HIGH COURT OF AUSTRALIA
GLEESON CJ,
McHUGH, GUMMOW, KIRBY, HAYNE, CALLINAN AND HEYDON JJROBERT JOHN FARDON APPELLANT
AND
RODNEY JON WELFORD, ATTORNEY‑GENERAL
FOR THE STATE OF QUEENSLAND RESPONDENTFardon v Attorney-General for the State of Queensland
[2004] HCA 46
1 October 2004
B104/2003 and B105/2003ORDER
In matter B104 of 2003
Appeal from the decision of the Court of Appeal of the Supreme Court of Queensland dated 23 September 2003 dismissed.
In matter B105 of 2003
1. Declare that section 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is not beyond the legislative power of the State of Queensland.
2. Remit the cause to the Court of Appeal for hearing and determination of the remaining issues on the appeal to that Court.
On appeal from Supreme Court of Queensland
Representation:
S R Southwood QC with P D Keyzer for the appellant (instructed by Prisoners' Legal Service)
P A Keane QC, Solicitor-General of the State of Queensland, with R V Hanson QC and R W Campbell for the respondent (instructed by Crown Solicitor for the State of Queensland)
Interveners:
H C Burmester QC with N L Sharp intervening on behalf of the Attorney‑General of the Commonwealth (instructed by Australian Government Solicitor)
R J Meadows QC, Solicitor-General for the State of Western Australia, with K H Glancy intervening on behalf of the Attorney-General for the State of Western Australia (instructed by Crown Solicitor's Office of Western Australia)
R J Meadows QC, Solicitor-General for the State of Western Australia, with S G E McLeish intervening on behalf of the Attorney-General for the State of Victoria (instructed by Victorian Government Solicitor)
M G Sexton SC, Solicitor-General for the State of New South Wales, with J G Renwick intervening on behalf of the Attorney-General for the State of New South Wales (instructed by Crown Solicitor for New South Wales)
C J Kourakis QC, Solicitor-General for the State of South Australia, with C D Bleby intervening on behalf of the Attorney-General for the State of South Australia (instructed by the Crown Solicitors Office of South Australia)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
CATCHWORDS
Fardon v Attorney-General for the State of Queensland
Constitutional law (Cth) – Judicial power of Commonwealth – Vesting of federal jurisdiction in State courts – Act empowering State court to order continuing detention of persons convicted of serious sexual offences after expiry of their sentence where there is an "unacceptable risk" of the prisoner committing a serious sexual offence in the future – Whether criterion for order of continuing detention devoid of content – Whether order for continuing detention to protect the community an exercise of judicial power – Whether powers conferred by Act on State court incompatible with State court being a suitable repository of judicial power of the Commonwealth – Whether powers conferred by Act on State court compromise the institutional integrity of State court.
Constitutional law (Q) – Powers of State Parliament – Separation of powers – Act empowering State court to order continuing detention of persons convicted of serious sexual offences after expiry of their sentence where there is an "unacceptable risk" of the prisoner committing a serious sexual offence in the future – Whether a law – Whether incompatible with State court being suitable repository of federal judicial power – Whether public confidence in integrity or impartiality of judiciary compromised.
Words and phrases – "unacceptable risk".
Constitution, Ch III.
Dangerous Prisoners (Sexual Offenders) Act 2003 (Q), s 8, Pt 2, Div 3.
GLEESON CJ. The issue in this matter is whether the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") is valid. The suggested ground of invalidity is that the Act, contrary to the requirements of Ch III of the Constitution, involves the Supreme Court of Queensland in the process of deciding whether prisoners who have been convicted of serious sexual offences should be the subject of continuing detention orders, on the ground that they are a serious danger to the community. The contrariety is said to lie in the attempt by the Queensland Parliament to confer on the Supreme Court a function which is incompatible with the Court's position, under the Constitution, as a potential repository of federal jurisdiction, the function being repugnant to the Court's institutional integrity. The repugnancy is claimed to be similar to that identified in Kable v Director of Public Prosecutions (NSW)[1].
[1](1996) 189 CLR 51.
That formulation of the issue reflects the constitutional context. An Act of the Queensland Parliament provides, in certain circumstances, and subject to certain procedures, for the continuing, preventive, detention of serious sexual offenders who have served their terms of imprisonment, and who are shown to constitute a serious danger to the community. No one would doubt the power of the Queensland Parliament to legislate for the detention of such persons if they were mentally ill[2]. The constitutional objection to the legislative scheme is not based, or at least is not directly based, upon a suggested infringement of the appellant's human rights. The objection is based upon the involvement of the Supreme Court of Queensland in the process. It is the effect of the legislation upon the institutional integrity of the Supreme Court, rather than its effect upon the personal liberty of the appellant, that is said to conflict with the requirements of the Constitution. There is a paradox in this. As Charles JA pointed out in R v Moffatt[3] (a case in which there was an unsuccessful challenge, on similar grounds, to Victorian legislation providing for the imposition of indefinite sentences on dangerous persons convicted of certain serious offences), it might be thought surprising that there would be an objection to having detention decided upon by a court, whose proceedings are in public, and whose decisions are subject to appeal, rather than by executive decision. Furthermore, as Williams JA pointed out in this case, there is other Queensland legislation[4] under which indefinite detention may be imposed at the time of sentencing violent sexual offenders who are regarded as a serious danger to the community. If it is lawful and appropriate for a judge to make an assessment of danger to the community at the time of sentencing, perhaps many years before an offender is due to be released into the community, it may be thought curious that it is inappropriate for a judge to make such an assessment at or near the time of imminent release, when the danger might be assessed more accurately.
[2]Chu Kheng Lim v Minister for Immigration (1992) 176 CLR 1 at 28.
[3][1998] 2 VR 229 at 260.
[4]Penalties and Sentences Act 1992 (Qld), s 163.
There are important issues that could be raised about the legislative policy of continuing detention of offenders who have served their terms of imprisonment, and who are regarded as a danger to the community when released. Substantial questions of civil liberty arise. This case, however, is not concerned with those wider issues. The outcome turns upon a relatively narrow point, concerning the nature of the function which the Act confers upon the Supreme Court. If it is concluded that the function is not repugnant to the institutional integrity of that Court, the argument for invalidity fails. That was the conclusion reached by a majority in the Court of Appeal of Queensland (de Jersey CJ and Williams JA; McMurdo P dissenting)[5].
[5][2003] QCA 416.
The appellant
On 8 October 1980, the appellant was sentenced to imprisonment for 13 years for rape. After serving eight years of that sentence he was released on parole. Twenty days after his release he committed further offences of rape, sodomy and assault occasioning actual bodily harm. He was sentenced to 14 years imprisonment. That sentence expired on or about 30 June 2003. The Act came into force on 6 June 2003. On 17 June 2003, the Attorney-General of Queensland applied for an interim detention order. A series of short-term interim orders were made. It was the first of those orders that was the subject of the appeal to the Court of Appeal, and is the subject of this appeal. In the meantime, White J dealt with the matter on a final basis (subject to the Act's scheme for periodic review). Her Honour made the following findings:
"What is of major concern is the failure by [the appellant] to participate in or to participate to completion in a course or courses of therapy ... For some ten years there have been efforts made to assist [the appellant] towards reintegration into the community ... He has, for the most part, chosen not to take some responsibility for his own rehabilitation and engage in appropriate treatment ...
There is a great deal of guidance to be found in the most recent reports and evidence ... This could be further explored. The goal must be one of rehabilitation if [the appellant] is to remain detained and, with [the appellant's] co-operation, appropriate treatment together with staged reintegration as recommended by Dr Moyle may lead to a positive outcome when this order is reviewed. But until that occurs, [the appellant] must be detained so that the community may be adequately protected."
The Act
The objects of the Act are stated in s 3:
"3 The objects of this Act are –
(a)to provide for the continued detention in custody or supervised release of a particular class of prisoner to ensure adequate protection of the community; and
(b)to provide continuing control, care or treatment of a particular class of prisoner to facilitate their rehabilitation."
Under Pt 2, Div 3 of the Act, the Supreme Court may order, in respect of a prisoner serving imprisonment for a serious sexual offence, that the prisoner be detained in custody for an indefinite term, or that, upon release, the prisoner be subject to continuing supervision. Any continuing detention order is subject to periodic review. The Court may make such an order only if satisfied that the person would constitute a serious danger to the community, the danger taking the form of "an unacceptable risk that the prisoner [would] commit a serious sexual offence" (s 13(2)). The onus of establishing the serious danger to the community rests on the Attorney-General. It can only be discharged by acceptable, cogent evidence which satisfies the Court to a high degree of probability (s 13(3)). Detailed reasons must be given for any order (s 17). There is an appeal to the Court of Appeal. Provision for interim orders is made (s 8). The appellant challenges the validity of both s 8 and s 13.
Protection of the community
In 1975, Robert Charles Vincent Veen, who had stabbed and killed a man, and who had been charged with murder, was found guilty of manslaughter on the ground of diminished responsibility. Some four years earlier, he had been convicted of malicious wounding with a knife. The sentencing judge in the Supreme Court of New South Wales found that he suffered from brain damage which could cause uncontrolled aggression when he was affected by alcohol. The judge said he was likely to kill or injure someone if he was released, and imposed a sentence of life imprisonment for the protection of the community. This Court upheld an appeal, and reduced the sentence to imprisonment for twelve years: Veen v The Queen[6].
[6](1979) 143 CLR 458.
Veen was released in January 1983. In October 1983, he stabbed and killed a man. The Crown accepted a plea of guilty to manslaughter on the ground of diminished responsibility. Once again, a judge of the Supreme Court of New South Wales sentenced him to life imprisonment, on the ground that he was a danger to society, and was likely to kill again when released. That sentence was upheld by this Court: Veen v The Queen [No 2][7].
[7](1988) 164 CLR 465.
This is not the occasion to seek to reconcile those two decisions. The facts of the case reveal a common problem with which courts and legislatures have to deal. Although he dissented in the second case, Deane J said[8]:
"[T]he protection of the community obviously warrants the introduction of some acceptable statutory system of preventive restraint to deal with the case of a person who has been convicted of violent crime and who, while not legally insane, might represent a grave threat to the safety of other people by reason of mental abnormality if he were to be released as a matter of course at the end of what represents a proper punitive sentence. Such a statutory system could, one would hope, avoid the disadvantages of indeterminate prison sentences by being based on periodic orders for continuing detention in an institution other than a gaol and provide a guarantee of regular and thorough review by psychiatric and other experts."
[8](1988) 164 CLR 465 at 495.
The hope expressed in the final sentence relates to a matter of legislative policy rather than constitutional significance. That, no doubt, is why it was described as a hope about a statutory system.
As was pointed out in Engert[9], people suffering from mental disorders frequently come into collision with the criminal justice system, and discretionary sentencing decisions must take into account a number of sometimes competing considerations, including the protection of society. The law is a normative science, and many of its rules and principles are based upon assumptions about volition that would not necessarily be accepted as accurate by psychiatrists. In United States v Chandler[10], Chief Judge Haynsworth said:
"The criminal law exists for the protection of society. Without undue harm to the interests of the society it protects, it can exclude from its moral judgments those whose powers of intellect or will are so far impaired that they have no substantial control of their conduct. It can afford, too, elimination of the last vestiges of the notion of punishment for punishment's sake and a further implementation of the principles of rehabilitation, deterrence and, wherever necessary, the ultimate isolation from society of those individuals who have no capacity for the adjustments necessary to conform their conduct as active members of a free society to the requirements of the law. The law may not serve its purpose, however, should it embrace the doctrines of determinism. Should the law extend its rule of immunity from its sanctions to all those persons for whose deviant conduct there may be some psychiatric explanation, the processes of the law would break down and society would be forced to find other substitutes for its protection. The law must proceed upon the assumption that man, generally, has a qualified freedom of will, and that any individual who has a substantial capacity for choice should be subject to its sanctions. At least, we must proceed upon that assumption until there have been devised more symmetrical solutions to the many faceted problems of society's treatment of persons charged with commission of crimes."
[9](1995) 84 A Crim R 67 at 68.
[10]393 F 2d 920 (1968) at 929.
The way in which the criminal justice system should respond to the case of the prisoner who represents a serious danger to the community upon release is an almost intractable problem. No doubt, predictions of future danger may be unreliable, but, as the case of Veen shows, they may also be right. Common law sentencing principles, and some legislative regimes, permit or require such predictions at the time of sentencing, which will often be many years before possible release. If, as a matter of policy, the unreliability of such predictions is a significant factor, it is not necessarily surprising to find a legislature attempting to postpone the time for prediction until closer to the point of release.
Legislative schemes for preventive detention of offenders who are regarded as a danger to the community have a long history[11]. Inebriates have been the subject of special legislation of that kind[12]. So have recidivists, or "habitual criminals"[13]. Some Australian States have enacted legislation which provides for indefinite sentences where a sentencing judge is satisfied that a serious offender is a danger to the community[14]. In the United Kingdom, the Powers of Criminal Courts (Sentencing) Act 2000 allows a judge to pass a custodial sentence longer than commensurate with the seriousness of an offence in order to protect the public from harm (s 80(2)(b)). In R (Giles) v Parole Board[15], the House of Lords examined in some detail the law of various European countries on the subject, and the Strasbourg jurisprudence. In the United States, regimes of "civil commitment" of dangerous offenders have frequently been subjected to constitutional scrutiny[16].
[11]See Dershowitz, "The Origins of Preventive Confinement in Anglo-American Law" (1974) 43 University of Cincinnati Law Review 1 (Pt 1) and 781 (Pt II).
[12]eg Inebriates Act 1898 (UK), Convicted Inebriates Act 1913 (SA), Inebriates Act 1912 (NSW).
[13]eg Habitual Criminals Act 1957 (NSW).
[14]eg Sentencing Act 1991 (Vic), Pt 3 Div 2 (1A), Criminal Law (Sentencing) Act 1988 (SA), Pt 2 Div 3, Criminal Code (WA), s 662(a) considered by this Court in Chester v The Queen (1988) 165 CLR 611, Sentencing Act 1995 (WA), s 98.
[15][2004] 1 AC 1.
[16]See Kansas v Crane 534 US 407 (2002).
Plainly, the lawfulness of systems of preventive detention is considered in the light of the particular constitutional context. In the United States, the right to substantive due process is significant. In Canada, the Charter of Rights and Freedoms must be considered[17]. In Australia, the Constitution does not contain any general statement of rights and freedoms. Subject to the Constitution, as a general rule it is for the federal Parliament, and the legislatures of the States and Territories, to consider the protection of the safety of citizens in the light of the rights and freedoms accepted as fundamental in our society. Principles of the common law, protective of such rights and freedoms, may come into play in the application and interpretation of valid legislation[18]. The constitutional objection to the legislative scheme presently under consideration has already been identified. It is convenient to consider it by reference to the decision of this Court in Kable.
[17]R v Lyons [1987] 2 SCR 309.
[18]cf Plaintiff S157/2002 v Commonwealth (2003) 211 CLR 476 at 492 [30].
Kable
The decision in Kable established the principle that, since the Constitution established an integrated Australian court system, and contemplates the exercise of federal jurisdiction by State Supreme Courts, State legislation which purports to confer upon such a court a function which substantially impairs its institutional integrity, and which is therefore incompatible with its role as a repository of federal jurisdiction, is invalid.
The New South Wales legislation in question in that case provided for the preventive detention of only one person, Mr Kable. As was pointed out by Dawson J, the final form of the legislation had a number of curious features, because of its parliamentary history[19]. It was originally framed as a law of general application, but an amendment confined its application to the appellant. The object of the statute in its final form was said to be to protect the community by providing for the preventive detention of Gregory Wayne Kable. Toohey J said that the extraordinary character of the legislation and of the functions it required the Supreme Court to perform was highlighted by the operation of the statute upon one named person only[20]. In that respect, he said, the statute was virtually unique. Senior counsel for the appellant in the case argued that the legislation was not a carefully calculated legislative response to a general social problem; it was legislation ad hominem[21]. That argument was accepted. The members of the Court in the majority considered that the appearance of institutional impartiality of the Supreme Court was seriously damaged by a statute which drew it into what was, in substance, a political exercise[22].
[19](1996) 189 CLR 51 at 68-69.
[20](1996) 189 CLR 51 at 98.
[21](1996) 189 CLR 51 at 62.
[22]See, eg, (1996) 189 CLR 51 at 133-134 per Gummow J.
The minor premise of the successful argument in Kable was specific to the legislation there in question. It is the major premise – the general principle – that is to be applied in the present case.
It is unnecessary in this case to decide whether, under the Constitution, the federal Parliament could enact a valid law imposing on a court a function comparable to that conferred by the Act on the Supreme Court of Queensland. The Act is State legislation, and the suggested ground of invalidity is that identified in the decision in Kable; a ground based upon the involvement of the Supreme Court in the decision-making process as to detention. Indeed, in the course of argument, senior counsel for the appellant acknowledged that his challenge to the validity of the Act would disappear if the power to make the relevant decision were to be vested in a panel of psychiatrists (or, presumably, retired judges).
The Act is a general law authorising the preventive detention of a prisoner in the interests of community protection. It authorises and empowers the Supreme Court to act in a manner which is consistent with its judicial character. It does not confer functions which are incompatible with the proper discharge of judicial responsibilities or with the exercise of judicial power. It confers a substantial discretion as to whether an order should be made, and if so, the type of order. If an order is made, it might involve either detention or release under supervision. The onus of proof is on the Attorney-General. The rules of evidence apply. The discretion is to be exercised by reference to the criterion of serious danger to the community. The Court is obliged, by s 13(4) of the Act, to have regard to a list of matters that are all relevant to that criterion. There is a right of appeal. Hearings are conducted in public, and in accordance with the ordinary judicial process. There is nothing to suggest that the Supreme Court is to act as a mere instrument of government policy. The outcome of each case is to be determined on its merits.
It might be thought that, by conferring the powers in question on the Supreme Court of Queensland, the Queensland Parliament was attempting to ensure that the powers would be exercised independently, impartially, and judicially. Unless it can be said that there is something inherent in the making of an order for preventive, as distinct from punitive, detention that compromises the institutional integrity of a court, then it is hard to see the foundation for the appellant's argument. As was noted above, there is legislation, in Queensland and elsewhere, providing for sentencing judges to impose indefinite sentences, or sentences longer than would be commensurate with the seriousness of a particular offence, by way of response to an apprehension of danger to the community. The validity of such legislation, when tested against the Kable principle, was upheld in Moffatt. We were not invited to hold that Moffatt was wrongly decided. The existence of legislation of that kind makes it difficult to maintain a strict division between punitive and preventive detention. Furthermore, as Veen [No 2] held, common law sentencing principles have long accepted protection of the community as a relevant sentencing consideration. The fate of the victim in that case had been foreseen, and foretold, by a sentencing judge years before. The devising of an appropriate community response to the problem referred to by Deane J in the passage from Veen [No 2] quoted above raises difficult questions involving the reconciliation of rights to liberty and concerns for the protection of the community. Such issues typically arise in the case of a small number of unfortunate individuals who suffer disorders which make them dangerous to others.
It cannot be a serious objection to the validity of the Act that the law which the Supreme Court of Queensland is required to administer relates to a subject that is, or may be, politically divisive or sensitive. Many laws enacted by parliaments and administered by courts are the outcome of political controversy, and reflect controversial political opinions. The political process is the mechanism by which representative democracy functions. It does not compromise the integrity of courts to give effect to valid legislation. That is their duty. Courts do not operate in a politically sterile environment. They administer the law, and much law is the outcome of political action.
It was argued that the test, posed by s 13(2), of "an unacceptable risk that the prisoner will commit a serious sexual offence" is devoid of practical content. On the contrary, the standard of "unacceptable risk" was referred to by this Court in M v M[23] in the context of the magnitude of a risk that will justify a court in denying a parent access to a child. The Court warned against "striving for a greater degree of definition than the subject is capable of yielding". The phrase is used in the Bail Act 1980 (Q), which provides that courts may deny bail where there is an unacceptable risk that an offender will fail to appear (s 16). It is not devoid of content, and its use does not warrant a conclusion that the decision-making process is a meaningless charade.
[23](1988) 166 CLR 69 at 78.
In some of the reasons in Kable, references were made to the capacity of the legislation there in question to diminish public confidence in the judiciary. Those references were in the context of a statute that was held to impair the institutional integrity of a court and involve it in an ad hominem exercise. Nothing that was said in Kable meant that a court's opinion of its own standing is a criterion of validity of law[24]. Furthermore, nothing would be more likely to damage public confidence in the integrity and impartiality of courts than judicial refusal to implement the provisions of a statute upon the ground of an objection to legislative policy. If courts were to set out to defeat the intention of Parliament because of disagreement with the wisdom of a law, then the judiciary's collective reputation for impartiality would quickly disappear. This case involves no question of the interpretation of an ambiguous statute, or of the application of the common law. It concerns a specific challenge to the validity of a State law on the ground that it involves an impermissible attempt to resolve a certain kind of problem through the State's judicial process.
[24]cf Nicholas v The Queen (1998) 193 CLR 173 at 197 [36].
Conclusion
The decision of the Court of Appeal was correct. The challenge to the validity of the Act fails. The appeal from the Court of Appeal in relation to the interim orders should be dismissed. In relation to the cause partly removed to this Court, it should be declared that s 13 of the Act is valid, and the matter should be remitted to the Court of Appeal for determination of the remaining issues.
McHUGH J. Queensland legislation authorises the Supreme Court of that State to order that a prisoner be detained in custody if it is satisfied that there are reasonable grounds for believing that the prisoner is a serious danger to the community. In June 1989, the appellant, Robert John Fardon was sentenced to 14 years imprisonment in respect of various sexual offences. His sentences expired on or about 30 June 2003. He was detained in prison after the expiration of his sentences under interim orders made under the legislation. In November 2003, the Supreme Court ordered that he be detained in custody for an indefinite term. The question in this case is whether the Queensland legislation is invalid because it vests in the Supreme Court functions that are incompatible with its role as a repository of the judicial power of the Commonwealth. In my opinion, the legislation is valid.
The material facts
In June 1989, Fardon pleaded guilty to offences of sodomy and unlawful assault of a female. He pleaded not guilty, but was subsequently convicted, of a charge of rape of the same person. All offences were committed on 3 October 1988. On 30 June 1989, Fardon was sentenced to 14 years imprisonment on two of the counts and three years imprisonment on the third count, all sentences to be served concurrently. His sentences expired on or about 30 June 2003.
On 6 June 2003, the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") came into force. On 17 June 2003, the Attorney-General of the State of Queensland filed an Originating Application under s 5 of the Act for an order that Fardon be detained for an indefinite period under s 13. By a series of interim detention orders, the first of which was made by Muir J in the Supreme Court on 27 June 2003 under s 8 of the Act, Fardon was detained until the Supreme Court heard the Attorney‑General's Application. In determining the first interim detention order, Muir J also upheld the validity of s 8 of the Act[25].
[25]Attorney-General (Q) v Fardon [2003] QSC 200.
In the meantime, Fardon appealed to the Queensland Court of Appeal against the interim detention order of Muir J and his Honour's subsequent judgment as to the validity of s 8 of the Act. On 23 September 2003, the Court of Appeal (de Jersey CJ and Williams JA, McMurdo P dissenting) dismissed the appeal against the interim detention order and judgment of Muir J and also upheld the validity of the Act[26].
[26]Attorney-General (Q) v Fardon [2003] QCA 416.
In November 2003, on the Attorney-General's Application, White J in the Supreme Court ordered that Fardon be detained in custody for an indefinite term. The order was made under s 13 of the Act.
White J found[27] that it was established "to the requisite standard that [Fardon] is a serious danger to the community in that there is an unacceptable risk that he will commit a serious sexual offence if released from custody." Her Honour said that a major concern was[28]:
"the failure by [Fardon] to participate in or to participate to completion in a course or courses of therapy which address his 'inner world' and give him risk minimisation strategies whether related to his violent sexual offending or alcohol and drug relapse prevention."
Her Honour said[29] that Fardon "has, for the most part, chosen not to take some responsibility for his own rehabilitation and engage in appropriate treatment." The appellant then appealed to the Court of Appeal against the order of White J.
[27]Attorney-General (Q) v Fardon [2003] QSC 379 at [98].
[28]Fardon [2003] QSC 379 at [100].
[29]Fardon [2003] QSC 379 at [100].
This Court granted special leave to appeal against the dismissal by the Queensland Court of Appeal of the appeal against the interim detention order made under s 8 by Muir J and his Honour's judgment upholding the validity of s 8 of the Act. Acting under s 40 of the Judiciary Act 1903 (Cth), this Court also ordered that so much of the appeal pending in the Court of Appeal against the order of White J as raised the question of the validity of s 13 of the Act be removed into this Court. Both the appeal and the cause removed were heard together.
Kable v Director of Public Prosecutions (NSW)
The appellant contends that the Act is invalid because it confers a jurisdiction and powers on the Supreme Court of Queensland that is and are incompatible with the exercise by that Court of federal jurisdiction. He contends that the decision of this Court in Kable v Director of Public Prosecutions (NSW)[30] shows that this is so. In Kable, the Court held that the Community Protection Act 1994 (NSW) was incompatible with Ch III of the Constitution because it required the Supreme Court of New South Wales to order the continued imprisonment of a specified person on the expiration of his sentence for manslaughter. The majority Justices in that case held that, because State courts can be invested with federal jurisdiction, State legislation cannot confer jurisdiction or powers on State courts that compromises their integrity as courts exercising federal jurisdiction[31]. The majority held that the terms of the Community Protection Act were such that that Act compromised the integrity of the New South Wales Supreme Court and undermined the power conferred on the Federal Parliament by the Constitution to invest State courts with federal jurisdiction[32].
[30](1996) 189 CLR 51.
[31]Kable (1996) 189 CLR 51 at 96 per Toohey J, 103 per Gaudron J, 116-119 per McHugh J, 127-128 per Gummow J.
[32]Kable (1996) 189 CLR 51 at 98 per Toohey J, 106-108 per Gaudron J, 122, 124 per McHugh J, 134 per Gummow J.
However, the legislation that the Court declared invalid in Kable was extraordinary. Section 3(1) of that Act declared that the object of the Act was "to protect the community by providing for the preventive detention ... of Gregory Wayne Kable." Section 3(3) declared that it "authorises the making of a detention order against Gregory Wayne Kable and does not authorise the making of a detention order against any other person." It was thus ad hominem legislation that, although dressed up as a Supreme Court legal proceeding, had been enacted for the purpose of ensuring that Kable remained in prison when his sentence expired. Indeed, I thought that it made the Supreme Court[33]:
"the instrument of a legislative plan, initiated by the executive government, to imprison the appellant by a process that is far removed from the judicial process that is ordinarily invoked when a court is asked to imprison a person."
As Gaudron J pointed out[34]:
"The proceedings which the Act contemplates are not proceedings otherwise known to the law. And except to the extent that the Act attempts to dress them up as legal proceedings (for example, by referring to the applicant as 'the defendant', by specifying that the proceedings are civil proceedings and by suggesting that the rules of evidence apply), they do not in any way partake of the nature of legal proceedings. They do not involve the resolution of a dispute between contesting parties as to their respective legal rights and obligations. And as already indicated, the applicant is not to be put on trial for any offence against the criminal law. Instead, the proceedings are directed to the making of a guess – perhaps an educated guess, but a guess nonetheless – whether, on the balance of probabilities, the appellant will commit an offence of the kind specified in the definition of 'serious act of violence'. And, at least in some circumstances, the Act directs that that guess be made having regard to material which would not be admissible as evidence in legal proceedings." (footnotes omitted)
[33]Kable (1996) 189 CLR 51 at 122.
[34]Kable (1996) 189 CLR 51 at 106.
The relevant provisions of the Act for the purpose of this case are set out in Gummow J's reasons. The differences between the legislation considered in Kable and the Act are substantial. First, the latter Act is not directed at a particular person but at all persons who are serving a period of imprisonment for "a serious sexual offence"[35]. Second, when determining an application under the Act, the Supreme Court is exercising judicial power. It has to determine whether, on application by the Attorney-General, the Court is satisfied that "there is an unacceptable risk that the prisoner will commit a serious sexual offence" if the prisoner is released from custody[36]. That issue must be determined in accordance with the rules of evidence[37]. It is true that in form the Act does not require the Court to determine "an actual or potential controversy as to existing rights or obligations."[38] But that does not mean that the Court is not exercising judicial power. The exercise of judicial power often involves the making of orders upon determining that a particular fact or status exists. It does so, for example, in the cases of matrimonial causes, bankruptcy, probate and the winding up of companies. The powers exercised and orders made by the Court under this Act are of the same jurisprudential character as in those cases. The Court must first determine whether there is "an unacceptable risk that the prisoner will commit a serious sexual offence". That is a standard sufficiently precise to engage the exercise of State judicial power[39]. Indeed, it would seem sufficiently precise to constitute a "matter" that could be conferred on or invested in a court exercising federal jurisdiction[40]. Third, if the Court finds that the Attorney-General has satisfied that standard, the Court has a discretion as to whether it should make an order under the Act and, if so, what kind of order[41]. The Court is not required or expected to make an order for continued detention in custody. The Court has three discretionary choices open to it if it finds that the Attorney-General has satisfied the "unacceptable risk" standard. It may make a "continuing detention order"[42], a "supervision order"[43] or no order. Fourth, the Court must be satisfied of the "unacceptable risk" standard "to a high degree of probability"[44]. The Attorney‑General bears the onus of proof. Fifth, the Act is not designed to punish the prisoner. It is designed to protect the community against certain classes of convicted sexual offenders who have not been rehabilitated during their period of imprisonment. The objects of the Act expressed in s 3 are:
"(a)to provide for the continued detention in custody or supervised release of a particular class of prisoner to ensure adequate protection of the community; and
(b)to provide continuing control, care or treatment of a particular class of prisoner to facilitate their rehabilitation."
Sixth, nothing in the Act or the surrounding circumstances[45] suggests that the jurisdiction conferred is a disguised substitute for an ordinary legislative or executive function. Nor is there anything in the Act or those circumstances that might lead to the perception that the Supreme Court, in exercising its jurisdiction under the Act, is acting in conjunction with, and not independently of, the Queensland legislature or executive government.
[35]Sections 2, 5, 13.
[36]Section 13(2).
[37]Section 13(3).
[38]R v Trade Practices Tribunal; Ex parte Tasmanian Breweries Pty Ltd (1970) 123 CLR 361 at 375 per Kitto J.
[39]M v M (1988) 166 CLR 69 at 78.
[40]As to the need for issues to be defined with sufficient precision to involve an exercise of federal judicial power, see R v Spicer; Ex parte Waterside Workers' Federation of Australia (1957) 100 CLR 312 at 319 per Dixon CJ, Williams, Kitto and Taylor JJ.
[41]Section 13(5).
[42]Section 13(5)(a).
[43]Section 13(5)(b).
[44]Section 13(3)(b).
[45]See, eg, Queensland, Dangerous Prisoners (Sexual Offenders) Bill 2003 (Q) Explanatory Notes, (2003); Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484-2486 per Welford; Queensland, Dangerous Prisoners (Sexual Offenders) Bill 2003 (Q), Amendments in Committee, Explanatory Notes, (2003); Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 26 November 2003 at 5127 per Welford.
Does the Act compromise the institutional integrity of the Supreme Court of Queensland?
With great respect to those who hold the contrary view, nothing in the Act or the surrounding circumstances gives any ground for supposing that the jurisdiction conferred by the Act compromises the institutional integrity of the Supreme Court of Queensland. Nothing in the Act gives any ground for concluding that it impairs the institutional capacity of the Supreme Court to exercise federal jurisdiction that the Federal Parliament has invested or may invest in that Court. Nothing in the Act might lead a reasonable person to conclude that the Supreme Court of Queensland, when exercising federal jurisdiction, might not be an impartial tribunal free of governmental or legislative influence or might not be capable of administering invested federal jurisdiction according to law.
It is a serious constitutional mistake to think that either Kable or the Constitution assimilates State courts or their judges and officers with federal courts and their judges and officers. The Constitution provides for an integrated court system. But that does not mean that what federal courts cannot do, State courts cannot do. Australia is governed by a federal, not a unitary, system of government. As Knox CJ, Rich and Dixon JJ pointed out in Le Mesurier v Connor[46]:
"The Parliament may create Federal Courts, and over them and their organization it has ample power. But the Courts of a State are the judicial organs of another Government. They are created by State law; their existence depends upon State law; that law, primarily at least, determines the constitution of the Court itself, and the organization through which its powers and jurisdictions are exercised. When a Court has been erected, its jurisdiction, whether in respect of place, person or subject matter, may be enlarged or restricted. The extent of the jurisdiction of a State Court would naturally be determined by State Law".
[46](1929) 42 CLR 481 at 495-496.
Application of Ch III to the States
The doctrine of the separation of powers, derived from Chs I, II and III of the Constitution, does not apply as such in any of the States, including Queensland. Chapter III of the Constitution, which provides for the exercise of federal judicial power, invalidates State legislation that purports to invest jurisdiction and powers in State courts only in very limited circumstances. One circumstance is State legislation that attempts to alter or interfere with the working of the federal judicial system set up by Ch III[47]. Another is the circumstance dealt with in Kable: legislation that purports to confer jurisdiction on State courts but compromises the institutional integrity of State courts and affects their capacity to exercise federal jurisdiction invested under Ch III impartially and competently. Subject to that proviso, when the Federal Parliament invests State courts with federal jurisdiction, it must take them as it finds them.
[47]The Commonwealth v Queensland (1975) 134 CLR 298 at 314‑315 per Gibbs J, Barwick CJ, Stephen and Mason JJ agreeing.
Cases in this Court have often demonstrated that, subject to the Kable principle, the Parliament of the Commonwealth must take State courts as it finds them[48]. Thus, the structure of a State court may provide for certain matters to be determined by a person other than a judge – such as a master or registrar – who is not a component part of the court. If the Parliament of the Commonwealth invests that court with federal jurisdiction in respect of those matters, the investiture does not contravene Ch III of the Constitution, and that person may exercise the judicial power of the Commonwealth. Thus, in The Commonwealth v Hospital Contribution Fund[49], this Court held that, notwithstanding that a Master of the Supreme Court of New South Wales was not a component part of that Court, under the Supreme Court Act 1970 (NSW), orders made by the Master were orders of that Court in both State and federal jurisdiction. Gibbs CJ said[50]:
"He was the officer of the court by whom the jurisdiction and powers of the court in the matter in question were normally exercised, and an order made by him, if not set aside or varied by the court, would take effect as an order of the court. Although he was not a member of the court he was, in my respectful opinion, part of the organization through which the powers and jurisdiction of the court were exercised in matters of State jurisdiction, and through which they were to be exercised in matters of federal jurisdiction also, once the court was invested with federal jurisdiction."
[48]See, eg, Federated Sawmill, Timberyard and General Woodworkers' Employes' Association (Adelaide Branch) v Alexander (1912) 15 CLR 308 at 313 per Griffith CJ; Le Mesurier (1929) 42 CLR 481 at 496-498 per Knox CJ, Rich and Dixon JJ; Adams v Chas S Watson Pty Ltd (1938) 60 CLR 545 at 554-555 per Latham CJ; Peacock v Newtown Marrickville and General Co-operative Building Society No 4 Ltd (1943) 67 CLR 25 at 37 per Latham CJ; Kotsis v Kotsis (1970) 122 CLR 69 at 109 per Gibbs J; Russell v Russell (1976) 134 CLR 495 at 516-517 per Gibbs J, 530 per Stephen J, 535 per Mason J, 554 per Jacobs J; The Commonwealth v Hospital Contribution Fund (1982) 150 CLR 49 at 61 per Mason J.
[49](1982) 150 CLR 49.
[50]Hospital Contribution Fund (1982) 150 CLR 49 at 59.
Furthermore, when investing a State court with federal jurisdiction, the Federal Parliament cannot alter the structure of the court by making an officer of the Commonwealth a functionary of the court and empowering the officer to administer part of its jurisdiction[51]. Nor can it invest State courts with federal jurisdiction and, contrary to the open justice rule, require those courts to conduct proceedings in closed court[52]. Nor can the Parliament require a State court invested with federal jurisdiction to have trial by jury when the court is so organised under State law that it does not use that form of trial when exercising State jurisdiction[53]. For example, Magistrates' Courts in this country do not provide for trial by jury. If the Parliament, acting under s 77(iii) of the Constitution, enacted a law purporting to invest a Magistrates' Court of a State with jurisdiction to hear indictable offences and the law, expressly or impliedly, sought to require trial by jury in the Magistrates' Court, the law would be invalid because a law that invests a State court with federal jurisdiction must take the court as it finds it. In any event, s 80 of the Constitution, which requires trial by jury for federal indictable offences, would operate to invalidate the law.
[51]Le Mesurier (1929) 42 CLR 481 at 496-497 per Knox CJ, Rich and Dixon JJ.
[52]Russell (1976) 134 CLR 495 at 506 per Barwick CJ, 520 per Gibbs J, 532 per Stephen J.
[53]Brown v The Queen (1986) 160 CLR 171 at 199 per Brennan J.
Moreover, as Gaudron J pointed out in Kable[54]:
"[T]here is nothing to prevent the Parliaments of the States from conferring powers on their courts which are wholly non-judicial, so long as they are not repugnant to or inconsistent with the exercise by those courts of the judicial power of the Commonwealth."
Nor is there anything in the Constitution that would preclude the States from legislating so as to empower non-judicial tribunals to determine issues of criminal guilt or to sentence offenders for breaches of the law. The Queensland Parliament has power to make laws for "the peace welfare and good government" of that State[55]. That power is preserved by s 107 of the Commonwealth Constitution. Those words give the Queensland Parliament a power as plenary as that of the Imperial Parliament[56]. They would authorise the Queensland Parliament, if it wished, to abolish criminal juries and require breaches of the criminal law to be determined by non-judicial tribunals. The content of a State's legal system and the structure, organisation and jurisdiction of its courts are matters for each State. If a State legislates for a tribunal of accountants to hear and determine "white collar" crimes or for a tribunal of psychiatrists to hear and determine cases involving mental health issues, nothing in Ch III of the Constitution prevents the State from doing so. Likewise, nothing in Ch III prevents a State, if it wishes, from implementing an inquisitorial, rather than an adversarial, system of justice for State courts. The powers conferred on the Queensland Parliament by s 2 of the Constitution Act 1867 (Q) are, of course, preserved subject to the Commonwealth Constitution. However, no process of legal or logical reasoning leads to the conclusion that, because the Federal Parliament may invest State courts with federal jurisdiction, the States cannot legislate for the determination of issues of criminal guilt or sentencing by non-judicial tribunals.
[54](1996) 189 CLR 51 at 106.
[55]Constitution Act 1867 (Q), s 2.
[56]Union Steamship Co of Australia Pty Ltd v King (1988) 166 CLR 1 at 10.
The bare fact that particular State legislation invests a State court with powers that are or jurisdiction that is repugnant to the traditional judicial process will seldom, if ever, compromise the institutional integrity of that court to the extent that it affects that court's capacity to exercise federal jurisdiction impartially and according to federal law. State legislation may alter the burden of proof and the rules of evidence and procedure in civil and criminal courts in ways that are repugnant to the traditional judicial process without compromising the institutional integrity of the courts that must administer that legislation. State legislation may require State courts to exercise powers and take away substantive rights on grounds that judges think are foolish, unwise or even patently unjust. Nevertheless, it does not follow that, because State legislation requires State courts to make orders that could not be countenanced in a society with a Bill of Rights, the institutional integrity of those courts is compromised.
The pejorative phrase – "repugnant to the judicial process" – is not the constitutional criterion. In this area of constitutional discourse, it is best avoided, for it invites error. That which judges regard as repugnant to the judicial process may be no more than a reflection of their personal dislike of legislation that they think unjustifiably affects long recognised rights, freedoms and judicial procedures. State legislation that requires State courts to act in ways inconsistent with the traditional judicial process will be invalid only when it leads to the conclusion that reasonable persons might think that the legislation compromises the capacity of State courts to administer invested federal jurisdiction impartially according to federal law. That conclusion is likely to be reached only when other provisions of the legislation or the surrounding circumstances as well as the departure from the traditional judicial process indicate that the State court might not be an impartial tribunal that is independent of the legislative and the executive arms of government.
Conclusions
In my opinion, Kable does not govern this case. Kable is a decision of very limited application. That is not surprising. One would not expect the States to legislate, whether by accident or design, in a manner that would compromise the institutional integrity of their courts. Kable was the result of legislation that was almost unique in the history of Australia. More importantly, however, the background to and provisions of the Community Protection Act pointed to a legislative scheme enacted solely for the purpose of ensuring that Mr Kable, alone of all people in New South Wales, would be kept in prison after his term of imprisonment had expired. The terms, background and parliamentary history of the legislation gave rise to the perception that the Supreme Court of that State might be acting in conjunction with the New South Wales Parliament and the executive government to keep Mr Kable in prison. The combination of circumstances which gave rise to the perception in Kable is unlikely to be repeated. The Kable principle, if required to be applied in future, is more likely to be applied in respect of the terms, conditions and manner of appointment of State judges or in circumstances where State judges are used to carry out non-judicial functions, rather than in the context of Kable-type legislation.
In this case, it is impossible to conclude that the Queensland Parliament or the executive government of that State might be working in conjunction with the Supreme Court to continue the imprisonment of the appellant. Nor is it possible to conclude that the Act gives rise to a perception that the Supreme Court of Queensland might not render invested federal jurisdiction impartially in accordance with federal law. The Act is not directed to a particular person but to a class of persons that the Parliament might reasonably think is a danger to the community[57]. Far from the Act giving rise to a perception that the Supreme Court of Queensland is acting in conjunction with the Queensland Parliament or the executive government, it shows the opposite. It requires the Court to adjudicate on the claim by the Executive that a prisoner is "a serious danger to the community" in accordance with the rules of evidence and "to a high degree of probability". Even if the Court is satisfied that there is an unacceptable risk that the prisoner will commit a serious sexual offence if released from custody, the Court is not required to order the prisoner's continued detention or supervised release. Furthermore, the Court must give detailed reasons for its order[58], reasons that are inevitably subject to public scrutiny. It is impossible to hold, therefore, that the Queensland Parliament and the executive government intend that the appellant's imprisonment should continue and that they have simply used the Act "to cloak their work in the neutral colors of judicial action."[59] On the contrary, the irresistible conclusion is that the Queensland Parliament has invested the Supreme Court of Queensland with this jurisdiction because that Court, rather than the Parliament, the executive government or a tribunal such as a Parole Board or a panel of psychiatrists, is the institution best fitted to exercise the jurisdiction.
[57]See, eg, Queensland, Dangerous Prisoners (Sexual Offenders) Bill 2003 (Q) Explanatory Notes, (2003) at 1; Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484 per Welford; Queensland, Dangerous Prisoners (Sexual Offenders) Bill 2003 (Q), Amendments in Committee, Explanatory Notes, (2003) at 1.
[58]Section 17.
[59]Mistretta v United States 488 US 361 at 407 (1989).
Orders
I agree with the orders proposed by Gummow J.
GUMMOW J. On 30 June 1989, after a trial in the Supreme Court of Queensland at Townsville before Kneipp J and a jury, the appellant was convicted of rape, sodomy and assault. He was sentenced to 14 years imprisonment.
Thereafter, the Penalties and Sentences Act 1992 (Q) ("the Sentences Act") was enacted. Part 10 (ss 162-179) is headed "INDEFINITE SENTENCES". Section 163(1) states:
"A court may, instead of imposing a fixed term of imprisonment, impose an indefinite sentence on an offender convicted of a violent offence on –
(a)its own initiative; or
(b)an application made by counsel for the prosecution."
A "violent offence" must be one attracting a penalty of imprisonment for life (s 162). An application may be made only with the consent of the Attorney-General (s 165). An order is subject to periodic review by a court (s 171), but continues until a court orders that the indefinite term of imprisonment is discharged (s 162). As s 163(1) indicates, this system applies only as part of the trial process and thus had no application to the pre‑1992 conviction of the appellant.
The sentence imposed upon the appellant in 1989 was due to expire on or about 30 June 2003. Shortly before that date, that is to say, on 6 June 2003, the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") came into force. It is the validity of the central provision of the Act, s 13, which is now challenged in this Court.
The structure of the Act
In the Second Reading Speech on the Bill for the Act, the respondent, the Attorney-General of Queensland, said[60]:
"[T]he law has never regarded detention as legitimately authorised only for the purpose of punishment for proven criminal offending. Even the sentencing process contemplates the factors of rehabilitation and protection of the public be considered in deciding whether to impose a custodial sentence."
Both propositions may be accepted but they do not necessarily provide answers to the challenge to validity of the legislation.
[60]Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484.
Section 3 of the Act states:
"The objects of this Act are –
(a)to provide for the continued detention in custody or supervised release of a particular class of prisoner to ensure adequate protection of the community; and
(b)to provide continuing control, care or treatment of a particular class of prisoner to facilitate their rehabilitation."
The Act empowers the Trial Division of the Supreme Court, upon application pursuant to s 5 by the Attorney-General, to make certain orders in relation to a "prisoner". For this purpose, the term "prisoner" is defined in s 5(6) as follows:
"'prisoner' means a prisoner detained in custody who is serving a period of imprisonment for a serious sexual offence, or serving a period of imprisonment that includes a term of imprisonment for a serious sexual offence, whether the person was sentenced to the term or period of imprisonment before or after the commencement of this section." (emphasis added)
The phrase "serious sexual offence" is defined in the Schedule to the Act as meaning:
"an offence of a sexual nature, whether committed in Queensland or outside Queensland –
(a) involving violence; or
(b) against children".
The offences of which the appellant had been convicted on 30 June 1989 answered the description in par (a). Accordingly, at the time the Act commenced, the appellant was one who was then serving a period of imprisonment for a serious sexual offence within the meaning of the legislation.
After what is identified in s 8 as a preliminary hearing, the Supreme Court may make an "interim detention order" (s 8(2)) pending the hearing of an application for an order under s 13. If the interim detention order requires the detention of the prisoner in custody after the end of the prisoner's period of imprisonment, that person "remains a prisoner, including for all purposes in relation to an application under this Act" (s 8(3)).
The litigation
Consecutive interim detention orders under s 8 were made in the Supreme Court in respect of the appellant by Muir J on 27 June 2003 (two days before he otherwise would have ceased to be a prisoner), by Philippides J on 31 July 2003, and by Atkinson J on 2 October 2003. In the meantime, on 23 September 2003, the Court of Appeal (de Jersey CJ and Williams JA; McMurdo P dissenting)[61] had dismissed an appeal against the order made by Muir J on 27 June 2003 and the judgment of Muir J delivered on 9 July 2003 in which the validity of s 8 of the Act had been upheld. The suggested grounds of invalidity of s 8 resembled those upon which s 13 is now attacked.
[61]A-G (Qld) v Fardon [2003] QCA 416.
Section 13 of the Act provides for the making of two species of order: a "supervision order" involving release from custody subject to appropriate conditions; and a "continuing detention order" (s 13(5)). In each case, the "paramount consideration" for the Supreme Court is "the need to ensure adequate protection of the community" s 13(6)).
The respondent's application under s 13 for a "continuing detention order" was heard by White J on 27‑30 October 2003. On 6 November 2003, her Honour, after delivery of detailed reasons, made an order as follows[62]:
"Robert John Fardon be detained in custody for an indefinite term for control, care and treatment."
[62]Attorney-General (Qld) v Fardon [2003] QSC 379.
An appeal to the Court of Appeal against the order made by White J was instituted and, by order of this Court made on 18 December 2003 under s 40 of the Judiciary Act 1903 (Cth), there was removed into this Court so much of the cause pending in the Court of Appeal as raises the question of the validity of s 13 of the Act. This Court had earlier granted special leave to appeal against the dismissal by the Court of Appeal of the appeal against the interim order under s 8 made by Muir J on 27 June 2003 and his later judgment upholding the validity of s 8 of the Act. Both the removed cause and the appeal have been heard in this Court together, but submissions have concentrated upon the removed matter and the outcome of the challenge made there to the validity of s 13 will determine the outcome of the appeal respecting s 8.
Continuing detention orders
Section 14 states the effect of a continuing detention order in these terms:
"(1) A continuing detention order has effect in accordance with its terms –
(a)on the order being made or at the end of the prisoner's period of imprisonment, whichever is the later; and
(b) until rescinded by the court's order.
(2) A person subject to a continuing detention order remains a prisoner."
In this setting, "prisoner" is defined in the Schedule as meaning "a prisoner within the meaning of the Corrective Services Act 2000 [(Q)]" ("the Corrective Act").
Further, s 50 of the Act provides:
"An order of the court or the Court of Appeal under this Act that a prisoner be detained in custody for the period stated in the order is taken to be a warrant committing the prisoner into custody for [the Corrective Act]."
A continuing detention order may be made only if s 13 applies. That section applies only if, on the hearing of the Attorney-General's application, "the court is satisfied [that] the prisoner is a serious danger to the community" in the absence of an order thereunder (s 13(1)). For there to be such a danger, there must be (s 13(2)):
"an unacceptable risk that the prisoner will commit a serious sexual offence –
(a)if the prisoner is released from custody; or
(b)if the prisoner is released from custody without a supervision order being made".
For guidance as to the content of the phrase "unacceptable risk", the Queensland Solicitor-General, who in this Court appeared for the Attorney-General, referred to the following passage in the joint judgment of the Court in the family law case of M v M[63]:
"Efforts to define with greater precision the magnitude of the risk which will justify a court in denying a parent access to a child have resulted in a variety of formulations. The degree of risk has been described as a 'risk of serious harm'[64], 'an element of risk' or 'an appreciable risk'[65], 'a real possibility'[66], a 'real risk'[67], and an 'unacceptable risk'[68]. This imposing array indicates that the courts are striving for a greater degree of definition than the subject is capable of yielding. In devising these tests the courts have endeavoured, in their efforts to protect the child's paramount interests, to achieve a balance between the risk of detriment to the child from sexual abuse and the possibility of benefit to the child from parental access. To achieve a proper balance, the test is best expressed by saying that a court will not grant custody or access to a parent if that custody or access would expose the child to an unacceptable risk of sexual abuse."
[63](1988) 166 CLR 69 at 78.
[64]A v A [1976] VR 298 at 300.
[65]Marriage of M (1986) 11 Fam LR 765 at 771.
[66]B v B (Access) [1986] FLC ¶91‑758 at 75,545.
[67]Leveque v Leveque (1983) 54 BCLR 164 at 167.
[68]In re G (A minor) [1987] 1 WLR 1461 at 1469.
The appellant's case
The appellant complains that (i) by the order of White J under s 13 of the Act, his detention has been extended beyond the limit of the period of the sentence imposed after his conviction, and (ii) this result has been obtained by reason not of his past conduct but by a finding under a law made after the commencement of his sentence that there is an unacceptable risk that he will offend again by committing a serious sexual offence were he released from custody.
To some degree, the gravamen of this complaint reflects what was written by Professor Norval Morris more than 50 years ago. He wrote[69]:
"The main point made by those resisting the introduction of the indeterminate sentence is that only by adhering to the conception of nulla poena sine lege[[70]] in its application to punishment can any defence against official abuse be guaranteed to the individual; and to support this they point to the development in criminology under totalitarian régimes where 'scientific criminology' was perverted to political ends. In the absence of legal control of punishments they fear administrative arbitrariness. Thus Jerome Hall contends that 'the insight of the common lawyer on these vital issues reflects the informed knowledge of Western civilization. In the choice of alternatives, he knows the value of legal control of official conduct, especially when the personal rights of weak individuals are at stake.'[71]"
Professor Morris went on to refer to the statement made in 1945 by Sir Leon Radzinowicz[72]:
"Unless indeterminate sentences are awarded with great care, there is a grave risk that this measure, designed to ensure the better protection of society, may become an instrument of social aggression and weaken the basic principle of individual liberty."
[69]In the Introduction to a number of the McGill Law Journal devoted exclusively to the question of habitual criminal and preventive detention, (1967) 13 McGill Law Journal 534 at 552, reprinted from his earlier work, The Habitual Criminal, (1951).
[70]In an earlier and fuller form, the maxim is "there can be no capital punishment destructive either to the individual or his property, which is not established by law before the fact" (Nulla poena capitis nulla quae hominem remve ejus destruat esse potest nisi legibus praefinita), Lofft, Reports of Cases adjudged in the Court of King's Bench, (1790) Appendix, 16, maxim 466.
[71]General Principles of Criminal Law, (1947) at 53.
[72]In his article, "The Persistent Offender", in Radzinowicz and Turner (eds), The Modern Approach to Criminal Law, (1945), 162 at 167.
Legislative schemes for preventative detention have emphasised the predictive, not merely the diagnostic, aspects of psychiatry. The distinction was drawn by Michel Foucault in lectures at the Collège de France given in 1974-1975. Speaking of changes to French law made as long ago as 1838, he contrasted the identification of a condition which disqualified a person from the exercise of his fundamental rights and the binding administrative force given to conclusions concerning "the possibility of disturbance, disorder and danger"[73].
[73]Foucault, Abnormal, (2003) at 141.
In those countries of Europe where a remedy in the nature of a writ of habeas corpus is not an essential element in the legal systems they inherit, the fear of "administrative arbitrariness" to which Professor Morris referred, is reflected in Art 5(4) of the Convention for the Protection of Human Rights and Fundamental Freedoms[74] ("the Convention"). This is now found in a Schedule to the Human Rights Act 1998 (UK). Article 5(4) states:
"Everyone who is deprived of his liberty by arrest or detention shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful."
[74]Agreed by the Council of Europe at Rome on 4 November 1950.
The Strasbourg jurisprudence construing Art 5(4) was considered by the House of Lords in R (Giles) v Parole Board[75]. Their Lordships saw the drawing in it of a distinction between a deprivation of liberty for an indeterminate term by a court order and by administrative decision[76]. The House of Lords held that a sentence which was imposed by an English court for a longer period than would be commensurate with the seriousness of the offences for which there had been convictions, in order to protect the public from serious harm from the offender, and which was thereafter the subject of review by a judicial body – the Parole Board – did not attract the operation of Art 5(4). In particular, there was no conferral upon the executive of a power of determination of when the public interest permitted the release of the prisoner.
[75][2004] 1 AC 1 at 25‑34 per Lord Hope of Craighead, 38‑45 per Lord Hutton; Lord Bingham of Cornhill, Lord Steyn, Lord Scott of Foscote agreeing at 20, 21, 45.
[76][2004] 1 AC 1 at 25 per Lord Hope of Craighead; Lord Bingham of Cornhill, Lord Steyn and Lord Scott of Foscote agreeing at 20, 21, 45.
The Queensland Solicitor-General correctly emphasised that the system established by the Act does not display that vice perceived by Art 5(4) of the Convention, namely the intrusion of administrative or executive power into what should be the role of the courts in determining the lawfulness of detention. The immediate issue for this Court that is presented by the appellant's grievance is of a different order. It concerns the recruitment by the Act of the Supreme Court of Queensland to exercise powers and functions which are said to be repugnant to a particular character of that State court given it by the Constitution. Precisely, the issue is whether s 13 of the Act confers a jurisdiction upon the Supreme Court which is repugnant to, or incompatible with, its character under the Constitution of a State court available for investment with federal jurisdiction by federal law made under s 77(iii).
The appellant contends that the Act displays the same or like characteristics to those of the Community Protection Act 1994 (NSW) ("the NSW Act") which was held invalid in Kable v Director of Public Prosecutions (NSW)[77]. On the other hand, the Solicitor-General submitted that the Act was drawn with an eye to learning from the fate of the earlier New South Wales legislation and that the Act mandates procedures which do not involve the Supreme Court in the exercise of jurisdiction repugnant to, or incompatible with, its character of a State court invested with federal jurisdiction.
[77](1996) 189 CLR 51.
Chapter III of the Constitution
The submissions for the Attorney-General of the Commonwealth, who intervened in this Court, took a different tack and should be considered first. The contention here is that s 13 of the Act, the object of the primary challenge by the appellant, does not fall beyond the limit established by Kable because the Parliament of the Commonwealth itself could validly confer on a Ch III court the functions contained in s 13. This is said to be so even though the detention which the Act provides is preventative, not punitive, in nature.
The Commonwealth's submissions are to be rejected. Several steps are involved in reaching that conclusion. The first is by way of disclaimer. It may be accepted that, consistently with Ch III and with what was said by this Court in Veen v The Queen [No 2][78], the objectives of the sentencing process include the various and overlapping purposes of "protection of society, deterrence of the offender and of others who might be tempted to offend, retribution and reform". It may be observed that in Queensland these matters are reflected in the terms of s 9(1) of the Sentences Act. This states:
"The only purposes for which sentences may be imposed on an offender are –
(a)to punish the offender to an extent or in a way that is just in all the circumstances; or
(b)to provide conditions in the court's order that the court considers will help the offender to be rehabilitated; or
(c)to deter the offender or other persons from committing the same or a similar offence; or
(d)to make it clear that the community, acting through the court, denounces the sort of conduct in which the offender was involved; or
(e)to protect the Queensland community from the offender; ...".
[78](1988) 164 CLR 465 at 476; cf Crimes Act 1914 (Cth), Pt IB.
Further, for the purposes of argument, it may be accepted that a propensity to commit serious offences in the future and the consequential need for protection of the public may, consistently with Ch III, support the imposition at trial of a sentence which fosters that protection by a measure of preventative detention of the offender.
That appears, in the different constitutional setting in Canada, to be the outcome of the decision of the Supreme Court in R v Lyons[79]. The Supreme Court upheld the validity of Pt XXI of the Canadian Criminal Code (headed "PREVENTIVE DETENTION")[80]; this provided that where a person had been adjudged guilty of a "serious personal injury offence", the court, on application, might find the offender to be a dangerous offender and thereupon impose a sentence of indeterminate detention in place of any other sentence that might have been imposed. However, La Forest J emphasised[81] that this punishment "flows from the actual commission of a specific crime, the requisite elements of which have been proved to exist beyond a reasonable doubt". Particular issues in Lyons turned upon the consideration that Pt XXI also applied where there had been acceptance of a guilty plea.
[79][1987] 2 SCR 309.
[80]RSC 1970, c C‑34.
[81][1987] 2 SCR 309 at 328.
An analogy is provided by the consideration in this Court of the legislation of Western Australia. In McGarry v The Queen, it was observed in the joint judgment of the Court[82]:
"The Criminal Code (WA) makes separate provision for appeals to the Court of Criminal Appeal against an order for indefinite imprisonment (s 688(1a)(a)) and against any other sentence (s 688(1a)(b)). The former lies as of right; the latter lies only with the leave of the Court of Criminal Appeal. That might be thought to suggest that two appellate processes had been engaged in the present case – one concerning the order for indefinite imprisonment and the other concerning the nominal sentence. Even if that were so, it should not obscure the fact that the decision to make an order for indefinite imprisonment, and the decision fixing the nominal sentence, form part of a single sentencing decision."
Their Honours continued[83]:
"It follows that if an appellate court concludes that the sentencing judge's discretion miscarried in fixing the nominal term of imprisonment, the whole of the sentence imposed by the sentencing judge, including the order for indefinite imprisonment, should be set aside and the appellate court would then be obliged itself to re‑sentence the offender."
[82](2001) 207 CLR 121 at 126 [8].
[83](2001) 207 CLR 121 at 126 [9].
The continuing detention orders for which s 13 of the Act provides are not of the character identified in Lyons and McGarry. It is true that the prisoner must still be under sentence when the Attorney-General moves under s 5 for an order and that the effect of the continuing detention order made by White J is the same as if the appellant had been, by warrant, committed into custody in the sense spoken of in the Corrective Act (s 50). Nevertheless, that detention of the appellant does not draw its authority from what was done in the sentencing of the appellant by Kneipp J in 1989. The Solicitor-General, in oral submissions, correctly accepted that the Act took as the factum for its application the status or condition of the appellant as a "prisoner" within the meaning of s 5(6); but, the Solicitor-General emphasised, the legislature might have adopted some other relevant factum.
It will be necessary to return to that latter submission. However, one point should be made now. It is accepted that the common law value expressed by the term "double jeopardy" applies not only to determination of guilt or innocence, but also to the quantification of punishment[84]. However, the making of a continuing detention order with effect after expiry of the term for which the appellant was sentenced in 1989 did not punish him twice, or increase his punishment for the offences of which he had been convicted. The Act operated by reference to the appellant's status deriving from that conviction, but then set up its own normative structure. It did not implicate the common law principle in the same way as, for example, the conferral by statute of a right in the prosecution to appeal against sentence.
[84]Rohde v Director of Public Prosecutions (1986) 161 CLR 119 at 128‑129; Pearce v The Queen (1998) 194 CLR 610 at 628 [64]; cf Pfaffenroth, "The Need for Coherence: States' Civil Commitment of Sex Offenders in the Wake of Kansas v Crane", (2003) 55 Stanford Law Review 2229 at 2254‑2255.
Upon the hypothesis propounded by the Commonwealth, the significant result of the foregoing is that a person may be held in detention in a corrective facility, to use the modern euphemism, by order of a court exercising federal jurisdiction and by reason of a finding of criminal propensity rather than an adjudication of criminal guilt[85]. That invites attention to two related propositions.
[85]cf R v Lyons [1987] 2 SCR 309 at 328.
The first is that expressed as follows by Gaudron J in Re Nolan; Ex parte Young[86]:
"[I]t is beyond dispute that the power to determine whether a person has engaged in conduct which is forbidden by law and, if so, to make a binding and enforceable declaration as to the consequences which the law imposes by reason of that conduct lies at the heart of exclusive judicial power."
The making by the Supreme Court of a continuing detention order under s 13 is conditioned upon a finding, not that the person has engaged in conduct which is forbidden by law, but that there is an unacceptable risk that the person will commit a serious sexual offence.
[86](1991) 172 CLR 460 at 497. See also the remarks of Deane J in Re Tracey; Ex parte Ryan (1989) 166 CLR 518 at 580.
That directs attention to the second proposition and to what was said by Brennan, Deane and Dawson JJ in Chu Kheng Lim v Minister for Immigration[87]. That litigation directly concerned the detention of aliens with no title to enter or remain in Australia, not the situation of citizens such as the appellant. However, their Honours earlier in their judgment had said that, putting aside the cases of detention on grounds of mental illness, infectious disease and the qualifications required by other "exceptional cases", there was a constitutional principle derived from Ch III that[88]:
"the involuntary detention of a citizen in custody by the State is penal or punitive in character and, under our system of government, exists only as an incident of the exclusively judicial function of adjudging and punishing criminal guilt".
That passage was applied as a step in the reasoning in Kable of Toohey J[89] and Gummow J[90], and is reflected in that of Gaudron J[91] and McHugh J[92].
[87](1992) 176 CLR 1 at 27‑28.
[88](1992) 176 CLR 1 at 27.
[89](1996) 189 CLR 51 at 97‑98.
[90](1996) 189 CLR 51 at 131‑132.
[91](1996) 189 CLR 51 at 106‑107.
[92](1996) 189 CLR 51 at 121‑122.
It must be said that the expression of a constitutional principle in this form has certain indeterminacies. The first is the identification of the beneficiary of the principle as "a citizen". That may readily be understood given the context in Lim of the detention of aliens with no title to enter or remain in Australia and their liability to deportation processes. But in other respects aliens are not outlaws[93]; many will have a statutory right or title to remain in Australia for a determinate or indeterminate period and at least for that period they have the protection afforded by the Constitution and the laws of Australia. There is no reason why the constitutional principle stated above should not apply to them outside the particular area of immigration detention with which Lim was concerned. Subsequent references in these reasons to "a citizen" should be read in this extended sense.
[93]R v Home Secretary, Ex parte Khawaja [1984] AC 74 at 111‑112; Cunliffe v The Commonwealth (1994) 182 CLR 272 at 298‑299, 327‑328, 335‑336; Behrooz v Secretary, Department of Immigration and Multicultural and Indigenous Affairs (2004) 78 ALJR 1056 at 1066 [51]-[53]; 208 ALR 271 at 283‑284. See also the Opinion of the Supreme Court of the United States in Rasul v Bush 72 USLW 4596 at 4600‑4601 (2004).
Another indeterminacy concerns the phrase "criminal guilt". In Chief Executive Officer of Customs v Labrador Liquor Wholesale Pty Ltd, Hayne J, after referring to the unstable nature of a dichotomy between civil and criminal proceedings, went on[94]:
"It seeks to divide the litigious world into only two parts when, in truth, that world is more complex and varied than such a classification acknowledges. There are proceedings with both civil and criminal characteristics: for example, proceedings for a civil penalty under companies[95] and trade practices[96] legislation. The purposes of those proceedings include purposes of deterrence, and the consequences can be large and punishing."
However, what is involved here is the loss of liberty of the individual by reason of adjudication of a breach of the law. In such a situation, as Kirby J remarked in Labrador[97], that loss of liberty is "ordinarily one of the hallmarks reserved to criminal proceedings conducted in the courts, with the protections and assurances that criminal proceedings provide".
[94](2003) 77 ALJR 1629 at 1649 [114]; 201 ALR 1 at 28‑29. See also at 1634 [29]; 7 of ALR; and see further Rich v Australian Securities and Investments Commission [2004] HCA 42.
[95]Corporations Act 2001 (Cth), Pt 9.4B (ss 1317DA‑1317S).
[96]Trade Practices Act 1974 (Cth), s 77.
[97](2003) 77 ALJR 1629 at 1638 [56]; 201 ALR 1 at 13; cf Kansas v Hendricks 521 US 346 at 361‑363, 379‑381 (1997).
In the present case there was no attempt to observe this important constitutional distinction. On the contrary, the "continued detention" is wholly integrated with, and expressly continues, the imprisonment of the prisoner. The appellant remains a prisoner in the same custodial institution. The need to treat any continuing civil commitment differently is not purely symbolic, although in matters of liberty, symbols matter. Instead, it is essential to avoid a procedure repugnant to the solemn function performed by courts in the imposition of criminal punishment by sentences of imprisonment. In Australia, such punishment is reserved to courts in respect of the crimes that prisoners are proved to have committed. It is not available for crimes that are feared, anticipated or predicted to occur in the future on evidence that is notoriously unreliable and otherwise would be inadmissible and by people who do not have the gift of prophesy.
The appeal should be allowed. The judgment of the Court of Appeal of the Supreme Court of Queensland should be set aside. In lieu thereof, it should be ordered that the judgment of the primary judge be set aside. In its place it should be declared that the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is invalid. The appellant should be released from detention.
In the cause removed to this Court pursuant to the Judiciary Act 1903 (Cth), it should be ordered that the cause be returned to the Court of Appeal of the Supreme Court of Queensland to be determined consistently with the declaration that the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) is invalid.
HAYNE J. I agree that in the cause, part of which has been removed into this Court, there should be a declaration that s 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") is not beyond the legislative power of the State of Queensland and that the cause otherwise should be remitted to the Queensland Court of Appeal for hearing and determination of the remaining issues in the appeal to that Court. The appeal to this Court concerning the interim order made by Muir J on 27 June 2003 and his judgment upholding the validity of the Act should be dismissed.
Subject to one exception, I agree in the reasons of Gummow J. The exception is that I would reserve my opinion about whether federal legislation along the lines of the Act would be invalid. As Gummow J points out, no sharp line can be drawn between criminal and civil proceedings or between detention that is punitive and detention that is not. And once it is accepted, as it has been in Australia, that protection of the community from the consequences of an offender's re‑offending is a legitimate purpose of sentencing[277], the line between preventative detention of those who have committed crimes in the past (for fear of what they may do in the future) and punishment of those persons for what they have done becomes increasingly difficult to discern. So too, when the propensity to commit crimes (past or future) is explained by reference to constructs like "anti‑social personality disorder" and it is suggested that the disorder, or the offender's behaviour, can be treated, the line between commitment for psychiatric illness and preventative detention is difficult to discern. Indeed, the premise for the decisions of the Supreme Court of the United States upholding State civil commitment statutes[278] is that the statutes do not differ in substance or effect from a legislative regime providing for the confinement of some who suffer psychiatric illness.
[277]Veen v The Queen [No 2] (1988) 164 CLR 465.
[278]Addington v Texas 441 US 418 (1979); Jones v United States 463 US 354 (1983); Kansas v Hendricks 521 US 346 (1997); Kansas v Crane 534 US 407 (2002).
I acknowledge the evident force in the proposition that to confine a person for what he or she might do, rather than what he or she has done, is at odds with identifying the central constitutional conception of detention as a consequence of judicial determination of engagement in past conduct. Nonetheless, I would reserve for further consideration, in a case where it necessarily falls for decision, whether legislation requiring a federal court to determine whether a person previously found guilty of an offence should be detained beyond the expiration of the sentence imposed, on the ground that the prisoner will or may offend again, would purport to confer a non‑judicial function on that court. Because the distinctions referred to above are so uncertain much may turn on the particular terms and operation of the legislation in question.
Subject to that, I agree that, for the reasons given by Gummow J, first, that the principle for which Kable v Director of Public Prosecutions (NSW)[279] stands requires for its application that the Act in question be repugnant to, or incompatible with, that institutional integrity which the exercise of federal jurisdiction conferred upon the Supreme Court of Queensland requires and, secondly, that the Act is not of that kind.
[279](1996) 189 CLR 51.
CALLINAN AND HEYDON JJ.
The issue
The question raised by this appeal is whether ss 8 and 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Q) ("the Act") infringe Ch III of the Commonwealth Constitution by vesting in the Supreme Court of Queensland functions that are incompatible with the exercise by that Court of the judicial power of the Commonwealth contrary to the principles expounded by this Court in Kable v Director of Public Prosecutions (NSW)[280].
[280](1996) 189 CLR 51.
Facts and previous proceedings
On 30 June 1989 the appellant was convicted of rape, sodomy and assault occasioning bodily harm. He was sentenced to a term of imprisonment of 14 years expiring on or about 30 June 2003.
The Act commenced operation on 6 June 2003.
On 17 June 2003, the respondent filed an application in the Supreme Court of Queensland under s 5 of the Act for an order that the appellant be detained for an indefinite period pursuant to s 13 of the Act. On 27 June 2003, the Supreme Court (Muir J) made orders pursuant to s 8(2)(b) of the Act for the interim detention of the appellant, pending a psychiatric assessment. The appellant challenged the Act on the basis that its provisions were incompatible with Ch III of the Constitution.
On 9 July 2003, Muir J rejected the constitutional challenge to s 8 of the Act[281]. The appellant had argued that s 8 of the Act, by conferring on the Supreme Court the power to make an interim preventative detention order, infringed Ch III of the Constitution by vesting in the Supreme Court functions incompatible with the Court's function as a repository of judicial power of the Commonwealth: that the Act was relevantly the same in substance and effect as the legislation which this Court struck down in Kable. His Honour was of the opinion however that Kable was distinguishable: contrary to the appellant's argument, there were "substantial differences" between the provisions of the Act and the legislation in Kable. His Honour said this[282]:
"In particular, the Act, unlike the Kable legislation, is not directed towards securing the continued detention of one person. The Act has general application, rules of evidence apply, the Attorney-General has the onus of proof 'to a high degree of probability' in respect of orders made under s 13 and the court has a discretion as to whether to make one of the orders specified in s 13(5) or no order at all. All continuing detention or supervision orders must be accompanied by detailed reasons and are subject to rights of appeal."
[281]A-G (Q) v Fardon [2003] QSC 200.
[282]A-G (Q) v Fardon [2003] QSC 200 at [78].
On 23 September 2003, the Court of Appeal (de Jersey CJ and Williams JA, McMurdo P dissenting) affirmed the decision of Muir J. The majority found that the Act conferred genuine discretionary power on the Supreme Court and infringed no principle for which Kable stands[283].
[283]A-G (Qld) v Fardon [2003] QCA 416.
Between 27 and 30 October 2003, the Court (White J) heard the respondent's application for an order that the appellant be detained in prison for an indefinite term pursuant to s 13 of the Act. Her Honour had before her not only the reports by two psychiatrists ordered by the Court, but also reports by two other such practitioners. Provision was also made for the appellant to be present by video link to the hearing. He availed himself of this opportunity by giving oral evidence by this means. The evidence before her Honour was that the appellant had spent almost 23 years in prison since October 1980. His most serious crimes were sexual offences. Two involved children. The offences were accompanied by marked violence. There was also evidence that the appellant had claimed that he had committed some offences in order that he would be sent to prison where "he was comfortable". On 6 November 2003, her Honour held that there was a serious risk that the appellant would commit a serious sexual offence if he were to be released from custody, and ordered that he be detained for an indefinite term, for control, care and treatment.
Appeal to this Court
The grounds of the appellant's appeal to this Court are:
"The majority of the Supreme Court of Appeal of Queensland (the Court of Appeal) erred in holding that:
(a)Section 8 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Qld) fell within the legislative competence of the Queensland Parliament; and
(b)Section 13 of the Dangerous Prisoners (Sexual Offenders) Act 2003 (Qld) fell within the legislative competence of the Queensland Parliament; and
The majority of the Court of Appeal erred in distinguishing Kable v Director of Public Prosecutions (NSW) (1996) 189 CLR 51 for the reasons they did."
We should say at the outset that we are generally in agreement with the reasoning and conclusion of the majority in the Court of Appeal.
Appellant's submissions
The appellant in this Court repeated the argument that he had advanced in the Court of Appeal, that ss 8 and 13 of the Act have the same objectionable features as the legislation that this Court held invalid in Kable, in particular, that the purported conferral of a power upon a court to detain a person in custody upon the basis of a prediction that an offender will re-offend, rather than upon an adjudication of actual criminal guilt, is offensive to Ch III of the Constitution.
The scheme of the Act
The purpose of the Act is to enable "the Supreme Court to order the post-sentence preventative detention of sex offenders who pose a serious danger to the community."[284]
[284]Queensland, Legislative Assembly, Parliamentary Debates (Hansard), 3 June 2003 at 2484.
In outline, the Act applies to persons imprisoned for a "serious sexual offence" which is defined in the schedule to the Act as "an offence of a sexual nature, whether committed in Queensland or outside Queensland involving violence or against children". The Attorney-General may apply to the Court for orders requiring such a person to submit to psychiatric assessment[285]. Upon an application, the Court may order that the person undergo a risk assessment by two qualified psychiatrists, who must prepare an assessment of the risk of the person re-offending[286]. If the Court is satisfied that the person would, if released, pose a serious danger to the community, it is empowered to order the prisoner's detention (a "continuing detention order") or supervision subject to conditions imposed by the Court (a "supervision order")[287]. In determining which order to make, the paramount consideration is to be the need to protect the community[288]. A continuing detention order is to remain in effect until revoked by order of the court. In the meantime, the person subject to the order is to remain a prisoner[289]. Supervision orders are to be made for a definite term[290].
[285]s 5.
[286]s 8.
[287]s 13.
[288]s 13(6).
[289]s 14.
[290]s 15.
Section 8 of the Act provides:
"8 Preliminary hearing
(1)If the court is satisfied there are reasonable grounds for believing the prisoner is a serious danger to the community in the absence of a division 3 order, the court must set a date for the hearing of the application for a division 3 order.
(2)If the court is satisfied as required under subsection (1), it may make either or both of the following orders –
(a)an order that the prisoner undergo examinations by 2 psychiatrists named by the court who are to prepare independent reports (a "risk assessment order");
(b)if the court is satisfied that the prisoner may be released from custody before the application is finally decided, an order that the prisoner be detained in custody for the period stated in the order (an "interim detention order").
(3)If the prisoner is ordered to be detained in custody after the prisoner's period of imprisonment ends, the person remains a prisoner, including for all purposes in relation to an application under this Act.
(4)If the court sets a date for the hearing of the application for a division 3 order but the prisoner is released from custody before the application is finally decided, for all purposes in relation to deciding the application this Act continues to apply to the person as if the person were a prisoner."
Section 13 of the Act provides:
"13 Division 3 orders
(1)This section applies if, on the hearing of an application for a division 3 order, the court is satisfied the prisoner is a serious danger to the community in the absence of a division 3 order (a "serious danger to the community").
(2)A prisoner is a serious danger to the community as mentioned in subsection (1) if there is an unacceptable risk that the prisoner will commit a serious sexual offence –
(a) if the prisoner is released from custody; or
(b)if the prisoner is released from custody without a supervision order being made.
(3)On hearing the application, the court may decide that it is satisfied as required under subsection (1) only if it is satisfied –
(a) by acceptable, cogent evidence; and
(b) to a high degree of probability;
that the evidence is of sufficient weight to justify the decision.
(4)In deciding whether a prisoner is a serious danger to the community as mentioned in subsection (1), the court must have regard to the following –
(a)the reports prepared by the psychiatrists under section 11 and the extent to which the prisoner cooperated in the examinations by the psychiatrists;
(b)any other medical, psychiatric, psychological or other assessment relating to the prisoner;
(c)information indicating whether or not there is a propensity on the part of the prisoner to commit serious sexual offences in the future;
(d)whether or not there is any pattern of offending behaviour on the part of the prisoner;
(e)efforts by the prisoner to address the cause or causes of the prisoner's offending behaviour, including whether the prisoner participated in rehabilitation programs;
(f)whether or not the prisoner's participation in rehabilitation programs has had a positive effect on the prisoner;
(g)the prisoner's antecedents and criminal history;
(h)the risk that the prisoner will commit another serious sexual offence if released into the community;
(i)the need to protect members of the community from that risk;
(j) any other relevant matter.
(5)If the court is satisfied as required under subsection (1), the court may order –
(a)that the prisoner be detained in custody for an indefinite term for control, care or treatment ("continuing detention order"); or
(b)that the prisoner be released from custody subject to the conditions it considers appropriate that are stated in the order ("supervision order").
(6)In deciding whether to make an order under subsection (5)(a) or (b), the paramount consideration is to be the need to ensure adequate protection of the community.
(7)The Attorney-General has the onus of proving that a prisoner is a serious danger to the community as mentioned in subsection (1)." (footnote omitted)
The decision in Kable
In Kable, this Court found that the Community Protection Act 1994 (NSW) was incompatible with Ch III of the Commonwealth Constitution, and therefore invalid, because it effectively required a Judge of the Supreme Court of New South Wales to make an order depriving a named person of his liberty at the expiration of his term of imprisonment. The majority was of the opinion that the Community Protection Act compromised the integrity of the judicial system established by Ch III because it obliged the Supreme Court of New South Wales, a Court which exercised the judicial power of the Commonwealth from time to time, to act non-judicially when exercising State jurisdiction.
In Kable, the Justices in the majority used differing formulations when stating the principles, but all of them referred to constitutional integrity, or public confidence, or both. With respect to the powers purportedly conferred by the Community ProtectionAct, Toohey J held that they were incompatible with the exercise of the judicial power of the Commonwealth because they were of such a nature that public confidence in the integrity of the judiciary as an institution was diminished[291]. Gaudron J said that they compromised the integrity of the judicial system brought into existence by Ch III of the Constitution, which depends on State courts acting in accordance with the judicial process and on the maintenance of public confidence in that process[292]. The opinion of McHugh J was that the impugned conferral of non-judicial power or other incidents of the Court should not be such as could lead an ordinary reasonable member of the public to conclude that the Court was not independent of the executive government of the State, or that the Court as an institution was not free of governmental influence in administering the judicial functions invested in the Court, and compromised the institutional impartiality of the Court[293]. Gummow J was of the view that the exercise of statutory powers jeopardized the integrity of the Court, and sapped the appearance of institutional impartiality, and the maintenance of public confidence in the judiciary[294].
[291](1996) 189 CLR 51 at 98.
[292](1996) 189 CLR 51 at 107.
[293](1996) 189 CLR 51 at 117, 119 and 121.
[294](1996) 189 CLR 51 at 133.
Detention under the Act is for non‑punitive purposes
It is accepted that in some circumstances, it is valid to confer powers on both non‑judicial and judicial bodies to authorize detention, for example, in cases of infectious disease or mental illness. These categories are not closed. In this respect, the second object of the Act is relevant[295]:
"[T]o provide continuing control, care or treatment of a particular class of prisoner to facilitate their rehabilitation."
To the extent that the Act in fact furthers this object, a court applying it would be undertaking, without compromise to its judicial integrity, a conventional adjudicative process.
[295]s 3(b).
To determine whether detention is punitive, the question, whether the impugned law provides for detention as punishment or for some legitimate non‑punitive purpose, has to be answered. As Gummow J said in Kruger v The Commonwealth[296]:
"The question whether a power to detain persons or to take them into custody is to be characterised as punitive in nature, so as to attract the operation of Ch III, depends upon whether those activities are reasonably capable of being seen as necessary for a legitimate non‑punitive objective. The categories of non‑punitive, involuntary detention are not closed." (footnotes omitted)
[296](1997) 190 CLR 1 at 162.
Several features of the Act indicate that the purpose of the detention in question is to protect the community and not to punish. Its objects are stated to be to ensure protection of the community and to facilitate rehabilitation[297]. The focus of the inquiry in determining whether to make an order under ss 8 or 13 is on whether the prisoner is a serious danger, or an unacceptable risk to the community. Annual reviews of continuing detention orders are obligatory[298].
[297]s 3(a).
[298]s 27.
In our opinion, the Act, as the respondent submits, is intended to protect the community from predatory sexual offenders. It is a protective law authorizing involuntary detention in the interests of public safety. Its proper characterization is as a protective rather than a punitive enactment. It is not unique in this respect. Other categories of non-punitive, involuntary detention include: by reason of mental infirmity; public safety concerning chemical, biological and radiological emergencies; migration; indefinite sentencing; contagious diseases and drug treatment[299]. This is not to say however that this Court should not be vigilant in ensuring that the occasions for non-punitive detention are not abused or extended for illegitimate purposes.
[299]See Crimes Act 1914 (Cth), ss 20B(4), 20B(5), 20BC(2)(b), 20BJ(1) and 20BM(5)(d); Migration Act 1958 (Cth), s 178; Crimes (Mental Impairment and Unfitness to be Tried) Act 1997 (Vic), ss 10(1)(c), 12(2)(c), 19(1)(c) and 26(2)(a)(ii); Criminal Law Consolidation Act 1935 (SA), ss 269O(1)(b)(i) and 269V(2)(b); Health Act 1937 (Q), ss 36, 37 and 130B; Mental Health Act 2000 (Q), ss 57, 59, 61-63, 68, 69, 101, 273 and 288; Penalties and Sentences Act 1992 (Q), ss 162 and 163; Public Safety Preservation Act 1986 (Q), ss 34, 35 and 36; Criminal Law (Mentally Impaired Defendants) Act 1996 (WA), s 24.
One further submission of the appellant requires consideration. He contended that the Act was a Bill of Pains and Penalties, that is, a "legislative enactment which inflicts punishment without a judicial trial"[300]. In Chu Kheng Lim v Minister for Immigration, McHugh J discussed such a Bill and said this of it in a Constitutional context[301]:
"At common law, special Acts of Parliament under which the legislature inflicted punishment upon persons alleged to be guilty of treason or felony 'without any conviction in the ordinary course of judicial proceedings' were known as Bills of Attainder and Bills of Pains and Penalties. The term 'Bill of Attainder' was used in respect of Acts imposing sentences of death, the term 'Bill of Pains and Penalties' in respect of Acts imposing lesser penalties. In the sixteenth and seventeenth centuries, the Parliament of the United Kingdom passed many such Bills, particularly 'in times of rebellion, or of gross subserviency to the crown, or of violent political excitements'. During the American Revolution, a number of such Bills were passed in the thirteen States. Subsequently, the Constitution of the United States prohibited the enactment of Bills of Attainder. The Supreme Court of the United States has construed the term 'Bill of Attainder' in that clause to include all 'legislative acts, no matter what their form, that apply either to named individuals or to easily ascertainable members of a group in such a way as to inflict punishment on them without a judicial trial'. Thus, a Bill of Attainder or a Bill of Pains and Penalties is a law (1) directed to an individual or a particular group of individuals (2) which punishes that individual or individuals (3) without the procedural safeguards involved in a judicial trial.
No express prohibition against the enactment of Bills of Attainder or Bills of Pains and Penalties is to be found in the Constitution. However, it is a necessary implication of the adoption of the doctrine of separation of powers in the Constitution that the Parliament of the Commonwealth cannot enact such Bills. An Act of the Parliament which sought to punish individuals or a particular group of individuals for their past conduct without the benefit of a judicial trial or the procedural safeguards essential to such a trial would be an exercise of judicial power of the Commonwealth and impliedly prohibited by the doctrine of the separation of powers. Such an Act would infringe the separation of judicial and legislative power by substituting a legislative judgment of guilt for the judgment of the courts exercising federal judicial power." (footnotes omitted)
[300]Polyukhovich v The Commonwealth (1991) 172 CLR 501 at 535-536, 646, 685-686, 719-721.
[301](1992) 176 CLR 1 at 69-70.
The Act here is not such a bill. Its purpose is not to punish people for their past conduct. It is a protective measure and provides, in any event, for many of the safeguards of a judicial trial. It is necessary to keep in mind the issues with which Kable was concerned and the true nature of the decision which the Court made there. Despite the differing formulations of the Justices in the majority, the primary issue remained whether the process which the legislation required the Supreme Court of New South Wales to undertake, was so far removed from a truly judicial process that the Court, by undertaking it, would be so tainted or polluted that it would no longer be a suitable receptacle for the exercise of Federal judicial power under Ch III of the Constitution. This Court did not in Kable hold however that in all respects, a Supreme Court of a State was the same, and subject to the same constraints, as a federal court established under Ch III of the Constitution. Federal judicial power is not identical with State judicial power. Although the test, whether, if the State enactment were a federal enactment, it would infringe Ch III of the Constitution, is a useful one, it is not the exclusive test of validity. It is possible that a State legislative conferral of power which, if it were federal legislation, would infringe Ch III of the Constitution, may nonetheless be valid. Not everything by way of decision-making denied to a federal judge is denied to a judge of a State. So long as the State court, in applying legislation, is not called upon to act and decide, effectively as the alter ego of the legislature or the executive, so long as it is to undertake a genuine adjudicative process and so long as its integrity and independence as a court are not compromised, then the legislation in question will not infringe Ch III of the Constitution.
The forms and procedures prescribed by the Act bear the hallmarks of traditional judicial forms and procedure. Section 5(3) raises a formidable threshold for the Attorney-General as applicant to surmount: a need at a preliminary hearing to satisfy the Court that "there are reasonable grounds for believing the prisoner is a serious danger to the community in the absence of [an] … order." This is a considerably higher threshold than a prosecutor has to surmount at a committal, effectively the establishment of a prima facie case only.
The Act requires that the prisoner will be provided with full disclosure and details of the allegations and all other relevant material filed by the Attorney-General against him[302] and provides for the filing of material by him[303]. The effect of s 7 is to apply the rules of evidence except with respect to a preliminary hearing where the rules may be relaxed to accord with those generally obtaining in urgent interlocutory applications. The prisoner has full rights to cross-examine and to adduce evidence[304]. The Court may decide some relatively less important matters only on the papers[305].
[302]ss 5(5), 12 and 25.
[303]s 6.
[304]s 45.
[305]s 44.
Should the Court reach the requisite degree of satisfaction at a preliminary hearing, the application is then to proceed to a final hearing[306] and the Court has a discretion to order two independent psychiatric examinations and reports.
[306]s 8(1).
These points should be made about the section which empowers the Court to make an order for the detention of a prisoner. First, the prisoner's release must be shown to present an unacceptable risk of the commission by him of a serious sexual offence. In so deciding, the Court may only act upon "acceptable, cogent evidence"[307] and the degree of satisfaction that it must reach is one of "a high degree of probability"[308].
[307]s 13(3)(a).
[308]s 13(3)(b).
Section 13(4) provides another safeguard by requiring the Court to have regard to these relevant and important matters: the psychiatrists' reports; the co-operation or otherwise of the prisoner with the psychiatrists; other relevant reports; the prisoner's propensities; any pattern of offending by the prisoner; the prisoner's participation in rehabilitative programmes and the results of them; the prisoner's efforts to address the cause of his behaviour; the prisoner's antecedents and criminal history; "the risk that the prisoner will commit another serious sexual offence if released into the community"[309]; and the need to protect the community against that risk and any other relevant matter.
[309]s 13(4)(h).
The yardstick to which the Court is to have regard, of an unacceptable risk to the community, relevantly a risk established according to a high degree of probability, that the prisoner will commit another sexual offence if released, established on and by acceptable and cogent evidence, adduced according to the rules of evidence, is one which courts historically have had regard to in many areas of the law. The process of reaching a predictive conclusion about risk is not a novel one. The Family Court undertakes a similar process on a daily basis and this Court (Mason CJ, Brennan, Dawson, Toohey and Gaudron JJ) said this in M v M of the appropriate approach by the Family Court to the evaluation of a risk to a child[310]:
"Efforts to define with greater precision the magnitude of the risk which will justify a court in denying a parent access to a child have resulted in a variety of formulations. The degree of risk has been described as a 'risk of serious harm'[311], 'an element of risk' or 'an appreciable risk'[312], a 'real possibility'[313], a 'real risk'[314], and an 'unacceptable risk'[315]. This imposing array indicates that the courts are striving for a greater degree of definition than the subject is capable of yielding. In devising these tests the courts have endeavoured, in their efforts to protect the child's paramount interests, to achieve a balance between the risk of detriment to the child from sexual abuse and the possibility of benefit to the child from parental access. To achieve a proper balance, the test is best expressed by saying that a court will not grant custody or access to a parent if that custody or access would expose the child to an unacceptable risk of sexual abuse."
[310](1988) 166 CLR 69 at 78.
[311]A v A [1976] VR 298 at 300.
[312]Marriage of M (1986) 11 Fam LR 765 at 771.
[313]B v B (Access) [1986] FLC ¶91-758 at 75,545.
[314]Leveque v Leveque (1983) 54 BCLR 164 at 167.
[315]In re G (A minor) [1987] 1 WLR 1461 at 1469.
Sentencing itself in part at least may be a predictive exercise requiring a court on occasions to ask itself for how long an offender should be imprisoned to enable him to be rehabilitated, or to ensure that he will no longer pose a threat to the community. The predictive exercise of an assessment of damages for future losses is also a daily occurrence in the courts.
Even if the Court concludes under s 13(1) of the Act that the prisoner is a serious danger to the community, it still has a discretion under s 13(5) as to the way in which the application should be disposed of. It may, for example, order that the prisoner be released from custody subject to conditions. Section 16 prescribes the contents of such an order.
Section 13(6) of the Act uses the expression "paramount consideration" which is similar to the expression "paramount interests" referred to in M v M[316], and is one that is well familiar to, and regularly construed by family courts.
[316](1988) 166 CLR 69.
It should be observed at this point that it is possible, although in practice almost unthinkable that, having regard to the discretion apparently conferred on the Court by s 8(2) of the Act whether to order psychiatric examinations and reports, the Court might make a continuing detention order in their absence. Whether however in doing so, a court would be acting on acceptable, cogent evidence establishing unacceptable risk to a high degree of probability is another matter. In any event, courts are on occasions required to decide matters on evidence of less than desirable quality and volume, and that they may have to do so, will not necessarily deprive their function of its judicial character.
Another judicial hallmark of the process for which the Act provides is the requirement that the Court give reasons for its decision[317].
[317]s 17.
The purpose of Pt 3 of the Act is to ensure that a prisoner's continual detention be reviewed annually. Sections 26 and 27 require the Attorney-General to ensure that this purpose is effected. In exceptional circumstances, a prisoner may himself seek leave to apply for a review[318]. The balance of Pt 3 contains provisions of similar kind to those governing the applications for the original order and ensures fair process. And again, before the Court may affirm the order for detention it must be satisfied to a high degree of probability.
[318]s 28.
Part 4 of the Act confers a right of appeal upon both the Attorney-General and the prisoner. The rights may be exercised without the necessity to obtain prior leave and are available in respect of any decision under the Act[319].
[319]s 31.
It can be seen therefore that careful attention has been paid in the drafting of the Act to a need for full and proper legal process in the making of decisions under it. It is an Act of general application, unlike the ad hominem nature of the legislation in Kable[320].
[320](1996) 189 CLR 51 at 121-134. See also Liyanage v The Queen [1967] 1 AC 259 at 289-290; Leeth v Commonwealth (1992) 174 CLR 455 at 469-470; Nicholas v The Queen (1998) 193 CLR 173 at 192.
Conclusion
The Act does not offend against the principle for which Kable stands. It is designed to achieve a legitimate, preventative, non-punitive purpose in the public interest, and to achieve it with due regard to a full and conventional judicial process, including unfettered appellate review. In undertaking that process, and in making a decision as part of it, the Supreme Court did not exercise power inconsistent with its function as a Court which exercises judicial power pursuant to Ch III of the Constitution. The appeal should be dismissed.