon which the determination of the Court is desired"[347]; for the parties to the reference[348]; the powers of the Court "[o]n the hearing of any reference under this part of this Act"[349]; for the order to be sent to the House affected[350]; and for the incorporation into the Division of some, but by no means all, of the provisions previously enacted as part of Div 1[351].
[345]By the 1907 Act, s 5.
[346]The 1907 Act, s 206AA (now s 376 of the Act).
[347]The 1907 Act, s 206BB (now s 377 of the Act).
[348]The 1907 Act, s 206CC (now s 378 of the Act).
[349]The 1907 Act, s 206DD (now s 379 of the Act).
[350]The 1907 Act, s 206E (now s 380 of the Act).
[351]The 1902 Act, ss 199, 201, 202A, 202B, 204, 205 and 206, now ss 364 (real justice to be observed), 368 (decisions to be final), 370 (representation), 373 (costs) and 375 (power to make rules of Court).
On the face of these amendments and additions to the predecessors to the Act, the purpose of the Parliament could not have been plainer. Whereas previously, it had not surrendered to any court, including the Court of Disputed Returns, the privilege preserved by s 47 of the Constitution to determine in the House concerned any question which arose "respecting the qualification of" a Senator or Member of the House of Representatives, now it had done so. It is erroneous and misleading to read the sections in Div 2 of Pt XXII of the Act (formerly Pt XVI of the Acts of 1902-1907) without regard to the text of s 47 of the Constitution, the Parliamentary history preceding its adoption and the deliberate way by which, after an interval and due debate, the decision was made to surrender to the Court of Disputed Returns the resolution of questions of qualification, but only upon terms and by procedures which the Parliament itself approved.
Any last lingering doubt that this was a deliberate distinction, appreciated by the Parliament and reflected in the amendments which it adopted, is dispelled by a glance at the Second Reading Speech of the Vice-President of the Executive Council (Senator Best) who introduced the 1907 amendments[352]. Referring to the clause which became s 206AA (now s 376) the Minister said[353]:
"The last part of the Bill is clause 6, dealing with the contingency of questions of law arising with regard to qualifications and vacancies. I have already drawn special attention to section 47 of the Constitution, which refers to the powers of the Parliament in regard to qualifications, vacancies, and disputed elections. We have already dealt with disputed elections by the Electoral Act. They are therefore outside this Bill, and beyond the power of Parliament, unless Parliament desires to amend the Electoral Act. ... [The new provision] does not take away from the Senate the power to deal with these questions [qualification of a Senator] itself. There is a reason for that, which I will explain. In the event of a question arising on the subject of qualifications or vacancies, the machinery is provided by this clause for the Senate simply to pass a resolution making the reference, and thereupon the question involved is referred to the Court. … [W]e do not propose to compel the House or the Senate to refer the matter to the High Court, but leave it to their discretion to do so."
[352]Australia, Senate, Parliamentary Debates (Hansard), 1 November 1907 at 5467.
[353]Australia, Senate, Parliamentary Debates (Hansard), 1 November 1907 at 5470‑5471.
The Minister pointed out that in some cases, as where a person apparently elected was disqualified as an undischarged bankrupt, for conviction of a relevant crime or for holding an office of profit forbidden by s 44 of the Constitution, "it would be absurd to send such cases to the High Court for decision, as they would depend on facts easily ascertained"[354]. But the Houses of Parliament were reserving to themselves the decision on whether or not to refer the question to the High Court as the Court of Disputed Returns. In accordance with s 47 of the Constitution the Parliament had indeed "otherwise provided"; but it had retained to its respective Houses the threshold determination of whether or not, by resolution, to refer "any question respecting the qualification of a senator …" to the Court. Without such a reference, the Court would not have jurisdiction under the Act to decide any question respecting qualifications.
[354]Australia, Senate, Parliamentary Debates (Hansard), 1 November 1907 at 5471.
Given this constitutional background and legislative history, it would be surprising indeed, within the language and structure of the Act, if such a careful scheme, designed to reserve the decision at the gateway of the jurisdiction of the Court of Disputed Returns on matters of qualification of parliamentarians, could so easily be circumvented by the bringing of a petition of an individual elector under Div 1 of Pt XXII of the Act. In my view, this would completely destroy the arrangement adopted by the Parliament. Commonsense dictates that in any election where qualifications of a candidate are contested, an individual elector may readily be found to lodge a petition. What was the point of enacting Div 2, reserving the power to the House of Parliament if, under Div 1, a petition was available to raise the same questions without the slightest need of a prior resolution by the House of Parliament concerned?
If the theory propounded by the petitioners in the present proceedings is correct, it was always open to an individual elector to contest the due election of a Senator or member of the House of Representatives upon the hypothesis that "due election" included the evaluation of the successful candidate's qualification to be chosen and to sit. This theory will not stand with the history of the legislation. More importantly, it is inconsistent with the distinction drawn by the terms of s 47 of the Constitution and the proper approach to the ascertainment of whether, until 1907, the Parliament had surrendered to the Court the determination of questions respecting the qualification of Senators that otherwise belonged to it and, subject to the Constitution, to no court.
Still further confirmation that this is the scheme of the Act is found by reference to the powers which the Parliament gave to the Court of Disputed Returns for the first time in 1907 when Div 2 was inserted in the Act. Those powers were to be in addition to the powers enjoyed by the Court of Disputed Returns under s 197 of the 1902 Act (now s 360 of the Act). The terms in which the powers were conferred are specific and peculiarly apt to the resolution by the Court of Disputed Returns of disputes as to qualification of a person to be chosen or to sit as a Senator or member of the House of Representatives. They are, relevantly[355]:
"(b)to declare that any person was not capable of being chosen or of sitting as a Senator …;
(c) to declare that there is a vacancy in the Senate ...".
[355]The 1907 Act, s 206DD.
Without knowledge of the history, constitutional text, controversies and ultimate amendment of the Act, the powers conferred in general terms by what was originally s 197 (now s 360) of the Act, referred to above, might perhaps be taken as extending to contests about qualification of candidates. But with these considerations in mind, such an approach would be wholly artificial. It would require the Court to don blinkers as to the past and to read the powers in s 360 of the Act (as it now stands) without paying proper account to the considerations which I have listed. Indeed, even if the constitutional setting and the history of the legislation are totally ignored, it is surely completely unacceptable to ignore the scheme and structure of the Act and the plain division which the Parliament has made, signified by the titles of the divisional headings[356] between "Disputed Elections and Returns" (for which Div 1 provides) and "Qualifications and Vacancies" (for which Div 2 provides).
[356]These are part of the Act: Acts Interpretation Act 1901 (Cth), s 13(1).
Because it is common ground that no question respecting the qualification of any person has been referred to the Court of Disputed Returns by resolution of the Senate (assuming that to be constitutionally permissible and available in this case where Mrs Hill is yet to be sworn as a Senator) no jurisdiction of the Court of Disputed Returns respecting the qualification of Mrs Hill to sit as a Senator has properly been invoked. By reason of the considerations which I have mentioned, it is not possible for an individual elector to invoke the jurisdiction of the Court of Disputed Returns by petition addressed to the Court under s 353 of the Act within Div 1. No jurisdiction is conferred on that Court by s 354 of the Act, also within Div 1, to determine the issues raised in the petition filed in each of the proceedings. The first question reserved for the opinion of this Court must therefore be answered in the negative.
Given that the view which I hold is that, in questions respecting the qualifications of a Senator (or a member of the House of Representatives) the privileges of the Parliament have not been released to any court, such questions remain, subject to any other provisions of the Constitution, to be determined by the Houses of Parliament. The only exception arises where s 15 of the Constitution expressly governs the matter or in the limited and qualified circumstances by which, in Div 2 of Pt XXII of the Act, the Parliament has purported to provide for a reference to the Court of Disputed Returns. I say "purported" because, despite the exercise by this Court in the past of jurisdiction under Div 2[357], a question clearly exists as to whether, compatibly with the Court's elaboration of Ch III of the Constitution and its requirements, this Court or any other federal court, could be vested with jurisdiction of the kind contemplated by Div 2[358]. No such jurisdiction having been invoked in this case, it is inappropriate to resolve that question.
[357]In re Webster (1975) 132 CLR 270; In re Wood (1988) 167 CLR 145.
[358]cf Walker, "Disputed Returns and Parliamentary Qualifications: Is the High Court's Jurisdiction Constitutional?" (1997) 20 University of New South Wales Law Journal 257 at 263; Schoff, "The Electoral Jurisdiction of the High Court as the Court of Disputed Returns: Non-judicial Power and Incompatible Function?" (1997) 25 Federal Law Review 317 at 324, 326-328.
The possibility that the provisions within Div 2, or some of them, might be invalid, as incompatible with Ch III of the Constitution does not affect in the slightest the foregoing reasoning. The Parliament has certainly attempted to provide, relevantly, with respect to questions regarding the qualification of a Senator. If this attempt be found to have miscarried so far as it purports to confer jurisdiction to hear and determine a question referred by resolution of either House of the Parliament, this does not alter either the juxtaposition drawn between the divisions of Pt XXII of the Act or the manifest purpose thereby demonstrated that Div 1 should deal, and deal only, with disputed elections and returns on grounds otherwise than the qualifications of candidates or a vacancy in either House and Div 2 with questions as to qualifications and vacancies.
Remaining objections
There is no holding of a Full Court of this Court which requires a conclusion contrary to the foregoing. It is true that in Sykes (No 1)[359] Dawson J, ruling on a preliminary objection as to the jurisdiction of the Court of Disputed Returns, in a petition brought in accordance with Div 1, concluded that the Court had jurisdiction to decide whether a candidate was disqualified under s 44 of the Constitution. It follows from what I have said that, in this regard, Sykes was wrongly decided. It should be overruled.
[359](1992) 66 ALJR 577 at 579; 107 ALR 577 at 580.
Dawson J considered that support for his conclusion was to be found in the decision of the Full Court in In re Wood[360]. That case involved a reference to the Court of Disputed Returns by resolution of the Senate pursuant to s 377 of the Act which appears in Div 2. Whatever other problems might have arisen for the jurisdiction of the Court of Disputed Returns, the one which has been argued in these proceedings, was not presented for decision in Wood. Any discussion of that question was therefore obiter. Furthermore, the Full Court concluded that it was not necessary to determine whether Senator Wood was incapable of being chosen or of sitting as a Senator by reason of the provisions of s 44(i) of the Constitution[361]. The Court, accordingly, did not address the question of whether, if s 44(i) had been the only ground of disqualification, it would have been capable of being agitated pursuant to Div 1. Nor did the Full Court, when Sykes v Cleary (No 2)[362] came before it, review the holding of Dawson J on the jurisdictional question. It simply answered the two questions reserved to it[363]. The Full Court (which included Dawson J) did not address the matter of jurisdiction based on a petition within Div 1.
[360](1988) 167 CLR 145 at 157.
[361](1988) 167 CLR 145 at 169.
[362](1992) 176 CLR 77.
[363]"Question (a): Was [Mr Cleary] duly elected at the election?" ["No"]. "Question (b): If no to (a), was the election absolutely void?" ["Yes"]. See Sykes v Cleary (No 2) (1992) 176 CLR 77 at 93, 101, 140.
Accordingly, no authority of this Court binds us now to a particular conclusion. Dicta exist in other cases which suggest that an assumption has been made that jurisdiction on a petition exists with respect to qualifications of candidates[364]. But in this case, that question has been fully argued. It is inappropriate to explore and to attempt to distinguish dicta of individual justices which, in other cases, are said to support or dispute[365] the existence of jurisdiction. In these proceedings, the Court should decide the matter as a point of principle. So approached, the conclusion that there is no jurisdiction is plain.
[364]See eg Free v Kelly (1996) 185 CLR 296.
[365]Hudson v Lee (1993) 177 CLR 627; Webster v Deahm (1993) 67 ALJR 781 at 782; 116 ALR 223 at 225; Robertson v Australian Electoral Commission (1993) 67 ALJR 818 at 819; 116 ALR 407 at 409.
To the argument that this produces an odd result in which the Court of Disputed Returns, on a petition, is confined to machinery questions and incapable of deciding without reference from a House an issue fundamental to the due election of a candidate, viz that candidate's qualification or disqualification under the Constitution, there are several answers. They go beyond the clear language and structure of the Act, its constitutional setting and the history that preceded and followed its original enactment.
Where a person is apparently the successful candidate, disputes about the counting of ballot papers and illegal practices[366] having been resolved, that person is on the face of things entitled to take his or her place in the Parliament without undue distraction of the kind which further disputes as to qualification or as to the election might occasion. Although the person might be "incapable of being chosen or of sitting"[367], subject to the Constitution, parliamentary privilege, tradition and courtesy reserve the decision on that question to the House concerned. It is, after all, dealing with a person who is, or shortly will be, one of its own. Although it might be said to be theoretically desirable that any elector should be able to challenge before the Court of Disputed Returns the apparently successful candidate's constitutional qualifications, the withholding of jurisdiction in that regard from the Court of Disputed Returns, in the case of a person elected and returned, is by no means without precedent, as this Court noted in In re Wood[368].
[366]s 360(3)and s 362.
[367]Constitution, s 44.
[368](1988) 167 CLR 145 at 157.
The same justification for the distinction as existed in history underpins that now found as between Div 1 and Div 2 of Pt XXII of the Act. It is, in my view, a serious defiance of the distinction there drawn to acknowledge suggested defects in the drafting of provisions of particular sections in Div 1 to engage in the surgery of constitutional severance and then to stretch words expressed in general terms to perform functions which the language, history and scheme of the Act show, with clarity, were not those which the Parliament had in mind. Whereas the Parliament accepted that questions going to the democratic integrity of a disputed election might be resolved by the Court of Disputed Returns on an elector's petition, issues respecting the qualifications of a person elected by that process, it retained to itself. The involvement of the Court of Disputed Returns under Div 2 was to be confined to a jurisdiction initiated by the relevant House of Parliament, and that House alone. It is pointless otherwise to dispute the justifiability or merits of the distinction. History, long-standing parliamentary practice and the Constitution itself confirm the existence of the distinction which the Act has merely preserved. The duty of any court, in the absence of some other constitutional constraint or requirement, is to give effect to this constitutional and legislative purpose and to observe the distinction.
To the complaint that this might result in a person, although disqualified, being chosen and sitting as a Senator or member of the House of Representatives (or for that matter being held disqualified from doing so for purely political reasons) there are several answers. First, the reservation of the determination of qualifications to the respective Houses of the Parliament was recognised in s 47 of the Constitution. It might have been maintained indefinitely, if the Parliament did not otherwise provide. It should not be assumed that in matters of this kind the Federal Parliament would act otherwise than with propriety and lawfulness as the Constitution presumes. Secondly, whilst observing considerable restraint against intruding into the evaluation of the occasion for the exercise of a privilege belonging to a House of the Parliament[369] and ordinarily permitting parliamentary procedures to be completed before they intervene[370], the ordinary courts of the land, including this Court, exist to uphold the law and the Constitution in relation to the Parliament as to the Executive Government and the courts themselves[371]. Where it could clearly be demonstrated that a person was incapable of being chosen or of sitting as a Senator or a member of the House of Representatives[372], and particularly where, having been allowed to sit, no steps were taken to invoke the Act to resolve the disputed qualification, a person with standing would be entitled to secure relief of an appropriate kind under s 75(v) of the Constitution directed to a relevant officer of the Commonwealth.
[369]R v Richards; Ex parte Fitzpatrick and Browne (1955) 92 CLR 157 at 162; Egan v Willis (1998) 73 ALJR 75 at 81, 91, 106-110; 158 ALR 527 at 535, 549, 568-573.
[370]Cormack v Cope (1974) 131 CLR 432; cf Trethowan v Peden (1930) 31 SR (NSW) 183; Attorney-General (NSW) v Trethowan (1931) 44 CLR 394; Attorney-General (NSW) v Trethowan (1932) 47 CLR 97; [1932] AC 526; Egan v Willis (1998) 73 ALJR 75 at 109; 158 ALR 527 at 573.
[371]Egan v Willis (1998) 73 ALJR 75 at 109; 158 ALR 527 at 573.
[372]Constitution, s 44.
Although in several places the Act purports to limit disputes as to the validity of any election or return[373] to proceedings by way of petition addressed to the Court of Disputed Returns "and not otherwise" and purports to make all decisions of that Court, whether in such disputes[374] or in proceedings on a reference under Div 2 by either House of the Parliament[375] "final and conclusive and without appeal, and … not [to] be questioned in any way"[376], such provisions appearing in the Act could have no operation to defeat the availability of relief otherwise provided by the Constitution. No such relief was sought in this case. It is therefore unnecessary and inappropriate to explore the questions that would be raised[377]. But it should not be assumed that the Constitution would provide no relief where the relevant House of the Parliament failed or refused to "determine" a question respecting the qualification of a Senator or of a member of the House of Representatives. Neither a lack of provision in Div 1 nor even an invalid provision for reference in Div 2 would necessarily leave a meritorious complainant without constitutional remedy.
[373]The Act, s 353(1).
[374]The Act, s 368.
[375]The Act, s 381.
[376]The Act, s 368.
[377]They include the extent to which s 47 of the Constitution, appearing in Pt IV of Ch I, would be read as subject to all of the requirements of Ch III; cf R v Richards; Ex parte Fitzpatrick and Browne (1955) 92 CLR 157 at 166-168.
Conclusions
It follows that the Court of Disputed Returns has no jurisdiction to hear and determine the petition of either of the petitioners challenging the election of Mrs Hill as a Senator for the State of Queensland. Question (a) in each of the cases stated for the opinion of the Full Court should therefore be answered "No".
In these circumstances, it is unnecessary for me to decide whether an additional reason exists for reaching this conclusion by virtue of the impermissibility, under Ch III of the Constitution, of conferring jurisdiction on the High Court as the Court of Disputed Returns, including the jurisdiction purportedly conferred in Div 1 of Pt XXII of the Act. Before considering constitutional questions, it is ordinarily appropriate and usually necessary to ascertain the meaning of the Act, the constitutional validity of which is disputed. Where, as in this case, the provisions of the Act, properly understood, afford no jurisdiction to the Court of Disputed Returns, invoked on the petition of an elector, no question arises as to whether jurisdiction, if it were conferred, would be beyond the power of the Parliament because contrary to Ch III. Because it is unnecessary to answer that question, I will refrain from doing so. However, perhaps I can be permitted to contrast the willingness of the majority in this case to countenance the conferral of a peculiar and purportedly exclusive statutory jurisdiction on this Court (in effect reconstituting and even renaming it as a kind of special creature of the Parliament to perform a multitude of functions, many of them quasi-political and semi-advisory, according to extremely broad criteria and sometimes peremptory, and even apparently arbitrary, procedures) with the very strict approach taken in other recent decisions where the negative implications of Ch III of the Constitution, unstated in the text, have been given a most generous rein[378].
[378]Re Wakim; Ex Parte McNally [1999] HCA 27.
Each of the questions raised in the cases stated was fully argued. Of course, I have formed views about them. But it is inappropriate to express those views because, at the heart of my approach to these proceedings is the conviction that the Parliament, so far as the Act is concerned, has kept to itself, in the first instance, consideration of disputes as to the qualification of persons otherwise lawfully elected as a Senator or as a member of the House of Representatives. At least in these proceedings, it should therefore be left to the parliamentary process, and not to a court, to determine what should be done in relation to the suggested disqualification of Mrs Hill.
This is not a case where the alleged disqualification might be decided simply, as by a certificate of conviction of a relevant offence[379], proof that the person is an undischarged bankrupt[380], holds an office of profit under the Crown[381] or has a direct and impermissible pecuniary interest in an agreement with the Public Service of the Commonwealth[382]. Very many Australian citizens, whose allegiance to Australia could not be questioned, have dual citizenship with other countries. Estimates were given during the hearing, running perhaps into millions, of Australian citizens who would be affected. Their status for s 44(i) of the Constitution could not, in my opinion, depend upon (or be surrendered to) the laws of other countries which are many and varied. The defects of s 44(i) of the Constitution in a country whose citizens are drawn from so many other lands and nationalities has frequently been called to notice[383]. The consideration of whether Mrs Hill was incapable of being chosen or of sitting as a Senator raises issues which may have considerable political significance upon which, in the first instance at least, it is completely appropriate to leave it to the Senate, rather than a court, to make a determination.
[379]Constitution, s 44(ii).
[380]Constitution, s 44(iii).
[381]Constitution, s 44(iv).
[382]Constitution, s 44(v).
[383]Australia, Constitutional Commission, Final Report, (1988) at 288-289. See also Australian Parliament, Senate Standing Committee on Constitutional and Legal Affairs, The Constitutional Qualifications of Members of Parliament, (1981) No 6 at 9-12, 14.
If, pursuant to s 376 in Div 2, the Senate, by resolution, were to refer to the Court of Disputed Returns any question respecting the qualifications of Mrs Hill to be a Senator, that would be the appropriate time for such a Court to consider the reference and, if its validity were upheld, to give its response. This Court may not do so on a petition addressed to it under s 353 in Div 1 for it has no jurisdiction to try that petition under s 354 in the same Division. The scheme of the Act should be followed at this stage. Not least is this necessary because the scheme of the Act reflects that of the Constitution itself[384].
[384]Constitution, s 47.
Costs
A question arises as to the costs of the proceedings in this Court. Those proceedings are before the Court pursuant to the two references made to the Court under the Judiciary Act. By s 26 of that Act, the Court has jurisdiction to award costs in all matters brought before the Court, including matters dismissed for want of jurisdiction. It is pursuant to that provision and not s 360 of the Act that costs must be provided[385]. The special provisions of s 360(4) by which the Court of Disputed Returns may "order costs to be paid by the Commonwealth where the Court considers it appropriate to do so" are unavailing in the view which I take of the nature of this Court's jurisdiction and the lack of jurisdiction of the Court of Disputed Returns. Ordinarily, because the petitioners have invoked a jurisdiction which does not belong to the Court of Disputed Returns, they would be ordered to pay the costs occasioned by their error.
[385]The Act, s 360(1)(ix).
However, before this Court the Attorney-General for the Commonwealth intervened in support of the interests of the petitioners. The ambiguities and uncertainties of the Act have been drawn to attention in the past. The issues litigated involve constitutional and statutory questions of general application and of fundamental importance to the operation of federal electoral law. In such circumstances, I consider that it is just that the costs of the petitioners in each case stated in this Court and of the first respondent should be borne by the Commonwealth. The second respondent should bear its own costs.
Orders
The questions in the case stated should be answered, and the orders for costs made, as McHugh J has provided.
CALLINAN J. I agree with McHugh J that, given the structure of the Commonwealth Electoral Act 1918 (Cth), the specific reference to bribery, corrupt practices, undue influence and illegal practices, the omission of any reference in Div 1 to the constitutional qualification of a member (except the special case of a s 15 appointment) and the enactment of Div 2 which deals exclusively with the qualification of members, the best interpretation of the Commonwealth Electoral Act is that a petition on the bare ground of an allegation of a breach of s 44 of the Constitution is not within the jurisdiction of the Court of Disputed Returns.
There is only one other matter to which I wish to refer.
The petitioners (and the Commonwealth which supports them) acknowledge that at the time of Federation the United Kingdom was unquestionably not a foreign power. One of their primary arguments on the central question whether the United Kingdom is a foreign power is that, as time has passed, circumstances have changed, and the United Kingdom, by a process of evolution has now become a power foreign to Australia (the "evolutionary theory"). It is upon that argument that I wish to comment.
The evolutionary theory is, with respect, a theory to be regarded with great caution. In propounding it, neither the petitioners nor the Commonwealth identify a date upon which the evolution became complete, in the sense that, as and from it, the United Kingdom was a foreign power. Nor could they point to any statute, historical occurrence or event which necessarily concluded the process. There were, they asserted, a series of milestones, for example, Federation itself, the Statute of Westminster Adoption Act 1942 (Cth), the Royal Style and Titles Act 1973 (Cth) and the Australia Acts[386] but neither the last of these nor any other enactment was said to be the destination marker of the evolution.
[386]Australia Act 1986 (Cth); Australia Act 1986 (UK).
The great concern about an evolutionary theory of this kind is the doubt to which it gives rise with respect to peoples' rights, status and obligations as this case shows. The truth is that the defining event in practice will, and can only be a decision of this Court ruling that the evolutionary process is complete, and here, as the petitioners and the Commonwealth accept, has been complete for some unascertained and unascertainable time in the past. In reality, a decision of this Court upon that basis would change the law by holding that, notwithstanding that the Constitution did not treat the United Kingdom as a foreign power at Federation and for some time thereafter, it may and should do so now.
There was no evidence before the Court as to the consequences of the renunciation of British citizenship; whether, for example, entitlements to United Kingdom pensions or social services might be adversely affected; or whether any rights of children of a person renouncing citizenship to seek employment in the United Kingdom or Europe might be affected. However, plainly a person who renounces United Kingdom citizenship will be forgoing a right to hold a United Kingdom passport which confers at least some advantages in travel to the United Kingdom and in Europe. Any person should be entitled to know at what point in time the United Kingdom has come to be, if it is to be so regarded, a foreign power, so that that person may make an informed choice or election, to enjoy whatever benefits (including to stand for election to an Australian Parliament) renunciation of United Kingdom citizenship may confer, in exchange for the forgoing of such benefits as United Kingdom citizenship may bestow. The operation of an evolutionary theory in this context would deny a person such as the first respondent the opportunity of making an informed choice or election until such time as this Court or, if appropriate, Parliament, determine that the evolution is complete.
The Court was not taken to any statutes in which the term "foreign power" is used. However there are statutes which do use that term and whose application might perhaps be different if this Court were to hold that the United Kingdom is a foreign power. One such statute is the Australian Security Intelligence Organization Act 1979 (Cth). Section 4 of that Act defines "foreign power" to mean a foreign government, an entity directed or controlled by a foreign government or a foreign political organization. Section 4 also defines "acts of foreign interference" to mean activities carried on by a "foreign power" that are "clandestine or deceptive", "carried on for intelligence purposes", "carried on for the purpose of affecting political or governmental processes", "otherwise detrimental to the interests of Australia" or "involve a threat to any person". Section 4 also defines "security" to include the protection of the people of Australia from, inter alia, "acts of foreign interference".
A number of sections of the Australian Security Intelligence Organization Act define the powers and obligations of ASIO officers in terms of "security". One of the primary functions of ASIO is to provide "security assessments" to government agencies. Such assessments are statements by ASIO to the relevant organization whether it is consistent with "security" to take prescribed administrative action against a particular person (see Pt IV of the Australian Security Intelligence Organization Act). Hence, the meaning of "foreign power" could well affect, for example, employment opportunities of people in the same position as the first respondent. Whilst the meaning of "foreign power" for the purposes of this, or indeed any other Act will ultimately depend upon the language of those Acts and the context in which the expression is used, the constitutional meaning of the same term could have a bearing upon its statutory meaning, particularly in a statute dealing with matters of national security.
Another Act which uses the term "foreign power" is the Crimes Act 1914 (Cth). Section 78 of that Act makes it an indictable offence to make, obtain or possess any kind of document or article that could be useful to "an enemy or a foreign power". The penalty for this offence is seven years imprisonment. Section 80(c) of the same Act makes a place that would be useful to "an enemy or to a foreign power" a "prohibited place" for the purposes of the Crimes Act. "Foreign power" is not defined in this Act.
The potential reach of s 78 of the Crimes Act is very great. It is conceivable that until a decision of this Court that the United Kingdom is a foreign power, (assuming the expression should have the same meaning in the Crimes Act) people might unknowingly have been infringing that section for an indeterminate period of time.
I would therefore be inclined to hold that the evolutionary theory which has been advanced in this case, having as it does the defect of uncertainty as to events and conclusion, should not be accepted or applied here. However on neither that nor the other arguments relied on by the parties and the Commonwealth is it necessary for me to express any concluded opinion in view of my agreement with McHugh J on the issue of jurisdiction.
The following are the questions and the answers which I would give to them:
(a)Does s 354 of the Act validly confer upon the Court of Disputed Returns jurisdiction to determine the issues raised in the Petition? No.
(b)Was the first respondent at the date of her nomination a subject or citizen of a foreign power within the meaning of s 44(i) of the Constitution? Inappropriate to answer.
(c)Was the first respondent duly elected at the Election? Inappropriate to answer.
(d)If no to (c), was the Election void absolutely? Does not arise.
(e)If no to (d), should the second respondent conduct a recount of the ballot papers cast for the Election for the purpose of determining the candidate entitled to be declared elected to the place for which the first respondent was returned? Does not arise.
(f)Save for those otherwise dealt with by order, who should pay the costs of the Stated Case and of the hearing of the Stated Case before the Full High Court? The Commonwealth should pay the petitioners' and the first respondent's costs.